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Gruber P. Convex and Discrete Geometry

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Given C <strong>and</strong> L, the problem arises to determine the numbers<br />

23 Successive Minima 381<br />

ϱ(C, L) = max � ϱ>0 :{ϱC + l : l ∈ L} is a lattice packing � ,<br />

µ(C, L) = min � µ>0 :{µC + l : l ∈ L} is a lattice covering � ,<br />

the packing radius <strong>and</strong> the covering radius of C with respect to L. Fromamore<br />

arithmetic viewpoint, 2ϱ(C, L) = λ1(C, L) <strong>and</strong> µ(C, L) are called the homogeneous<br />

<strong>and</strong> the inhomogeneous minimum of C with respect to L.<br />

There are several inequalities between the quantities ϱ(C, L), µ(C, L), λ1(C, L),<br />

...,λd(C, L), respectively, called transference theorems since they transfer information<br />

from one situation to another situation, for example from packing to covering<br />

<strong>and</strong> vice versa. A first result of this nature is the following transference theorem<br />

of Jarník [543]. For a different transference theorem due to Kneser [601], see<br />

Theorem 26.2.<br />

A basic problem in Diophantine approximation is the simultaneous approximation<br />

of real numbers by rationals. Equally important is the related problem of approximation<br />

of linear forms. Compare Corollaries 22.3 <strong>and</strong> 22.4 to get an idea of such<br />

results.<br />

In the following we present Jarník’s transference theorem <strong>and</strong> a deep result of<br />

Perron <strong>and</strong> Khintchine, which relates the approximation of d real numbers by rationals<br />

with common denominator <strong>and</strong> the approximation of the linear form with these<br />

reals as coefficients.<br />

Jarník’s Transference Theorem<br />

Our aim is to show the following estimates:<br />

Theorem 23.4. Let C be an o-symmetric convex body <strong>and</strong> L a lattice in E d . Further,<br />

let λi = λi(C, L) for i = 1,...,d <strong>and</strong> µ = µ(C, L). Then<br />

1<br />

2 λd ≤ µ ≤ 1<br />

2 (λ1 +···+λd).<br />

Proof. Left-h<strong>and</strong> inequality: Let {b1,...,bd} be a basis of L. The definition of µ<br />

shows that there are vectors li ∈ L such that 1 2 bi − li ∈ µ C or bi − 2li ∈ 2µC<br />

for i = 1,...,d. The vectors b1 − 2l1,...,bd − 2ld are linearly independent. (For<br />

otherwise, there is a linear combination of these vectors with integer coefficients not<br />

all 0 which is equal to o. Hence there are integers u1,...,ud, with greatest common<br />

divisor 1, such that we have the equality � uibi = 2 � uili. Since b1,...,bd form<br />

a basis, the point � uibi is primitive, <strong>and</strong> this equality cannot hold.) The definition<br />

of λd then shows that λd ≤ 2µ, concluding the proof of the left-h<strong>and</strong> inequality.<br />

Right-h<strong>and</strong> inequality: It is sufficient to show that<br />

�<br />

1<br />

(1)<br />

2 (λ1<br />

�<br />

+···+λd)C + l : l ∈ L is a lattice covering.

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