Full document / COSOC-W-86-002 - the National Sea Grant Library
Full document / COSOC-W-86-002 - the National Sea Grant Library Full document / COSOC-W-86-002 - the National Sea Grant Library
508 were further developed during a tvo-day meeting vhere managers presented their priority issues and questions in Long Island Sound, and scientists Indicated the research required to address those questions. Discussion As the above case studies demonstrate, the effective Involvement of academic scientists in the activities of the TAC and their impact on the development of the estuarine program vas strongest in Narragansett Bay and weakest in Long Island Sound. Several measures demonstrate this ranking (Table l)i the number of TAC meetings relative to Management Committee meetings, vhether proposals vere chosen competitively, vhether proposals vere separately revieved by the TAC, and the percentage of study funding received by the academic community. TABLE 1. A Comparison of Procedures In Three Northeastern Estuaries Long Island Narragansett Buzzards Sound Boy Boy Ratio of TAC/ Management Meetings 12 1 Proposal Reviev by TAC7 Yes Tea No Funding Decided Competitively Ho Tes Tea Percentage Funds Received by University OX 73X 23X Maximizing agency-acadealc contacts Three sorts of activities vere key to the development of good contacts betveen the state agencies and tha academic scientific community: 1. Building personal trust betveen groups; 2. Responsive action by scientists to managers' needs; 3. Responsive action by managers to scientists needs. Building trust Intervlevs vith all groups involved vith the formation of these TACs or similar prograas in other locations eophasize the importance of building a trusting and personal relationship betveen scientists and managers. In all the examples, it vas clear that structure of trust oust be built afresh betveen each different agency department and academic department. Ties between one university department and agency branch vere no guarantee of a cordial relationship
etveen any other academic department or agency branch. The simple inertia of unfamiliarity vlth other groups prevented the Initiation of ties and created suspicion of the intent of the other parties, resulting in comments such asi "Are the scientists genuinely Interested in helping us manage the Bay, or do they vant to grab all the money?" Problems in communication also arose from the different perspective scientists and engineers bring to environmental problems, with scientists focusing more on rates and processes and engineers on characterization and implications for permit issuance. Bven vhere the agency-academic process is running fairly smoothly, problems nay still arise. A common issue is assigning credit for the development of results. For instance, in Narragansett Bay, an article appeared in the Providence Journal referring to vork In the bay as a "RIDBH study" vlthout mentioning the names of the scientists at URI vho actually did the vork, and sloply quoting a RIDEH official. The situation vas diffused through conversations betveen the government official and tho affected scientists. one major stumbling block preventing cooperation betveen agency and academic scientists is the potential competition for funds. As described in the introduction, academic scientists are potential contractors for research. In two of the estuaries, agency scientists expressed concern about competition vith the academic community for funds. Only in Narragansett vas this not a problem because the state had such a small staff that Its capability for performing vork ln-house was limited. In addition, where there vas potential for competition, the state coordinator insisted that the agency and academic scientists submit a joint proposal. Many state and Federal agencies feel that regulations prohibit then from competing for funds against non-governmental organizations. Whatever the legality, in practical terms governmental agencies are less experienced in proposal preparation than academic or consulting groups and are, therefore, in a competitive disadvantage. To minimize this potential threat to cooperation, the Bays Program developed a strategy of he Management Committee deciding at an early stage in the process how monies vere to be divided among the categories of monitoring, research, and synthesis and policy development, and the procedures to be used to award funding. Certain funding categories (e.g., monitoring) vere considered as most appropriately a governmental role, vhile other categories vere opened for competitive, peer-reviewed funding. Responsive action by scientists A mechanism oust exist in the academic organizations to permit and even encourage the participation of scientists in these studies. The TAC functions in these estuary projects are extraordinarily resource-intensive. They require a great amount of vork on the part of the chairperson. This vork is not generally allocated much importance by the university in the performance evaluation of staff scientists. The Management Cooaittee for Narragansett Bay Included the dean from the graduate school at the state university's marine campus. This individual was seen as responsive to needs of state agencies. The dean took an active role in mediating disputes betveen academic scientists and state bureaucrats over membership of the TAC, made university facilities available for project activities, and negotiated a reduced overhead rate vith the state for research funded by the project. The dean's active involvement in the HBP vas also 509
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etveen any o<strong>the</strong>r academic department or agency branch. The simple inertia of<br />
unfamiliarity vlth o<strong>the</strong>r groups prevented <strong>the</strong> Initiation of ties and created<br />
suspicion of <strong>the</strong> intent of <strong>the</strong> o<strong>the</strong>r parties, resulting in comments such asi<br />
"Are <strong>the</strong> scientists genuinely Interested in helping us manage <strong>the</strong> Bay, or do<br />
<strong>the</strong>y vant to grab all <strong>the</strong> money?"<br />
Problems in communication also arose from <strong>the</strong> different perspective scientists<br />
and engineers bring to environmental problems, with scientists focusing more on<br />
rates and processes and engineers on characterization and implications for<br />
permit issuance. Bven vhere <strong>the</strong> agency-academic process is running fairly<br />
smoothly, problems nay still arise. A common issue is assigning credit for <strong>the</strong><br />
development of results. For instance, in Narragansett Bay, an article appeared<br />
in <strong>the</strong> Providence Journal referring to vork In <strong>the</strong> bay as a "RIDBH study"<br />
vlthout mentioning <strong>the</strong> names of <strong>the</strong> scientists at URI vho actually did <strong>the</strong><br />
vork, and sloply quoting a RIDEH official. The situation vas diffused through<br />
conversations betveen <strong>the</strong> government official and tho affected scientists.<br />
one major stumbling block preventing cooperation betveen agency and academic<br />
scientists is <strong>the</strong> potential competition for funds. As described in <strong>the</strong><br />
introduction, academic scientists are potential contractors for research. In<br />
two of <strong>the</strong> estuaries, agency scientists expressed concern about competition<br />
vith <strong>the</strong> academic community for funds. Only in Narragansett vas this not a<br />
problem because <strong>the</strong> state had such a small staff that Its capability for<br />
performing vork ln-house was limited. In addition, where <strong>the</strong>re vas potential<br />
for competition, <strong>the</strong> state coordinator insisted that <strong>the</strong> agency and academic<br />
scientists submit a joint proposal. Many state and Federal agencies feel that<br />
regulations prohibit <strong>the</strong>n from competing for funds against non-governmental<br />
organizations. Whatever <strong>the</strong> legality, in practical terms governmental agencies<br />
are less experienced in proposal preparation than academic or consulting groups<br />
and are, <strong>the</strong>refore, in a competitive disadvantage. To minimize this potential<br />
threat to cooperation, <strong>the</strong> Bays Program developed a strategy of he Management<br />
Committee deciding at an early stage in <strong>the</strong> process how monies vere to be<br />
divided among <strong>the</strong> categories of monitoring, research, and syn<strong>the</strong>sis and policy<br />
development, and <strong>the</strong> procedures to be used to award funding. Certain funding<br />
categories (e.g., monitoring) vere considered as most appropriately a<br />
governmental role, vhile o<strong>the</strong>r categories vere opened for competitive,<br />
peer-reviewed funding.<br />
Responsive action by scientists<br />
A mechanism oust exist in <strong>the</strong> academic organizations to permit and even<br />
encourage <strong>the</strong> participation of scientists in <strong>the</strong>se studies. The TAC functions<br />
in <strong>the</strong>se estuary projects are extraordinarily resource-intensive. They require<br />
a great amount of vork on <strong>the</strong> part of <strong>the</strong> chairperson. This vork is not<br />
generally allocated much importance by <strong>the</strong> university in <strong>the</strong> performance<br />
evaluation of staff scientists.<br />
The Management Cooaittee for Narragansett Bay Included <strong>the</strong> dean from <strong>the</strong><br />
graduate school at <strong>the</strong> state university's marine campus. This individual was<br />
seen as responsive to needs of state agencies. The dean took an active role in<br />
mediating disputes betveen academic scientists and state bureaucrats over<br />
membership of <strong>the</strong> TAC, made university facilities available for project<br />
activities, and negotiated a reduced overhead rate vith <strong>the</strong> state for research<br />
funded by <strong>the</strong> project. The dean's active involvement in <strong>the</strong> HBP vas also<br />
509