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Gruber P. Convex and Discrete Geometry

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270 <strong>Convex</strong> Polytopes<br />

The Lower <strong>and</strong> the Upper Bound Theorem<br />

It is a natural question to determine the best lower <strong>and</strong> upper bounds for fi(P), i =<br />

1,...,d − 1, for all convex polytopes P with given n = f0(P) (or fk(P) for given<br />

k). The best lower bounds are attained by so-called stacked polytopes, as shown by<br />

Barnette [73, 74]. In particular,<br />

fd−1(P) ≥ (d − 1)n − (d + 1)(d − 2).<br />

The best upper bounds are attained by so-called neighbourly polytopes. This was<br />

shown by McMullen [705], thereby confirming Motzkin’s [758] upper bound<br />

conjecture. In particular,<br />

where<br />

d 2� ∗<br />

i=0<br />

fd−1(P) ≤ 2<br />

ai =<br />

d<br />

2�<br />

� �<br />

∗ n − d − 1 + i<br />

,<br />

i<br />

i=0<br />

� a0 +···+a d−1<br />

2<br />

a0 +···+a d−2<br />

2<br />

+ 1 2 a d 2<br />

for d odd,<br />

for d even.<br />

15.3 Steinitz’ Polytope Representation Theorem for d = 3<br />

The edge graph of a proper convex polytope P in E 3 is planar <strong>and</strong> 3-connected.<br />

To see the former property, project the 1-skeleton of P from an exterior point of P<br />

which is sufficiently close to a given relative interior point of a facet F of P onto<br />

a plane parallel to F on the far side of P. For the latter property, see Theorem 15.8<br />

later. The proof that, conversely, a planar, 3-connected graph can be realized as the<br />

edge graph of a convex polytope in E 3 is due to Steinitz [963,965]. Grünbaum [453],<br />

Sect. 13.1, stated in 1967 that this is<br />

The most important <strong>and</strong> deepest known result on 3-polytopes ...<br />

So far, it has resisted extension to higher dimensions. Since the determination of the<br />

face lattices of 4-dimensional convex polytopes is NP-hard, almost surely there is no<br />

such extension. In spite of this, the Steinitz theorem led to a collection of non-trivial<br />

results of modern polytope theory centred around the following questions.<br />

Problem 15.2. Characterize, among all graphs or in a given family of graphs, those<br />

which can be realized as edge graphs of convex polytopes.<br />

Problem 15.3. Given the edge graph of a convex polytope, what can be said about<br />

the polytope?<br />

In this section we give a short proof of the Steinitz theorem using the Koebe–<br />

Brightwell–Scheinerman representation theorem 34.1 for planar graphs. Section 15.4<br />

contains further contributions to these problems.

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