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Risk prediction in heart surgery: mortality rate and complications Predizione del rischio in cardiochirurgia: dalla mortalità alle complicazioni *P. Pinna Pintor, **M. Bobbio, **S. Colangelo Da due decenni è cresciuto l’interesse della comunità scientifica dei medici e chirurghi sulla predizione dei rischi, specialmente per quanto riguarda le malattie cardiovascolari e i tumori. Oggigiorno i pazienti, i cardiologi, i cardiochirurghi, gli amministratori degli ospedali e delle assicurazioni sono interessati a conoscere il rischio operatorio, generalmente inteso come “rischio di mortalità”. La mortalità totale (crude), intesa come la percentuale di pazienti deceduti sul numero degli operati, non considera il rischio connesso alle condizioni preoperatorie di ciascun paziente. Per l’attribuzione del rischio di mortalità, è necessario pertanto stratificare i pazienti in base a modelli statistici di predizione derivati selezionando i fattori associati significativamente al rischio di mortalità. Gli studi più recenti concordano sull’aumento graduale del rischio di mortalità dei pazienti sottoposti a by-pass aorto-coronarico (BPAC) negli ultimi 10 anni. Nel frattempo la mortalità per BPAC isolato è progressivamente diminuita e la durata della degenza in terapia intensiva (ICU-LOS), è andata progressivamente aumentando tra il 1991 e il 1999. Inoltre, per i pazienti con un aumento della ICU-LOS aumenta anche il rischio di mortalità ed il consumo di risorse. Considerando il pesante fardello che un prolungamento della ICU-LOS può avere sulle decisioni cliniche, organizzative ed economiche, è ragionevole sviluppare ricerche tese a comparare modelli già validati, verificando quali sono più accurati nel predire il prolungamento dell’ICU-LOS, e a sensibilizzare gli operatori sull’opportunità di identificare quei pazienti che, per l’alto rischio, sono più adatti al trattamento medico o all’angioplastica. During the last two decades the interest of the scientific medical and surgical community regarding the prediction of risks is risen, especially as to cardiovascular diseases and tumours. Nowadays patients, cardiologists, cardiac surgeons, hospital and insurance managers are interested to know the operating risk, generally understood like “mortality risk”. Crude mortality does not take into account the preoperative condition of the patients. So it is necessary to stratify patients according to risk stratification models that have been developed selecting the factors significantly associated with mortality risk. Current data have proved that the average mortality risk of patients undergoing CABG has been gradually increasing for at least 20 years, while the mortality for isolated CABG surgery decreased progressively. At the same time the length of stay in the intensive care unit (ICU-LOS) progressively increased, because of a particularly low rate of survival of high risk patients; the prolongation of the ICU-LOS involves a remarkable increase in costs per single hospitalisation and a disproportionately high use of reanimation beds. Considering the heavy burden that prolonged ICU-LOS still can have in clinical, organisational, and economical decisions, it is reasonable to carry out researches aimed to compare already validated models, checking the ones which are more accurate in predicting the prolongation of ICU-LOS. This strategy would sensitise field operators’ awareness on the issue of proper intervention indications and on the opportunity of identifying those patients for whom an intervention is not to be recommended and to whom alternate treatment, medical or angioplasty, should be suggested. (It J Practice Cardiol 2003;1:7-16) Key words: cardiac surgery • complications • costs • risk model • ICU stay © 2003 ANCE Ricevuto il 16 aprile 2003; accettato il 10 giugno 2003. *MD PhD, Cardiologist, President of the A.P.P. Fondation Via Vespucci 61 - Torino, Italy **MD, Director Heart Failure Unit - University Department of Cardiology - San Giovanni Hospital - Corso Dogliotti 14 - 10126 Torino, Italy **MD, Cardiology Fellow Corresponding author: P. Pinna Pintor Tel. 011 5802365, Fax 011 5683893, E-mail fondazione@pinnapintor.it It J Practice Cardiol is available at http://www.ancecardio.it 7

8 Giornale Italiano di Cardiologia Pratica It J Practice Cardiol Ottobre 2003 From time immemorial, up to the present day, man has always desired the knowledge of what his own future holds - his health and illnesses, amorous conquests, business and war. According to the Ancient Romans, the ability to see into the future (divinatio) was considered a gift from the gods, like Apollo’s gift to Cassandra in the conquering of her love, and Zeus to Tiresias to compensate for his blindness. (Homer’s Odyssey; Ovidio’s Metamorphosis). But according to the ancients, very few mortals were granted the priviledge of knowing their own and others’ destiny, which on the other hand was predetermined in ancient religions, as it is still today in Judaism and Calvinism. There is no space for the concept of predestination in today’s scientific and secular culture. A new truth has appeared, however, as regards predestination – that of genetics, whose knowledge belongs to those who jealously guard against the intrusion of the Life Insurance Companies. In the Greco-Roman society for many centuries, the theory of predestination, or each person’s “fate”, nourished the services which were destined to discover it. These were entrusted not only to the prophets and to the great organizations like Delphi, but to other – let’s say – specialists in the different techniques, which were based on a general method according to which, to use the words of Cicero (De Divinatione, 1- 7): “ the prophetic signs are observed and recorded in coincidence with what takes place through the action of... haruspexes, omens and other “interpretations”. Even today, for our predictions, we go by information gathered in the so-called “observational” studies and to their association with events. But, unlike the past, thanks to modern scientific methodology and statistic analysis, we are able to distinguish whether the coincidences or associations are incidental or causal. Since many decades, the interest of the scientific medical and surgical community about the prediction of risks associated to the different characteristics of populations is risen, especially as to cardiovascular diseases and tumours. Among all the heart diseases cares, cardiac surgery is the most complex, risky and expensive. Nowadays, this is the reason why patients, cardiologists, cardiac surgeons, hospital administrations and quality assurance ser- vices are interested to know the operating risk, generally understood like mortality risk. In fact, operative mortality is widely used to assess the Quality of care in cardiac surgery. However it is well known that the crude mortality rate at different levels of aggregation (surgeon, single centre and as a mean of more centres of a geographic or administrative region expressed by the rate of inhospital deaths vs all operated patients) does not take into account the severity of patients condition that can adversely affect survival during and early after surgery. For this reason the crude mortality rate can be viewed as misleading measure of quality of care. The belief that for a quality evaluation of cardiac surgery outcome it is necessary to stratify patients according to the risk of adverse events has become evident within the scientific community of heart surgeons and health administrations of the western world over the past 20 years. All risk stratification models (there are over 20 models even though less than ten of them are extensively used (1) [Table 1]) have been developed by selecting the factors significantly associated with mortality risk and more recently with other types of risk. These factors were selected out of several dozens of demographical, clinical and angiographical variables. For example in the Society of Thoracic Surgeons model (2), only 28 independent and significant variables were selected out of the 100 included in the preliminary analysis; Parsonnet (3) and the Euroscore (4) included respectively into the model only 15 and 17 of the 40 different variables studied. Since those models were developed several years ago they were periodically updated and recalibrated as the STS, the Parsonnet, Hannan and o’Connor. This is the reason why as long as clinical and epidemiological scenarios and heart surgery technology are evolving, the possibility of discovering a significant association among the preoperative characteristics of the patients, quality heart surgeons, and quality of cardiac surgery units, as well as the short and middle term outcomes, is linked to the availability of databases that are complete and specific for the type of surgery, regularly checked and updated. In fact, when, on the same population, an old risk model, a risk recalibrated model and a risk model especially updated with new risk

8<br />

Giornale Italiano di Cardiologia Pratica<br />

It J Practice Cardiol<br />

Ottobre 2003<br />

From time immemorial, up to the present<br />

day, man has always desired the knowledge<br />

of what his own future holds - his health<br />

and <strong>il</strong>lnesses, amorous conquests, bus<strong>in</strong>ess<br />

and war.<br />

Accord<strong>in</strong>g to the Ancient Romans, the ab<strong>il</strong>ity<br />

to see <strong>in</strong>to the future (div<strong>in</strong>atio) was considered<br />

a gift from the gods, like Apollo’s gift to<br />

Cassandra <strong>in</strong> the conquer<strong>in</strong>g of her love, and<br />

Zeus to Tiresias to compensate for his bl<strong>in</strong>dness.<br />

(Homer’s Odyssey; Ovidio’s Metamorphosis).<br />

But accord<strong>in</strong>g to the ancients, very<br />

few mortals were granted the priv<strong>il</strong>edge of<br />

know<strong>in</strong>g their own and others’ dest<strong>in</strong>y, which<br />

on the other hand was predeterm<strong>in</strong>ed <strong>in</strong> ancient<br />

religions, as it is st<strong>il</strong>l today <strong>in</strong> Judaism<br />

and Calv<strong>in</strong>ism. There is no space for the concept<br />

of predest<strong>in</strong>ation <strong>in</strong> today’s scientific and<br />

secular culture. A new truth has appeared,<br />

however, as regards predest<strong>in</strong>ation – that of<br />

genetics, whose knowledge belongs to those<br />

who jealously guard aga<strong>in</strong>st the <strong>in</strong>trusion of<br />

the Life Insurance Companies.<br />

In the Greco-Roman society for many centuries,<br />

the theory of predest<strong>in</strong>ation, or each<br />

person’s “fate”, nourished the services<br />

which were dest<strong>in</strong>ed to discover it. These<br />

were entrusted not only to the prophets<br />

and to the great organizations like Delphi,<br />

but to other – let’s say – specialists <strong>in</strong> the<br />

different techniques, which were based on<br />

a general method accord<strong>in</strong>g to which, to<br />

use the words of Cicero (De Div<strong>in</strong>atione, 1-<br />

7): “ the prophetic signs are observed and<br />

recorded <strong>in</strong> co<strong>in</strong>cidence with what takes<br />

place through the action of... haruspexes,<br />

omens and other “<strong>in</strong>terpretations”.<br />

Even today, for our predictions, we go by<br />

<strong>in</strong>formation gathered <strong>in</strong> the so-called “observational”<br />

studies and to their association<br />

with events. But, unlike the past, thanks to<br />

modern scientific methodology and statistic<br />

analysis, we are able to dist<strong>in</strong>guish whether<br />

the co<strong>in</strong>cidences or associations are <strong>in</strong>cidental<br />

or causal.<br />

S<strong>in</strong>ce many decades, the <strong>in</strong>terest of the<br />

scientific medical and surgical community<br />

about the prediction of risks associated to<br />

the different characteristics of populations is<br />

risen, especially as to cardiovascular diseases<br />

and tumours.<br />

Among all the heart diseases cares, cardiac<br />

surgery is the most complex, risky and expensive.<br />

Nowadays, this is the reason why patients,<br />

cardiologists, cardiac surgeons, hospital<br />

adm<strong>in</strong>istrations and quality assurance ser-<br />

vices are <strong>in</strong>terested to know the operat<strong>in</strong>g<br />

risk, generally understood like mortality risk.<br />

In fact, operative mortality is widely used to<br />

assess the Quality of care <strong>in</strong> cardiac surgery.<br />

However it is well known that the crude<br />

mortality rate at different levels of aggregation<br />

(surgeon, s<strong>in</strong>gle centre and as a mean<br />

of more centres of a geographic or adm<strong>in</strong>istrative<br />

region expressed by the rate of <strong>in</strong>hospital<br />

deaths vs all operated patients) does<br />

not take <strong>in</strong>to account the severity of patients<br />

condition that can adversely affect survival<br />

dur<strong>in</strong>g and early after surgery. For this reason<br />

the crude mortality rate can be viewed<br />

as mislead<strong>in</strong>g measure of quality of care.<br />

The belief that for a quality evaluation of<br />

cardiac surgery outcome it is necessary to<br />

stratify patients accord<strong>in</strong>g to the risk of adverse<br />

events has become evident with<strong>in</strong> the<br />

scientific community of heart surgeons and<br />

health adm<strong>in</strong>istrations of the western world<br />

over the past 20 years.<br />

All risk stratification models (there are over<br />

20 models even though less than ten of<br />

them are extensively used (1) [Table 1]) have<br />

been developed by select<strong>in</strong>g the factors<br />

significantly associated with mortality risk<br />

and more recently with other types of risk.<br />

These factors were selected out of several<br />

dozens of demographical, cl<strong>in</strong>ical and angiographical<br />

variables. For example <strong>in</strong> the<br />

Society of Thoracic Surgeons model (2),<br />

only 28 <strong>in</strong>dependent and significant variables<br />

were selected out of the 100 <strong>in</strong>cluded<br />

<strong>in</strong> the prelim<strong>in</strong>ary analysis; Parsonnet (3)<br />

and the Euroscore (4) <strong>in</strong>cluded respectively<br />

<strong>in</strong>to the model only 15 and 17 of the 40 different<br />

variables studied.<br />

S<strong>in</strong>ce those models were developed several<br />

years ago they were periodically updated<br />

and recalibrated as the STS, the Parsonnet,<br />

Hannan and o’Connor.<br />

This is the reason why as long as cl<strong>in</strong>ical<br />

and epidemiological scenarios and heart<br />

surgery technology are evolv<strong>in</strong>g, the possib<strong>il</strong>ity<br />

of discover<strong>in</strong>g a significant association<br />

among the preoperative characteristics of<br />

the patients, quality heart surgeons, and<br />

quality of cardiac surgery units, as well as<br />

the short and middle term outcomes, is l<strong>in</strong>ked<br />

to the ava<strong>il</strong>ab<strong>il</strong>ity of databases that are<br />

complete and specific for the type of surgery,<br />

regularly checked and updated. In<br />

fact, when, on the same population, an old<br />

risk model, a risk recalibrated model and a<br />

risk model especially updated with new risk

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