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six sonatas, the first of which in A minor is an acknow<strong>le</strong>dged<br />

masterpiece. it is quite astonishing<br />

to see how, at the age of twenty, Schubert <strong>le</strong>ft far<br />

behind him all his predecessors, as well as his own<br />

quite successful earlier efforts of 1815-16, and how<br />

he embarked on entirely new paths. Quite new<br />

are the highly coloured and sensual “orchestral”<br />

design, the harmony and c<strong>le</strong>arly the thematic invention<br />

that often draws upon his experience in<br />

writing songs. More than in his earlier sonatas, we<br />

find in this work the essence of all his later work;<br />

in fact this sonata goes further than later works by<br />

Schubert, for it contains certain stylistic e<strong>le</strong>ments<br />

that already anticipate Bruckner and Mah<strong>le</strong>r. These<br />

include harmony that has recourse to very varied<br />

tonalities, juxtaposition of the mediant within successions<br />

of chords, the frequent use of the second<br />

inversion as a final chord of “deliverance” and the<br />

alignment or repetition of short motifs which, at<br />

first sight, give the impression of primitiveness but<br />

which allow the formation of “blocks of motifs”<br />

which can constitute longer passages. in this sonata<br />

more often than in later works by Schubert,<br />

we also find a feature that is frequently found in<br />

Bruckner, namely the interruption of a development<br />

by a general pause, after which the music<br />

continues in a comp<strong>le</strong>tely different way.<br />

The choice of the key of A minor had a symbolic<br />

significance for Schubert: it seems to express his<br />

tragic situation in the face of an inescapab<strong>le</strong> destiny<br />

with a theme that is also found in the words<br />

of certain of his songs written in the same key, the<br />

premonition of death but also an obstinate defiance<br />

(Schubert had contracted syphilis, which was<br />

20<br />

then considered incurab<strong>le</strong>, at the age of sixteen or<br />

seventeen). it is surprising that the key of A minor<br />

does not appear in any of the piano sonatas<br />

of Haydn or Beethoven, and was used only once<br />

by Mozart in his tragic sonata K 310 written in<br />

Paris. Schubert turned to it three times, in D 537,<br />

784, and 845. These three sonatas are closely related<br />

in mood, even though the last two were more<br />

expansive, whi<strong>le</strong> D 845 presents greater subt<strong>le</strong>ty<br />

and greater richness in its thematic development.<br />

in the first movement the duality princip<strong>le</strong> of<br />

the sonata is realized in an exemplary way: the<br />

main theme in the minor mode, energetic active<br />

and “masculine”, is contrasted with the second<br />

subject and the codetta theme which are e<strong>le</strong>giac,<br />

passive and “feminine”, and which are imitated in<br />

a superior unity that Furtwäng<strong>le</strong>r aptly compared<br />

to an ideal marriage.<br />

Something unexpected happens at the very beginning.<br />

After the first attack of the main theme,<br />

conceived as a group of five bars, we reach a ninth<br />

chord (bars 3-5) which proceeds to the second corresponding<br />

phrase in a way that would never have<br />

occurred to any other composer before Schubert.<br />

instead of following the ru<strong>le</strong>s and resolving the<br />

top part of the chord E-D-F by descent on to E,<br />

Schubert moves the bass through F sharp to G<br />

whi<strong>le</strong> keeping the F at the top. Thus he reaches<br />

the dominant of the relative key (C major) before<br />

continuing on towards F major and in a new harmonic<br />

progression beginning in E flat major (!).<br />

This new harmonic progression culminates in<br />

one of those Brucknerian mediant juxtapositions<br />

mentioned earlier (from F major to D flat major)

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