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Evaluation in health promotion : principles and perspectives / edited

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Ev Evalua aluation ion<br />

<strong>in</strong> healt <strong>health</strong><br />

pr <strong>promotion</strong> omotion<br />

Pr<strong>in</strong>ciples <strong>in</strong>ciples <strong>and</strong><br />

<strong>perspectives</strong> es<br />

WHO Regional Publications<br />

European Series, No. 92


<strong>Evaluation</strong> <strong>in</strong> <strong>health</strong> <strong>promotion</strong><br />

Pr<strong>in</strong>ciples <strong>and</strong> <strong>perspectives</strong>


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<strong>Evaluation</strong> <strong>in</strong> <strong>health</strong> <strong>promotion</strong><br />

Pr<strong>in</strong>ciples <strong>and</strong> <strong>perspectives</strong><br />

Edited by:<br />

Irv<strong>in</strong>g Rootman, Michael Goodstadt,<br />

Brian Hyndman, David V. McQueen,<br />

Louise Potv<strong>in</strong>, Jane Spr<strong>in</strong>gett<br />

<strong>and</strong> Erio Ziglio<br />

Health<br />

Canada<br />

Santé<br />

Canada<br />

WHO Regional Publications, European Series, No. 92


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Introduction <strong>and</strong> framework


Introduction to the book<br />

Irv<strong>in</strong>g Rootman<br />

WHO European Work<strong>in</strong>g Group on Health Promotion<br />

<strong>Evaluation</strong><br />

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1<br />

A framework for<br />

<strong>health</strong> <strong>promotion</strong> evaluation<br />

Irv<strong>in</strong>g Rootman, Michael Goodstadt,<br />

Louise Potv<strong>in</strong> <strong>and</strong> Jane Spr<strong>in</strong>gett<br />

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What is <strong>health</strong> <strong>promotion</strong>?<br />

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Table 1.1. Def<strong>in</strong>itions of <strong>health</strong> <strong>promotion</strong><br />

Source <strong>and</strong> date Def<strong>in</strong>ition (emphasis added)<br />

Lalonde, 1974 (3) A strategy “aimed at <strong>in</strong>form<strong>in</strong>g, <strong>in</strong>fluenc<strong>in</strong>g <strong>and</strong> assist<strong>in</strong>g both <strong>in</strong>dividuals<br />

<strong>and</strong> organizations so that they will accept more responsibility <strong>and</strong> be<br />

more active <strong>in</strong> matters affect<strong>in</strong>g mental <strong>and</strong> physical <strong>health</strong>”<br />

US Department of<br />

Health, Education, <strong>and</strong><br />

Welfare, 1979 (19)<br />

“A comb<strong>in</strong>ation of <strong>health</strong> education <strong>and</strong> related organizational, political<br />

<strong>and</strong> economic programs designed to support changes <strong>in</strong> behavior <strong>and</strong> <strong>in</strong><br />

the environment that will improve <strong>health</strong>”<br />

Green, 1980 (20) “Any comb<strong>in</strong>ation of <strong>health</strong> education <strong>and</strong> related organizational, political<br />

<strong>and</strong> economic <strong>in</strong>terventions designed to facilitate behavioral <strong>and</strong><br />

environmental changes that will improve <strong>health</strong>”<br />

Green & Iverson, 1982<br />

(21)<br />

“Any comb<strong>in</strong>ation of <strong>health</strong> education <strong>and</strong> related organizational, economic,<br />

<strong>and</strong> environmental supports for behavior conducive to <strong>health</strong>”<br />

Perry & Jessor, 1985 (22) “The implementation of efforts to foster improved <strong>health</strong> <strong>and</strong> well-be<strong>in</strong>g <strong>in</strong><br />

all four doma<strong>in</strong>s of <strong>health</strong> [physical, social, psychological <strong>and</strong> personal]”<br />

Nutbeam, 1985 (23) “The process of enabl<strong>in</strong>g people to <strong>in</strong>crease control over the determ<strong>in</strong>ants<br />

of <strong>health</strong> <strong>and</strong> thereby improve their <strong>health</strong>”<br />

WHO, 1984 (24), 1986<br />

(4) <strong>and</strong> Epp, 1986 (25)<br />

Goodstadt et al., 1987<br />

(26)<br />

“The process of enabl<strong>in</strong>g people to <strong>in</strong>crease control over, <strong>and</strong> to improve,<br />

their <strong>health</strong>”<br />

“The ma<strong>in</strong>tenance <strong>and</strong> enhancement of exist<strong>in</strong>g levels of <strong>health</strong> through<br />

the implementation of effective programs, services, <strong>and</strong> policies”<br />

Kar, 1989 (27) “The advancement of wellbe<strong>in</strong>g <strong>and</strong> the avoidance of <strong>health</strong> risks by<br />

achiev<strong>in</strong>g optimal levels of the behavioral, societal, environmental <strong>and</strong><br />

biomedical determ<strong>in</strong>ants of <strong>health</strong>”<br />

O’Donnell, 1989 (28) “The science <strong>and</strong> art of help<strong>in</strong>g people choose their lifestyles to move<br />

toward a state of optimal <strong>health</strong>”<br />

Labonté & Little, 1992<br />

(29)<br />

“Any activity or program designed to improve social <strong>and</strong> environmental<br />

liv<strong>in</strong>g conditions such that people’s experience of well-be<strong>in</strong>g is <strong>in</strong>creased”<br />

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Source <strong>and</strong> date Activities<br />

(programmes, policies, etc.)<br />

W<strong>in</strong>slow, 1920 (2) “Organized community effort for the education<br />

of the <strong>in</strong>dividual <strong>in</strong> personal<br />

<strong>health</strong>, <strong>and</strong> the development of the social<br />

mach<strong>in</strong>ery”<br />

Table 1.2. Def<strong>in</strong>itions of <strong>health</strong> <strong>promotion</strong> deconstructed<br />

Processes<br />

(underly<strong>in</strong>g mechanisms)<br />

Objectives<br />

(<strong>in</strong>strumental outcomes)<br />

“... to ensure everyone a<br />

st<strong>and</strong>ard of liv<strong>in</strong>g”<br />

Goals<br />

(ultimate outcomes)<br />

“... the ma<strong>in</strong>tenance or<br />

improvement of <strong>health</strong>”<br />

Sigerist, 1946 (1) “... by provid<strong>in</strong>g a decent<br />

st<strong>and</strong>ard of liv<strong>in</strong>g, good labor<br />

conditions, education, physical<br />

culture, means of rest <strong>and</strong> recreation”<br />

“Health is promoted”<br />

Lalonde, 1974 (3) “... <strong>in</strong>form<strong>in</strong>g, <strong>in</strong>fluenc<strong>in</strong>g <strong>and</strong> assist<strong>in</strong>g<br />

both <strong>in</strong>dividuals <strong>and</strong> organizations”<br />

US Department of Health,<br />

Education, <strong>and</strong> Welfare,<br />

1979 (19)<br />

“A comb<strong>in</strong>ation of <strong>health</strong> education <strong>and</strong><br />

related organizational, political <strong>and</strong> economic<br />

programs”<br />

Green, 1980 (20) “Any comb<strong>in</strong>ation of <strong>health</strong> education<br />

<strong>and</strong> related organizational, political <strong>and</strong><br />

economic <strong>in</strong>terventions”<br />

Green & Iverson, 1982 (21) “Any comb<strong>in</strong>ation of <strong>health</strong> education<br />

<strong>and</strong> related organizational, political <strong>and</strong><br />

economic supports”<br />

“... so that they [<strong>in</strong>dividuals<br />

<strong>and</strong> organizations] will accept<br />

more responsibility <strong>and</strong> be<br />

more active <strong>in</strong> matters affect<strong>in</strong>g<br />

mental <strong>and</strong> physical<br />

<strong>health</strong>”<br />

“… designed to support<br />

changes <strong>in</strong> behavior <strong>and</strong> <strong>in</strong> the<br />

environment”<br />

“... designed to facilitate<br />

behavioral <strong>and</strong> environmental<br />

changes”<br />

“… that will improve <strong>health</strong>”<br />

“... that will improve <strong>health</strong>”<br />

“… for behavior” “… conducive to <strong>health</strong>”


Source <strong>and</strong> date Activities<br />

(programmes, policies, etc.)<br />

Perry & Jessor, 1985 (22) “The implementation of efforts” “... to foster improved <strong>health</strong><br />

<strong>and</strong> well-be<strong>in</strong>g <strong>in</strong> all four<br />

doma<strong>in</strong>s of <strong>health</strong> [physical,<br />

social, psychological <strong>and</strong> personal]”<br />

Nutbeam, 1985 (23) “The process of enabl<strong>in</strong>g people<br />

to <strong>in</strong>crease control”<br />

WHO, 1984 (24), 1986 (4)<br />

Epp, 1986 (25)<br />

Goodstadt et al., 1987 (26) “… through the implementation of<br />

effective programs, services, <strong>and</strong> policies”<br />

“The process of enabl<strong>in</strong>g people<br />

to <strong>in</strong>crease control over<br />

[their <strong>health</strong>]”<br />

“… over the determ<strong>in</strong>ants of<br />

<strong>health</strong>”<br />

Kar, 1989 (27) “… <strong>and</strong> the avoidance of<br />

<strong>health</strong> risks by achiev<strong>in</strong>g optimal<br />

levels of the behavioral,<br />

societal, environmental, <strong>and</strong><br />

biomedical determ<strong>in</strong>ants of<br />

<strong>health</strong>”<br />

O’Donnell, 1989 (28) “The science <strong>and</strong> art of help<strong>in</strong>g people<br />

choose their lifestyles”<br />

Green & Kreuter, 1991 (7) “The comb<strong>in</strong>ation of educational <strong>and</strong><br />

environmental supports for actions <strong>and</strong><br />

conditions of liv<strong>in</strong>g”<br />

Processes<br />

(underly<strong>in</strong>g mechanisms)<br />

Objectives<br />

(<strong>in</strong>strumental outcomes)<br />

Goals<br />

(ultimate outcomes)<br />

“... <strong>and</strong> thereby improve their<br />

<strong>health</strong>”<br />

“… <strong>and</strong> thereby to improve<br />

their <strong>health</strong>”<br />

“The ma<strong>in</strong>tenance <strong>and</strong><br />

enhancement of exist<strong>in</strong>g levels<br />

of <strong>health</strong>”<br />

“The advancement of wellbe<strong>in</strong>g”<br />

“... to move toward a state of<br />

optimal <strong>health</strong>”<br />

... conducive to <strong>health</strong>”


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Part 2<br />

Perspectives


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Fig. 2.1. programme components <strong>and</strong> evaluation questions<br />

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Source: adapted from Cont<strong>and</strong>riopoulos et al. (19)<br />

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Fig. 2.2. Programme phases <strong>and</strong> evaluation questions<br />

Effort<br />

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Table 4.1. Characteristics of positivism <strong>and</strong>hermeneutics<br />

Positivism Hermeneutics<br />

Objective observation Critical subjectivity<br />

Explanation <strong>and</strong> prediction Underst<strong>and</strong><strong>in</strong>g <strong>and</strong> f<strong>in</strong>d<strong>in</strong>g mean<strong>in</strong>g<br />

Search for general knowledge <strong>and</strong><br />

st<strong>and</strong>ardization<br />

View of social organization as comb<strong>in</strong>ations<br />

of similar th<strong>in</strong>gs<br />

Surface view<br />

Hypothesis test<strong>in</strong>g through formal def<strong>in</strong>ition<br />

of ideas <strong>and</strong> measurement<br />

Mechanistic, with a focus on an object that<br />

has no voice <strong>and</strong> is submissive<br />

Aim: the power to control the collection of<br />

facts<br />

View of every situation as unique<br />

Stress on richness, variety <strong>and</strong> depth<br />

Dialectical cycle to ga<strong>in</strong> knowledge<br />

Emphasis on quantity Emphasis on quality<br />

Dialogue <strong>and</strong> subjective participation (underst<strong>and</strong><strong>in</strong>g<br />

is not real unless it is mutual)<br />

Aim: enlightenment, edification, enrichment, personal<br />

growth<br />

Source: adapted from Dahlbom & Mathiassen (4).<br />

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Fig. 4.1. Action research <strong>and</strong> the learn<strong>in</strong>g cycle<br />

Active<br />

experimentation<br />

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experience<br />

(do<strong>in</strong>g)<br />

Abstract<br />

conceptualization<br />

(th<strong>in</strong>k<strong>in</strong>g/<br />

learn<strong>in</strong>g)<br />

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observation<br />

(th<strong>in</strong>k<strong>in</strong>g)<br />

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Table 4.2. Differences between the natural <strong>and</strong> social sciences <strong>in</strong><br />

approach to <strong>and</strong> methods of programme evaluation<br />

Question Natural sciences Social sciences<br />

Who performs evaluation? External experts Community, project staff facilitator<br />

What is exam<strong>in</strong>ed? Predeterm<strong>in</strong>ed <strong>in</strong>dicators of<br />

success, pr<strong>in</strong>cipally cost <strong>and</strong> <strong>health</strong><br />

outcomes/ga<strong>in</strong>s<br />

How? Focus on objectivity, distanc<strong>in</strong>g<br />

evaluators from other participants;<br />

uniform, complex procedures;<br />

delayed, limited distribution of<br />

results<br />

When? Usually at programme completion;<br />

sometimes also mid-term<br />

Why? To ensure accountability, usually<br />

summative, to determ<strong>in</strong>e whether<br />

fund<strong>in</strong>g cont<strong>in</strong>ues<br />

Indicators of success identified by<br />

participants, which may <strong>in</strong>clude<br />

<strong>health</strong> outcomes <strong>and</strong> ga<strong>in</strong>s<br />

Self-evaluation, simple methods<br />

adapted to local culture; open,<br />

immediate shar<strong>in</strong>g of results<br />

through local <strong>in</strong>volvement <strong>in</strong> evaluation<br />

processes<br />

Merg<strong>in</strong>g of monitor<strong>in</strong>g <strong>and</strong> evaluation;<br />

hence frequent small-scale<br />

evaluation<br />

To empower local people to <strong>in</strong>itiate,<br />

take <strong>and</strong> control corrective action<br />

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Table 4.3. The advantages <strong>and</strong> disadvantages<br />

of external <strong>and</strong> <strong>in</strong>ternal evaluators<br />

External evaluators Internal evaluators<br />

Can take a fresh look at the programme Know the programme well<br />

Are not personally <strong>in</strong>volved F<strong>in</strong>d it harder to be objective<br />

Are not part of the programme’s normal power<br />

structure<br />

Ga<strong>in</strong> noth<strong>in</strong>g from programmes, but may ga<strong>in</strong><br />

prestige from evaluations<br />

Are tra<strong>in</strong>ed <strong>in</strong> evaluation methods, may have<br />

experience with other evaluations, are regarded<br />

as experts by programme participants<br />

Are outsiders who may not underst<strong>and</strong> programmes<br />

or the people <strong>in</strong>volved<br />

Are part of the programme’s normal power structure<br />

Source: Fuerste<strong>in</strong> (29).<br />

May be motivated by hopes of personal ga<strong>in</strong><br />

May not be tra<strong>in</strong>ed <strong>in</strong> evaluation methods, have<br />

little or no more tra<strong>in</strong><strong>in</strong>g than others <strong>in</strong> the programme<br />

Are familiar with <strong>and</strong> underst<strong>and</strong> programmes<br />

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Table 6.1. L<strong>in</strong>dström’s model for the quality of life of children<br />

<strong>in</strong> Nordic countries<br />

Spheres Dimensions Examples<br />

Global 1. Macro environment Physical environment<br />

2. Culture<br />

3. Human rights<br />

Source: L<strong>in</strong>dström (66).<br />

Responsiveness to the United Nations<br />

Convention on the Rights of the Child<br />

4. Welfare policies Welfare distribution<br />

External 1. Work Parental education <strong>and</strong> satisfaction<br />

with employment<br />

2. Income Income distribution<br />

3. Hous<strong>in</strong>g Quality of <strong>and</strong> satisfaction with hous<strong>in</strong>g<br />

Interpersonal 1. Family structure <strong>and</strong> function Satisfaction with family, lack of<br />

negative events<br />

2. Intimate friends<br />

Support from friends, neighbours <strong>and</strong><br />

3. Extended social networks society<br />

Personal 1. Physical Growth, activity<br />

2. Mental Self-esteem <strong>and</strong> mood<br />

3. Spiritual Mean<strong>in</strong>g of life


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Centre for Health Promotion approach<br />

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Table 6.2. The Centre for Health Promotion’s doma<strong>in</strong>s of quality of life<br />

Doma<strong>in</strong>s Subdoma<strong>in</strong>s Contents<br />

Be<strong>in</strong>g Physical Physical <strong>health</strong>, mobility, nutrition, exercise, fitness <strong>and</strong><br />

appearance<br />

Psychological Independence, autonomy, self-acceptance <strong>and</strong> freedom<br />

from stress<br />

Spiritual Personal values <strong>and</strong> st<strong>and</strong>ards <strong>and</strong> spiritual beliefs<br />

Belong<strong>in</strong>g Physical Physical aspects of the immediate environment<br />

Social Relationships with family, friends <strong>and</strong> acqua<strong>in</strong>tances<br />

Community Availability of societal resources <strong>and</strong> services<br />

Becom<strong>in</strong>g Practical Home, school <strong>and</strong> work activities<br />

Leisure Indoor <strong>and</strong> outdoor activities, recreational resources<br />

Growth Learn<strong>in</strong>g th<strong>in</strong>gs, improv<strong>in</strong>g skills <strong>and</strong> relationships,<br />

adapt<strong>in</strong>g to life<br />

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The community quality-of-life project: underst<strong>and</strong><strong>in</strong>g communities<br />

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Types <strong>and</strong> uses of economic evaluation<br />

7KH W\SH RI HFRQRPLF HYDOXDWLRQ WHFKQLTXH DGRSWHG LV VWURQJO\ UHODWHG WR WKH<br />

TXHVWLRQ DGGUHVVHG EXW WHUPV FDQ EH FRQIXVLQJ &RVW±HIIHFWLYHQHVV LV IUH<br />

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6RPH RI WKH SXEOLVKHG HFRQRPLF HYDOXDWLRQV RI KHDOWK SURPRWLRQ DFWLYLWLHV<br />

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HYHQ LI UHVXOWV ZHUH SUHVHQWHG VOLJKWO\ GLIIHUHQWO\<br />

Types of partial economic evaluation<br />

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RWKHU HYDOXDWRUV<br />

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Full economic evaluations<br />

7KHUH DUH IRXU GLVWLQFW W\SHV RI IXOO HFRQRPLF HYDOXDWLRQ<br />

‡ FRVW PLQLPL]DWLRQ<br />

‡ FRVW±HIIHFWLYHQHVV<br />

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UDWKHU WKDQ WKH EURDGHU SULQFLSOHV RI WKH 2WWDZD &KDUWHU IRU +HDOWK 3URPRWLRQ<br />

0DQ\ SHRSOH DVN ZKHWKHU H[SHUWV VKRXOG YDOXH KHDOWK UHODWHG TXDOLW\ RI<br />

OLIH HYHQ ZKHQ PHDVXUHV DUH XVHG WKDW DWWHPSW WR GR VR VXFK DV '$/


Table 7.1. Different types of full economic evaluation<br />

Type of study Treatment of alternatives<br />

Cost-m<strong>in</strong>imization<br />

analysis<br />

Cost–effectiveness<br />

analysis<br />

Measurement/<br />

Valuation of costs<br />

<strong>in</strong> alternatives<br />

Identification of<br />

consequences<br />

Monetary terms Identical <strong>in</strong> all relevant<br />

respects<br />

Monetary terms S<strong>in</strong>gle effect of <strong>in</strong>terest,<br />

common to both<br />

alternatives, but achieved to<br />

different degrees<br />

Cost–utility analysis Monetary terms S<strong>in</strong>gle or multiple effects,<br />

not necessarily common to<br />

both alternatives<br />

Cost–benefit analysis Monetary terms S<strong>in</strong>gle or multiple effects,<br />

not necessarily common to<br />

both alternatives<br />

Source: adapted from Drummond et al. (1).<br />

Measurement/<br />

Valuation of<br />

consequences<br />

None<br />

Natural units (life years<br />

ga<strong>in</strong>ed, numbers stopp<strong>in</strong>g<br />

smok<strong>in</strong>g, etc.)<br />

Healthy years or<br />

(more often) QALYs<br />

Monetary terms<br />

$ VWURQJ DVVXPSWLRQ ZRXOG EH WKDW DOO FRQVHTXHQFHV RI DOO WKH DOWHUQDWLYH<br />

LQWHUYHQWLRQV ZHUH WKH VDPH )RU H[DPSOH DV ZHOO DV GLUHFW EHQHILWV VRPH<br />

KHDOWK SURPRWLRQ LQWHUYHQWLRQV PD\ KDYH FRQVHTXHQFHV RU DGGLWLRQDO EHQHILWV<br />

LQ UHGXFLQJ IXWXUH GHPDQGV RQ KHDOWK FDUH UHVRXUFHV ,QWHUYHQWLRQV FRXOG KDYH<br />

D QXPEHU RI DGGLWLRQDO HIIHFWV KRZHYHU DQG DVVXPLQJ HTXDOLW\ RI RXWFRPHV<br />

PD\ EH GLIILFXOW ,Q VRPH FDVHV WKH LQGLYLGXDO EHQHILWV PD\ EH DVVXPHG WR EH<br />

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LQ PRQHWDU\ WHUPV 7KH QHW FRVWV UHVRXUFH FRVWV OHVV WKH RWKHU EHQHILFLDO FRQ<br />

VHTXHQFHV FRXOG WKHQ EH FRPSDUHG ,Q SUDFWLFH WKLV ODWWHU W\SH RI FRVW PLQL<br />

PL]DWLRQ VWXG\ LV RIWHQ ZURQJO\ ODEHOOHG DV D FRVW±EHQHILW VWXG\<br />

7KH DGYDQWDJH RI WKLV DSSURDFK LV WKDW LW DYRLGV WKH SUREOHPV RI PHDVXULQJ<br />

DQG YDOXLQJ WKH LQGLYLGXDO RXWFRPHV RI WKH LQWHUYHQWLRQV 6XFK RXWFRPHV KRZ<br />

HYHU FDQ VHOGRP EH VDIHO\ DVVXPHG WR EH HTXDO DFURVV LQWHUYHQWLRQV ,Q JHQHUDO<br />

VWDQGDUG WH[WV DQG JXLGHOLQHV WKHUHIRUH GR QRW UHFRPPHQG WKLV PHWKRG<br />

Cost–effectiveness analysis<br />

&RVW±HIIHFWLYHQHVV DQDO\VLV LV E\ IDU WKH PRVW FRPPRQ W\SH RI HFRQRPLF HYDOX<br />

DWLRQ RI KHDOWK FDUH DQG KDV FRPSULVHG PRVW SXEOLVKHG HFRQRPLF HYDOXDWLRQV<br />

RI KHDOWK SURPRWLRQ LQWHUYHQWLRQV 7KH LQGLYLGXDO EHQHILW LV XVXDOO\ PHDVXUHG<br />

DV VRPH VRUW RI TXDQWLILDEOH XQLW HLWKHU EHKDYLRXUDO VXFK DV QXPEHUV ZKR<br />

VWRSSHG VPRNLQJ RU KHDOWK RXWFRPH VXFK DV OLIH \HDUV VDYHG FRURQDU\ KHDUW<br />

GLVHDVH HYHQWV DYHUWHG HWF 2EYLRXVO\ VXFK DQDO\VHV FDQ EH FULWLFL]HG IRU<br />

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SRWHQWLDO EHQHILWV RI WKH KHDOWK SURPRWLRQ LQWHUYHQWLRQ 7KHLU PDLQ DGYDQWDJH<br />

KRZHYHU LV WKDW WKH\ DOORZ TXDQWLILFDWLRQ


$ IHZ H[DPSOHV LOOXVWUDWH VRPH RI WKH GLIIHUHQW PHDVXUHV XVHG DQG PHWKRG<br />

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UHGXFWLRQ LQ D FRURQDU\ ULVN VFRUH XVLQJ GDWD RQ FRVWV DQG RXWFRPHV IURP D<br />

WULDO 7KH LQWHUYHQWLRQ XQGHU FRQVLGHUDWLRQ ZDV D KHDOWK FKHFN SURJUDPPH<br />

ZLWK D FRQWURO JURXS EHLQJ XVHG )LHOG HW DO XVHG GDWD IURP WKH VDPH WULDO<br />

DQG DQ HSLGHPLRORJLFDO PRGHO WR WUDQVODWH UHGXFWLRQV LQ ULVN IDFWRUV LQWR HVWL<br />

PDWHV RI OLIH \HDUV JDLQHG ZLWK WKH FRVW±HIIHFWLYHQHVV LQ WHUPV RI QHW FRVWV SHU<br />

\HDU JDLQHG .DKQ FRQVLGHUHG WKH WDUJHWLQJ RI +,9 SUHYHQWLRQ XVLQJ HSL<br />

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GHQFH WR FRQVLGHU WKH EURDG FRVWV DQG OLIH \HDUV JDLQHG RI GLIIHUHQW FRURQDU\<br />

KHDUW GLVHDVH VWUDWHJLHV DOWKRXJK WKLV ZDV QRW D IRUPDO FRVW±HIIHFWLYHQHVV<br />

VWXG\<br />

,Q SODQQLQJ D VSHFLILF HFRQRPLF LQWHUYHQWLRQ WKH FKRLFH RI PDLQ RXWFRPH<br />

PHDVXUH PD\ EH REYLRXV )RU H[DPSOH WKH QXPEHUV ZKR TXLW DV D UHVXOW RI<br />

DQWLVPRNLQJ LQWHUYHQWLRQV DUH D PHDVXUDEOH DQG XVHIXO HQGSRLQW ,W ZRXOG EH<br />

LPSRVVLEOH KRZHYHU WR XVH D FRPPRQ EHKDYLRXUDO PHDVXUH WR FRPSDUH D<br />

VPRNLQJ SURJUDPPH ZLWK VD\ RQH RQ VNLQ FDQFHU :LWKRXW D FRPPRQ KHDOWK<br />

PHDVXUH FRVW±HIIHFWLYHQHVV DQDO\VLV FDQQRW EH XVHG 6XFK DQDO\VLV LV PRVW<br />

VXLWDEOH ZKHQ SURJUDPPHV ZLWK KHDOWK DLPV DUH EHLQJ FRPSDUHG DQG WKHVH RE<br />

MHFWLYHV DUH WKH SULPDU\ RXWFRPHV RI LQWHUHVW<br />

Cost–utility analysis<br />

&RVW±XWLOLW\ VWXGLHV LGHQWLI\ PHDVXUH DQG YDOXH LQGLYLGXDO KHDOWK RXWFRPHV XV<br />

LQJ D PHDVXUH WKDW UHIOHFWV KRZ LQGLYLGXDOV YDOXH RU JDLQ XWLOLW\ IURP WKH TXDO<br />

LW\ DQG OHQJWK RI OLIH :KLOH DFWXDO PHDVXUHV GLIIHU LQ SUDFWLFH 4$/


OLIH LV YDOXHG RQ D VFDOH IURP GHDWK WR SHUIHFW KHDOWK DQ LQWHUYHQWLRQ<br />

LQFUHDVHV WKH TXDOLW\ RI OLIH IRU DQ LQGLYLGXDO IURP WR IRU \HDUV DQG<br />

WKH LQGLYLGXDO ZRXOG RWKHUZLVH KDYH D TXDOLW\ RI OLIH RI IRU WKRVH \HDUV<br />

ZLWKRXW WKH LQWHUYHQWLRQ WKHQ WKH LQWHUYHQWLRQ \LHOGV D KHDOWK JDLQ RI 4$/


FDPSDLJQ DQG RI WKH KHOPHWV EXW QRW WKRVH LQYROYHG LQ FKDQJLQJ OHJLVODWLRQ RU<br />

HQIRUFLQJ WKH ODZ ZKHQ HQDFWHG 1HYHUWKHOHVV WKH EHQHILWV DUH FRQVLGHUDEOH<br />

WKH VRFLDO EHQHILWV H[FHHG WKH FRVWV E\ D UDWLR RI<br />

Table 7.2. An example of cost–benefit analysis:<br />

legislation for bicycle helmets <strong>in</strong> Israel<br />

Benefits <strong>and</strong> costs<br />

Benefits<br />

Values (US $)<br />

Value of lives saved 8 939 979<br />

Reduced <strong>health</strong> care costs 17 412 622<br />

Reduced long-term care costs 25 263 243<br />

Reduced need for special education 1 527 131<br />

Productivity ga<strong>in</strong> from reduced disabilities<br />

Costs<br />

7 545 779<br />

60 688 754<br />

Health education programme <strong>and</strong> helmets (20 143 984)<br />

Total social benefits 40 544 770<br />

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Fig. 8.1. The start<strong>in</strong>g po<strong>in</strong>t for quality <strong>in</strong> <strong>health</strong> <strong>promotion</strong> plann<strong>in</strong>g<br />

Consult<br />

stakeholders<br />

Clarify the <strong>health</strong> <strong>promotion</strong><br />

issue or problem<br />

Agree the target groups<br />

Formulate precise programme<br />

objectives: usually educational,<br />

behavioural, environmental or<br />

organizational<br />

Quantify desired outcome<br />

with<strong>in</strong> given period of time<br />

(target sett<strong>in</strong>g)<br />

Rewiew possible<br />

methodological approaches<br />

Agree <strong>in</strong>tervention approach<br />

Determ<strong>in</strong>e precise resources<br />

required<br />

Acquire fund<strong>in</strong>g <strong>and</strong> other<br />

resources<br />

Allocate tasks<br />

Pilot-test progamme where<br />

unproven methods are proposed<br />

Execute programme<br />

Evaluate programme<br />

Take account of the nature<br />

of the issues, level of<br />

<strong>in</strong>tervention required <strong>and</strong><br />

time limits<br />

Take account of exist<strong>in</strong>g<br />

knowledge, attitudes,<br />

behaviour, environmental<br />

factors <strong>and</strong> organizational<br />

systems<br />

Have due regard of<br />

approximate costs, time limits<br />

<strong>and</strong> social, economic <strong>and</strong><br />

environmental constra<strong>in</strong>ts<br />

Determ<strong>in</strong>e immediate target<br />

groups, significant mediators<br />

<strong>and</strong> support systems<br />

Determ<strong>in</strong>e skills deficit <strong>and</strong><br />

tra<strong>in</strong><strong>in</strong>g required<br />

Modify programme if<br />

necessary


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References<br />

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9<br />

Investigat<strong>in</strong>g policy<br />

networks for <strong>health</strong>:<br />

theory <strong>and</strong> method <strong>in</strong> a larger<br />

organizational perspective<br />

Evelyne de Leeuw 2<br />

Introduction<br />

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Fig. 11.1. The community <strong>in</strong>itiative as a catalyst for change<br />

More distal<br />

outcomes<br />

Community<br />

adaptation,<br />

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<strong>and</strong> capacity<br />

Dissem<strong>in</strong>ation<br />

Community<br />

implementation,<br />

action <strong>and</strong><br />

change<br />

Source: adapted from Fawcett et al. (26).<br />

Collaborative<br />

plann<strong>in</strong>g<br />

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local<br />

concerns<br />

<strong>and</strong> assets<br />

Fig. 11.2. Logic model for the documentation <strong>and</strong> evaluation system of the University of Kansas<br />

Work Group on Health Promotion <strong>and</strong> Community Development<br />

Community-def<strong>in</strong>ed<br />

concerns<br />

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implementation,<br />

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data on<br />

behaviour/<br />

communitylevel<br />

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the choice<br />

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objectives<br />

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to develop<br />

an action<br />

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feedback on<br />

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of<br />

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<strong>in</strong>itiative<br />

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capacity<br />

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ability to<br />

evaluate<br />

Assess<strong>in</strong>g<br />

communitylevel<br />

outcome<br />

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outcomes<br />

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measurable<br />

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collect<strong>in</strong>g<br />

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Actively<br />

dissem<strong>in</strong>at<strong>in</strong>g<br />

the <strong>in</strong>itiative<br />

<strong>and</strong> its<br />

components<br />

Widespread<br />

adoption of<br />

<strong>in</strong>itiative<br />

<strong>and</strong> its<br />

components


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Products of evaluation, support <strong>and</strong> development activities<br />

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<strong>in</strong> Kansas<br />

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Cumulative numbers of changes<br />

Fig. 11.3. Community changes (<strong>in</strong>termediate outcomes) from work to prevent<br />

adolescent pregnancy <strong>in</strong> Geary County, Kansas, 1993–1996<br />

120<br />

110<br />

100<br />

90<br />

80<br />

70<br />

60<br />

50<br />

40<br />

30<br />

20<br />

10<br />

0<br />

Grant<br />

awarded<br />

Strategic<br />

plann<strong>in</strong>g<br />

workshop<br />

Outreach<br />

worker<br />

hired<br />

Change<br />

<strong>in</strong> director<br />

Staff on<br />

leave<br />

Change<br />

<strong>in</strong> director<br />

Outreach<br />

worker on<br />

leave<br />

J F M A M J J A S O N D J F M A M J J A S O N D J F M A M J J O S O N D J F M A M J J A S O N D<br />

1993<br />

New<br />

outreach<br />

worker<br />

hired<br />

1994 1995 1996<br />

Change<br />

<strong>in</strong> staff<br />

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Table 13.1. Participatory evaluation of a <strong>health</strong> <strong>promotion</strong> programme: ma<strong>in</strong> actions, associated actions <strong>and</strong> comments<br />

Ma<strong>in</strong> actions Associated actions Comments<br />

Step 1. Clarify the aims<br />

<strong>and</strong> objectives of the<br />

proposed programme.<br />

Step 2. Design the<br />

framework for evaluation<br />

<strong>and</strong> what questions<br />

to ask.<br />

Step 3. Design the<br />

framework for evaluation<br />

<strong>and</strong> decide how<br />

to measure change.<br />

Get the participants on board.<br />

Set up an evaluation group.<br />

Determ<strong>in</strong>e what the real <strong>health</strong> problem is.<br />

Establish basel<strong>in</strong>e <strong>in</strong>formation.<br />

Decide the purpose of the evaluation <strong>and</strong> who will use the <strong>in</strong>formation.<br />

Decide what questions are useful to ask <strong>in</strong> relation to achiev<strong>in</strong>g aims<br />

<strong>and</strong> objectives.<br />

Decide from whom to collect <strong>in</strong>formation.<br />

Decide whether process as well as outcome <strong>in</strong>formation is needed.<br />

Decide what to measure <strong>and</strong> which methods to use.<br />

Decide on sample size <strong>and</strong> target population.<br />

Decide when to collect the <strong>in</strong>formation.<br />

Step 4. Collect the data. Make sure data collection is unobtrusive <strong>and</strong> does not add to participants’<br />

workload or, if it does, they can see the value of do<strong>in</strong>g it.<br />

Make sure participants are still on board.<br />

Keep participants <strong>in</strong>formed by regular feedback.<br />

Remember that data are not <strong>in</strong>formation.<br />

The importance of spend<strong>in</strong>g time on this groundwork cannot be overemphasized.<br />

Involvement of the right people will ensure commitment<br />

to the use of the <strong>in</strong>formation generated <strong>and</strong> a good response to any<br />

questionnaires. The evaluation group (at least three people) should<br />

reflect the range of <strong>in</strong>terests. Proper clarification makes the evaluation<br />

straightforward.<br />

Take this action before decid<strong>in</strong>g what measures to use. If the objectives<br />

have been stated clearly, this should be relatively easy. Be clear<br />

about the aims of the evaluation; this affects what questions are<br />

asked. The ma<strong>in</strong> aim is to see whether the activities <strong>in</strong> the programme<br />

resulted <strong>in</strong> achiev<strong>in</strong>g the stated objectives. Try to look at<br />

process as well as outcome.<br />

Good measurement depends on be<strong>in</strong>g clear about the issues. Methods<br />

should be appropriate to the questions <strong>and</strong> need not be numerical.<br />

Be realistic <strong>and</strong> honest about limitations of time <strong>and</strong> money.<br />

There will be problems of confidentiality <strong>and</strong> bias. Bias is most common<br />

<strong>in</strong> self-reported behaviour. Problems are smaller if all stakeholders<br />

have been <strong>in</strong>volved. Participation is a key.


Ma<strong>in</strong> actions Associated actions Comments<br />

Step 5. Evaluate the<br />

results to determ<strong>in</strong>e the<br />

effectiveness of the programme.<br />

Step 6. Make recommendations.<br />

Interpret data <strong>in</strong> association with the evaluation group, compar<strong>in</strong>g<br />

what actually happened with what was expected.<br />

Remember that numbers are only <strong>in</strong>dicators of what the world is like.<br />

Clarify what is useful.<br />

Cover practical changes for immediate implementation.<br />

Include the costs <strong>and</strong> benefits of not implement<strong>in</strong>g as well as implement<strong>in</strong>g<br />

the recommendations. Challenge exist<strong>in</strong>g beliefs.<br />

Look for longer-term changes that may not yet be visible.<br />

Source: Workplace Task Force report. London, Department of Health, 1993.<br />

Data are not <strong>in</strong>formation until they have been <strong>in</strong>terpreted. This is best<br />

done as a collaborative process, so the participants underst<strong>and</strong> how<br />

the results were obta<strong>in</strong>ed. Remember the value of so-called soft<br />

<strong>in</strong>formation, <strong>and</strong> that some <strong>health</strong> changes take time to be revealed.<br />

If the participants have been <strong>in</strong>volved <strong>in</strong> the process, they will already<br />

be committed to act<strong>in</strong>g on the f<strong>in</strong>d<strong>in</strong>gs <strong>and</strong> be receptive to results


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14<br />

<strong>Evaluation</strong> <strong>in</strong> urban sett<strong>in</strong>gs:<br />

the challenge of Healthy Cities<br />

Lisa Curtice, Jane Spr<strong>in</strong>gett <strong>and</strong> A<strong>in</strong>e Kennedy<br />

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Fig. 15.2. Design for an evaluation of <strong>health</strong>y public policies at the local level<br />

Implementation<br />

process<br />

<strong>Evaluation</strong> process<br />

Cooperative plann<strong>in</strong>g Internal evaluation External evaluation<br />

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plann<strong>in</strong>g group members<br />

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measures/outcomes<br />

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dynamics<br />

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the plann<strong>in</strong>g group<br />

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structures <strong>and</strong> actors on<br />

the policy-mak<strong>in</strong>g <strong>and</strong><br />

population levels<br />

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Fig. 15.3. Current policy implementation structure<br />

State level<br />

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Fig. 15.4. Desired implementation structure for <strong>health</strong>y public policies<br />

Cab<strong>in</strong>et<br />

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Communities<br />

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Generic<br />

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Umbrella Group<br />

projects (<strong>and</strong><br />

specific issues)<br />

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Overview of the framework<br />

Public policy: purpose <strong>and</strong> environment<br />

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Fig. 16.1. Health organizations <strong>and</strong> policy-mak<strong>in</strong>g<br />

Policy environment Policy impacts<br />

Economy<br />

Demographics<br />

Epidemiology<br />

Technology–media mix<br />

Ideologies<br />

Political processes<br />

Policy-makers<br />

Stakeholder<br />

groups<br />

Communication<br />

<strong>and</strong> <strong>in</strong>terpretive<br />

media<br />

Publics<br />

Policy<br />

processes<br />

Public<br />

policies<br />

Policy<br />

tools<br />

Goods <strong>and</strong> services: jobs, hous<strong>in</strong>g, food, education, environment<br />

Organizations:<br />

• public<br />

• private (profit<br />

<strong>and</strong> non-profit)<br />

Self-start<strong>in</strong>g <strong>in</strong>itiatives<br />

Health<br />

organizations<br />

policy<br />

action<br />

Coalition build<strong>in</strong>g:<br />

•lobby<strong>in</strong>g<br />

•litigation<br />

•negotiation<br />

•op<strong>in</strong>ion shap<strong>in</strong>g<br />

Public<br />

policy<br />

responses<br />

Organizational<br />

changes:<br />

•fiscal<br />

•adm<strong>in</strong>istrative<br />

•programmatic<br />

•<strong>in</strong>formational<br />

Impacts:<br />

• on other<br />

organizations<br />

•on other<br />

environments<br />

Outcomes for:<br />

• clients<br />

• total population


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labour, professions,<br />

voluntary organizations<br />

Fig. 16.2. Media <strong>and</strong> policy-mak<strong>in</strong>g processes<br />

Media:<br />

• news coverage <strong>and</strong> foci<br />

• editorials<br />

• op<strong>in</strong>ion poll reports<br />

• political advertisements Publics:<br />

• consumers<br />

• audiences<br />

• taxpayers<br />

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• potential <strong>in</strong>terest-group<br />

members<br />

Public policy-mak<strong>in</strong>g<br />

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Table 16.1. Strategies for disease prevention <strong>and</strong> <strong>health</strong> <strong>promotion</strong><br />

Intervention strategy Focus<br />

Individual-directed, <strong>in</strong>formation-mediated change Homes <strong>and</strong> communities<br />

Organization sett<strong>in</strong>gs<br />

Organization-directed change Policy bodies:<br />

• legislatural bodies<br />

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• government adm<strong>in</strong>istration<br />

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A case <strong>in</strong> po<strong>in</strong>t: tobacco-control legislation<br />

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18<br />

Health impact assessment<br />

as a tool for <strong>health</strong> <strong>promotion</strong><br />

<strong>and</strong> population <strong>health</strong><br />

C. James Frankish, Lawrence W. Green, Pamela A. Ratner,<br />

Treena Chomik <strong>and</strong> Craig Larsen<br />

Introduction<br />

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of <strong>health</strong><br />

Fig. 18.1. Influences of policies <strong>and</strong> programmes on <strong>health</strong><br />

Policies <strong>and</strong> programmes<br />

(<strong>health</strong> or non-<strong>health</strong>)<br />

Health impact<br />

(outcomes)<br />

Quality of life<br />

Source: Frankish, J. et al. Health impact assessment as a tool for population <strong>health</strong> <strong>promotion</strong> <strong>and</strong><br />

public policy. A report submitted to the Health Promotion Development Division of Health Canada<br />

(http://www.hc-sc.gc.ca/hppb/<strong>health</strong><strong>promotion</strong>development/pube/impact/impact.htm).<br />

Ottawa, Health Canada, 1996 (accessed 21 February 2001). © M<strong>in</strong>ister of Public Works <strong>and</strong><br />

Government Services Canada, 2001.


Fig. 18.2. Potential impact of policies <strong>and</strong> programmes<br />

Environmental<br />

impact<br />

Social<br />

impact<br />

Health<br />

impact<br />

Economic<br />

impact<br />

Source: Frankish, J. et al. Health impact assessment as a tool for population <strong>health</strong> <strong>promotion</strong> <strong>and</strong><br />

public policy. A report submitted to the Health Promotion Development Division of Health Canada<br />

(http://www.hc-sc.gc.ca/hppb/<strong>health</strong><strong>promotion</strong>development/pube/impact/impact.htm).<br />

Ottawa, Health Canada, 1996 (accessed 21 February 2001). © M<strong>in</strong>ister of Public Works <strong>and</strong><br />

Government Services Canada, 2001.<br />

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Fig. 18.3. Model for population <strong>health</strong> <strong>promotion</strong><br />

SOCIETY<br />

Income <strong>and</strong> social status<br />

Social support networks<br />

SECTOR/SYSTEM<br />

Education<br />

Work<strong>in</strong>g conditions<br />

Psysical environments<br />

Biology <strong>and</strong> genetics<br />

Personal <strong>health</strong> practices <strong>and</strong> cop<strong>in</strong>g skills<br />

Healthy child development<br />

EVIDENCE-BASED<br />

Health services<br />

• Research • <strong>Evaluation</strong><br />

VALUES AND<br />

COMMUNITY<br />

FAMILY<br />

INDIVIDUAL<br />

Strengthen community<br />

action<br />

Build <strong>health</strong>y<br />

public policy<br />

Create supportive<br />

environments<br />

Develop personal<br />

skills<br />

Reorient <strong>health</strong><br />

services<br />

DECISION-MAKING<br />

• Experiential learn<strong>in</strong>g<br />

ASSUMPTIONS<br />

Source: Frankish, J. et al. Health impact assessment as a tool for population <strong>health</strong> <strong>promotion</strong> <strong>and</strong><br />

public policy. A report submitted to the Health Promotion Development Division of Health Canada<br />

(http://www.hc-sc.gc.ca/hppb/<strong>health</strong><strong>promotion</strong>development/pube/impact/impact.htm).<br />

Ottawa, Health Canada, 1996 (accessed 21 February 2001). © M<strong>in</strong>ister of Public Works <strong>and</strong><br />

Government Services Canada, 2001.


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Design<strong>in</strong>g a measurement protocol for social capital<br />

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Community size<br />

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Units of measurement<br />

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Estimat<strong>in</strong>g exist<strong>in</strong>g levels of social capital<br />

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OHIW LQ WKH FOXVWHU ZLWK KLJK VRFLDO FDSLWDO DQG IRXU UHPDLQHG LQ WKH ORZ FOXVWHU<br />

:H FRQVLGHUHG WKLV MXGJHPHQW WR UHSUHVHQW ZKDW ZH FDOO SULPD IDFLH VRFLDO FDS<br />

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SURMHFW WR PHDVXUH VRFLDO FDSLWDO $OO DJUHHG 8OWLPDWHO\ WZR FRPPXQLWLHV ZLWK<br />

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ORZ SULPD IDFLH VRFLDO FDSLWDO<br />

Verify<strong>in</strong>g the estimates<br />

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Fig. 19.1. Measur<strong>in</strong>g social capital <strong>in</strong> two Midwestern communities<br />

Town A<br />

(high social capital)<br />

Community leaders<br />

Newspaper Cooperative<br />

extension<br />

Telephone agents<br />

survey<br />

Town B<br />

(low social capital)<br />

Community leaders<br />

A B<br />

Newspaper Cooperative<br />

C D<br />

Telephone<br />

survey<br />

extension<br />

agents<br />

F<strong>in</strong>d<strong>in</strong>gs <strong>and</strong> implications<br />

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of life<br />

Fig. 19.2. A social capital model of community change<br />

Institutional<br />

<strong>in</strong>frastructure<br />

Population perceptions of social capital<br />

More positive Less positive<br />

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Institutional<br />

change<br />

Population<br />

frustration<br />

Struggl<strong>in</strong>g<br />

programmes<br />

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realized<br />

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improved<br />

Institutional<br />

<strong>in</strong>frastructure<br />

Population<br />

frustration<br />

Success Failure<br />

Less collaborative<br />

Population<br />

frustration<br />

Authoritarian<br />

or chaotic<br />

leadership<br />

Quality of life<br />

marg<strong>in</strong>alized


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Table 22.2. Sample map of <strong>health</strong> ga<strong>in</strong><br />

Ga<strong>in</strong>s <strong>in</strong> sectors<br />

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1 ✓✓✓ ✓ ✓✓✓ ✓ ✓✓<br />

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Fig. 22.1. A <strong>health</strong> ga<strong>in</strong> matrix (<strong>in</strong>clud<strong>in</strong>g criteria)<br />

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C 2<br />

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services<br />

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<strong>in</strong>volved<br />

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Fig. 22.2. Goals <strong>and</strong> policy decisions shared by three sectors<br />

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Synthesis <strong>and</strong> conclusion


23<br />

<strong>Evaluation</strong> <strong>in</strong> <strong>health</strong> <strong>promotion</strong>:<br />

synthesis <strong>and</strong> recommendations<br />

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EVALUATION LOOP<br />

Overall impacts<br />

Health <strong>promotion</strong> goals<br />

Core <strong>perspectives</strong><br />

Outcomes or<br />

objectives<br />

Action areas<br />

Instrumental<br />

objectives,<br />

processes <strong>and</strong><br />

outcomes<br />

Generic strategies<br />

Instrumental<br />

activities, products<br />

<strong>and</strong> outputs<br />

MICRO-LEVEL OBJECTIVES<br />

Enhanced <strong>in</strong>dividual capacities<br />

Improved awareness,<br />

knowledge, skills,<br />

decision-mak<strong>in</strong>g<br />

<strong>and</strong> behaviour<br />

Health<br />

education<br />

EVALUATION LOOP<br />

Develop<strong>in</strong>g<br />

personal skills<br />

Programme,<br />

market<strong>in</strong>g <strong>and</strong><br />

materials<br />

Individuals, communities <strong>and</strong> societies<br />

achieve/approach their potentials<br />

Improved <strong>health</strong> <strong>and</strong> wellbe<strong>in</strong>g<br />

Health<br />

communication<br />

Enhanced<br />

organizational<br />

capacity<br />

Organizational<br />

development<br />

Increased<br />

community<br />

capacity <strong>and</strong><br />

participation<br />

Community<br />

development<br />

Enhanced<br />

<strong>health</strong><br />

promot<strong>in</strong>g<br />

policies<br />

Reduced mortality <strong>and</strong> morbidity<br />

VALUES<br />

Positive <strong>health</strong>, holistic <strong>health</strong>, social justice, equity, participation<br />

MECHANISM<br />

Empowerment: enhanc<strong>in</strong>g capacities of <strong>in</strong>dividuals <strong>and</strong> communities to exercise control over the<br />

determ<strong>in</strong>ants of <strong>health</strong><br />

PREREQUSITES (DETERMINANTS) OF HEALTH<br />

Income equity/<strong>in</strong>equity, social status, social support networks, education, employment <strong>and</strong> work<strong>in</strong>g<br />

conditions, physical environments, biology <strong>and</strong> genetics, personal <strong>health</strong> practices <strong>and</strong> cop<strong>in</strong>g skills,<br />

<strong>health</strong>y/un<strong>health</strong>y child development, <strong>health</strong> services<br />

Strengthen<strong>in</strong>g<br />

community action<br />

Modified<br />

organizational<br />

structures <strong>and</strong><br />

climate<br />

MESO-LEVEL OBJECTIVES<br />

Enhanced community capacities<br />

Creat<strong>in</strong>g<br />

supportive<br />

environments<br />

Resource <strong>in</strong>puts<br />

Coord<strong>in</strong>ation of community<br />

efforts, enhanced community<br />

resources <strong>and</strong> capacities, <strong>and</strong><br />

community coalition build<strong>in</strong>g<br />

Laws <strong>and</strong><br />

regulations,<br />

policy<br />

statements<br />

MACRO-LEVEL OBJECTIVES<br />

Supportive <strong>in</strong>stitutional <strong>and</strong> societal environments<br />

Build<strong>in</strong>g <strong>health</strong>y<br />

public policy<br />

Policy<br />

development<br />

INSTRUMENTAL OBJECTIVES, PROCESSES AND OUTCOMES<br />

Reduced <strong>health</strong> <strong>and</strong> social costs<br />

More equitable<br />

access to <strong>health</strong><br />

care<br />

Advocacy<br />

Public dialogue<br />

on decisionmak<strong>in</strong>g<br />

Reorient<strong>in</strong>g<br />

<strong>health</strong> services<br />

Increased focus on<br />

prevention <strong>and</strong> <strong>health</strong><br />

<strong>promotion</strong> <strong>in</strong> <strong>health</strong><br />

care system<br />

Intersectoral<br />

collaboration<br />

Coord<strong>in</strong>ation of<br />

policies <strong>and</strong> activities<br />

<strong>in</strong> sectors that affect<br />

<strong>health</strong><br />

Increased<br />

knowledge on<br />

effectiveness<br />

Research/<br />

<strong>Evaluation</strong><br />

THE FOUNDATIONS OF HEALTH PROMOTION<br />

(Ottawa Charter for Health Promotion)<br />

Knowledge<br />

development <strong>and</strong><br />

dissem<strong>in</strong>ation<br />

PLANNING HEALTH PROMOTION<br />

INITIATIVES<br />

Fig. 23.1. Generic logic model for plann<strong>in</strong>g <strong>and</strong> evaluat<strong>in</strong>g <strong>health</strong> <strong>promotion</strong>


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<strong>Evaluation</strong> aluation<br />

<strong>in</strong> <strong>in</strong> <strong>health</strong><br />

<strong>health</strong><br />

pr <strong>promotion</strong> pr omotion<br />

Policy-makers, professionals of<br />

all k<strong>in</strong>ds <strong>and</strong> the general public<br />

<strong>in</strong>creas<strong>in</strong>gly recognize social<br />

<strong>and</strong> economic factors as important<br />

determ<strong>in</strong>ants of <strong>health</strong>. Because<br />

<strong>health</strong> <strong>promotion</strong> approaches<br />

address these factors,<br />

they can play an <strong>in</strong>creas<strong>in</strong>gly<br />

valuable role <strong>in</strong> protect<strong>in</strong>g <strong>and</strong><br />

improv<strong>in</strong>g <strong>health</strong>. At the same<br />

time, fund<strong>in</strong>g sources <strong>in</strong>creas<strong>in</strong>gly<br />

dem<strong>and</strong> evidence that <strong>in</strong>itiatives give value for money. Health <strong>promotion</strong><br />

<strong>in</strong>itiatives need effective evaluation to realize their potential: both<br />

to prove their value as <strong>in</strong>vestments <strong>and</strong> to <strong>in</strong>crease their effectiveness <strong>in</strong><br />

achiev<strong>in</strong>g their aims.<br />

To help meet this need, the WHO European Work<strong>in</strong>g Group on Health<br />

Promotion <strong>Evaluation</strong> exam<strong>in</strong>ed the current range of qualitative <strong>and</strong><br />

quantitative evaluation methods to provide guidance to policy-makers<br />

<strong>and</strong> practitioners. This book is the result. It comprises an extensive compilation<br />

<strong>and</strong> discussion of the theory, methodologies <strong>and</strong> practice of evaluat<strong>in</strong>g<br />

<strong>health</strong> <strong>promotion</strong> <strong>in</strong>itiatives <strong>in</strong> Europe <strong>and</strong> the Americas. The book<br />

takes three <strong>perspectives</strong> <strong>in</strong> exam<strong>in</strong><strong>in</strong>g the issues. It <strong>in</strong>cludes a retrospective<br />

exam<strong>in</strong>ation of the evolution of <strong>health</strong> <strong>promotion</strong> evaluation. This<br />

provides the context for assess<strong>in</strong>g <strong>and</strong> underst<strong>and</strong><strong>in</strong>g the current state of<br />

evaluations of <strong>in</strong>itiatives address<strong>in</strong>g sett<strong>in</strong>gs, polices <strong>and</strong> systems for<br />

promot<strong>in</strong>g <strong>health</strong>. F<strong>in</strong>ally, the chapter authors <strong>and</strong> the Work<strong>in</strong>g Group as<br />

a whole make many recommendations for improvement that provide a<br />

look <strong>in</strong>to the future.<br />

This book shows how a <strong>health</strong> <strong>promotion</strong> approach offers a comprehensive<br />

framework for plann<strong>in</strong>g <strong>and</strong> implement<strong>in</strong>g <strong>in</strong>terventions that can effectively<br />

address today’s major <strong>health</strong>-related problems. The authors describe<br />

how good evaluations assist <strong>in</strong>itiatives <strong>in</strong> achiev<strong>in</strong>g their goals,<br />

provide a wealth of guidance on how to undertake them <strong>and</strong> call for<br />

greater <strong>in</strong>vestment <strong>in</strong> the evaluation of <strong>health</strong> <strong>promotion</strong>. The authors<br />

hope that their work will stimulate policy-makers <strong>and</strong> practitioners to <strong>in</strong>vest<br />

<strong>in</strong> <strong>and</strong> undertake good evaluation for good <strong>health</strong> <strong>promotion</strong>. This is<br />

their commitment; they hope that readers share it.<br />

ISBN 92 890 1359 1<br />

Sw.fr. 122.–

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