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Gruber P. Convex and Discrete Geometry

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412 <strong>Geometry</strong> of Numbers<br />

ˆb j+1 is the orthogonal projection of b j+1 onto the subspace lin{b1,...,b j } ⊥ =<br />

lin{ ˆb1,..., ˆb j } ⊥ . The following result exhibits a connection between the orthogonal<br />

system { ˆb1,..., ˆbd} <strong>and</strong> the shortest (non-zero) vector problem in L.<br />

Lemma 28.1. Let {b1,...,bd} be a basis of a lattice L <strong>and</strong> { ˆb1,..., ˆbd} its Gram–<br />

Schmidt orthogonalization. Then<br />

Proof. Let l ∈ L. Then<br />

�l� ≥min{� ˆb1�,...,� ˆbd�} for any l ∈ L \{o}.<br />

l = �<br />

uibi where ui ∈ Z.<br />

i<br />

Let k be the largest index with uk �= 0. Replace b1,...,bk by their expressions from<br />

(1). This gives<br />

k�<br />

l = αi ˆbi where αk = uk ∈ Z \{0}.<br />

i=1<br />

Since ˆb1,..., ˆbk are pairwise orthogonal, this yields the desired inequality:<br />

�l� 2 =<br />

k�<br />

α 2 i � ˆbi� 2 ≥ α 2 k � ˆbk� 2 ≥�ˆbk� 2 . ⊓⊔<br />

i=1<br />

After these preparations, the definition of an LLL-reduced basis is as follows:<br />

Let {b1,...,bd} be a basis of a lattice L, { ˆb1,..., ˆbd} its Gram–Schmidt orthogonalization<br />

<strong>and</strong> the numbers µ ji as in (1). Then {b1,...,bd} is an LLL-reduced basis<br />

of L if it satisfies the following conditions:<br />

(2) |µ ji|≤ 1<br />

for i, j = 1,...,d, i < j,<br />

2<br />

(3) � ˆb j+1 + µ j+1 j ˆb j� 2 ≥ 3<br />

4 � ˆb j� 2 for j = 1,...,d − 1.<br />

Roughly speaking, the first condition means that the basis vectors {b1,...,bd} are<br />

pairwise almost orthogonal. The vectors ˆb j <strong>and</strong> ˆb j+1 + µ j+1 j ˆb j are the projections<br />

of b j <strong>and</strong> b j+1 onto lin{ ˆb1,..., ˆb j−1} ⊥ . Thus, the second condition says that the<br />

length of the projection of b j+1 cannot be much smaller than the length of the projection<br />

of b j.<br />

Properties of LLL-Reduced Bases<br />

We collect some basic properties of LLL-reduced bases which will be needed later:<br />

Theorem 28.1. Let {b1,...,bd} be an LLL-reduced basis of a lattice L in E d . Then<br />

the following hold:<br />

(i) �b1� ≤2 1 4 (d−1) d(L) 1 d

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