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ASME Boiler and Pressure Vessel Code vs. PED ... - Versli Lietuva

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1<br />

<strong>ASME</strong> <strong>Boiler</strong> <strong>and</strong> <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong> <strong>vs</strong>. <strong>PED</strong> <strong>and</strong> EN-st<strong>and</strong>ards<br />

<strong>and</strong> nuclear safety requirements<br />

Juha Purje<br />

Inspecta Tarkastus Oy


2<br />

<strong>Pressure</strong> Equipment Directive (<strong>PED</strong>) or <strong>ASME</strong>


3<br />

The <strong>PED</strong> shall be applied to all pressure equipment to be used in<br />

European Union except such pressure equipment that are critical to<br />

nuclear safety, they are excluded from <strong>PED</strong><br />

Article 1<br />

Scope <strong>and</strong> definitions<br />

…<br />

3. The following are excluded from the scope of this Directive:<br />

….<br />

3.8. items specifically designed for nuclear use, failure of<br />

which may cause an emission of radioactivity;<br />

Such equipment should be designed <strong>and</strong> manufactured<br />

in accordance with a specific code like<br />

– <strong>ASME</strong> <strong>Boiler</strong> <strong>and</strong> <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong> Section III<br />

– French RCC-M<br />

– German KTA


4<br />

Nuclear isl<strong>and</strong><br />

Many pressure equipment<br />

critical to nuclear safety<br />

Conventional isl<strong>and</strong><br />

Equipment subject to <strong>PED</strong>


5<br />

<strong>ASME</strong> <strong>Boiler</strong> & <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong> is an extensive set of rules on the<br />

design, manufacturing <strong>and</strong> operation of boilers <strong>and</strong> pressure vessels<br />

I Rules for Construction of Power <strong>Boiler</strong>s<br />

II Materials<br />

Part A — Ferrous Material Specifications<br />

Part B — Nonferrous Material Specifications<br />

Part C — Specifications for Welding Rods, Electrodes, <strong>and</strong> Filler Metals<br />

Part D — Properties<br />

III Rules for Construction of Nuclear Facility Components ( incl. 10 subsections)<br />

IV Rules for Construction of Heating <strong>Boiler</strong>s<br />

V Nondestructive Examination<br />

VI Recommended Rules for the Care <strong>and</strong> Operation of Heating <strong>Boiler</strong>s<br />

VII Recommended Guidelines for the Care of Power <strong>Boiler</strong>s<br />

VIII Rules for Construction of <strong>Pressure</strong> <strong>Vessel</strong>s<br />

Division 1<br />

Division 2 — Alternative Rules<br />

Division 3 — Alternative Rules for Construction of High <strong>Pressure</strong> <strong>Vessel</strong>s<br />

IX Welding <strong>and</strong> Brazing Qualifications<br />

X Fiber-Reinforced Plastic <strong>Pressure</strong> <strong>Vessel</strong>s<br />

XI Rules for Inservice Inspection of Nuclear Power Plant Components<br />

XII Rules for Construction <strong>and</strong> Continued Service of Transport Tanks


6<br />

Differences between European <strong>and</strong> American legal systems<br />

concerning pressure equipment<br />

Europe<br />

• The <strong>PED</strong> (<strong>Pressure</strong> Equipment Directive) is the law for all European Union member<br />

states<br />

• The Essential Safety Requirements of <strong>PED</strong> are often rather general but some<br />

requirements are very specific <strong>and</strong> those specific requirements shall be met.<br />

• <strong>Pressure</strong> Equipment which conform to the harmonized st<strong>and</strong>ards is presumed to<br />

conform to the Essential Safety Requirements of <strong>PED</strong>.<br />

• To follow the harmonized st<strong>and</strong>ards is the preferred method to show compliance to the<br />

<strong>PED</strong> but they are not m<strong>and</strong>atory. The manufacturer may follow any set of rules or<br />

st<strong>and</strong>ards for design <strong>and</strong> manufacturing on condition that the Essential Safety<br />

Requirements are met.<br />

USA<br />

• The <strong>ASME</strong> <strong>Boiler</strong> <strong>and</strong> <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong> is not a law but construction st<strong>and</strong>ard<br />

generally accepted in USA <strong>and</strong> in many other countries.


7<br />

Most important harmonized st<strong>and</strong>ards<br />

For products:<br />

EN 13445:2009 Unfired pressure vessels – Parts 1 to 8<br />

(with latest amendments)<br />

EN 13480:2012 Metallic industrial piping - Parts 1 to 8<br />

For welding procedures:<br />

EN ISO 15614-1:2004 Specification <strong>and</strong> qualification of welding procedures for metallic<br />

(with amendments) materials - Welding procedure test - Part 1: Arc <strong>and</strong> gas welding<br />

of steels <strong>and</strong> arc welding of nickel <strong>and</strong> nickel alloys<br />

For personnel qualification:<br />

EN 287-1:2011 Qualification test of welders - Fusion welding - Part 1: Steels<br />

EN 473:2008 Non-destructive testing - Qualification <strong>and</strong> certification of NDT<br />

personnel - General principles


9<br />

<strong>PED</strong> <strong>and</strong> <strong>ASME</strong> <strong>Boiler</strong> <strong>and</strong> <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong><br />

There are many fundamental differences between <strong>PED</strong> <strong>and</strong> <strong>ASME</strong> <strong>Code</strong>.<br />

The <strong>PED</strong> does not set any specific calculation equations, therefore the design<br />

calculation may also be based on the equations of a <strong>ASME</strong> <strong>Code</strong>.<br />

– The allowable stress specified in <strong>PED</strong> is often different from the allowable stress of<br />

<strong>ASME</strong> Section II D<br />

<strong>ASME</strong> <strong>Code</strong> allows that the manufacturer may perform many activities by himself in<br />

accordance with his quality manual, <strong>PED</strong> requires the involvement of a recognized<br />

third-party organisation in categories II, III <strong>and</strong> IV<br />

The major differences between the essential safety requirements of <strong>PED</strong> <strong>and</strong> <strong>ASME</strong><br />

<strong>Code</strong> are<br />

– acceptable materials<br />

– material properties <strong>and</strong> material certification<br />

– approval of welding procedures<br />

– approval of <strong>and</strong> welders <strong>and</strong> NDT-personnel<br />

Other differences<br />

– hazard analysis is required in <strong>PED</strong><br />

– pressure vessel test pressure<br />

– <strong>PED</strong> requires that the manufacturer must prepare the operating instructions <strong>and</strong><br />

supply them with the pressure equipment to the user


10<br />

<strong>PED</strong> <strong>and</strong> <strong>ASME</strong><br />

<strong>ASME</strong> <strong>Code</strong> is m<strong>and</strong>atory in USA <strong>and</strong> Canada, a pressure vessel that will be used in<br />

USA or Canada shall be code stamped. This requires the involvement of an Authorized<br />

Inspection Agency <strong>and</strong> certification by an Authorized Inspector.<br />

Many other countries have also accepted <strong>ASME</strong> <strong>Code</strong>. In these countries the <strong>ASME</strong><br />

<strong>Code</strong> is applied in many different ways, only seldom to the full extent of <strong>ASME</strong> <strong>Code</strong>.<br />

– the manufacturer does not have the <strong>ASME</strong> Certificate of Authorization<br />

– there is no involvement of <strong>ASME</strong> AIA or AI, therefore no <strong>ASME</strong> stamp<br />

– only design calculations are made in accordance with the <strong>ASME</strong> code, <strong>and</strong> this is<br />

because the designer has suitable software.<br />

There are many manufacturers <strong>and</strong> also some notified bodies who think that<br />

1. The <strong>ASME</strong> <strong>Code</strong> has been widely used for many decades<br />

2. <strong>Pressure</strong> vessels that have been designed <strong>and</strong> manufactured in accordance with<br />

<strong>ASME</strong> <strong>Code</strong> have been proven to be safe<br />

� As they have been proven to be safe they meet the essential safety requirements<br />

of <strong>PED</strong><br />

This is not true. The <strong>PED</strong> is European Union law that shall be followed to the letter.


15<br />

<strong>ASME</strong> material specifications are not harmonized material st<strong>and</strong>ards.<br />

The suitability of such a material shall be assessed as Particular Material Appraisal.<br />

General rule :<br />

Material that has been supplied in accordance with the minimum requirements of <strong>ASME</strong>material<br />

specification does not meet the essential safety requirements of <strong>PED</strong>.<br />

– A certificate of specific product control is not a m<strong>and</strong>atory requirement for many <strong>ASME</strong>-materials.<br />

– The organization responsible for material certification may also be other than material manufacturer.<br />

– Material traceability is endangered because the <strong>ASME</strong> material specification may not require the<br />

products to be marked with heat or batch number.<br />

– Many <strong>ASME</strong> pressure vessel carbon steel specifications do not have any requirements for minimum<br />

impact energy <strong>and</strong> even if it is specified the required value is less than 27 J.<br />

– The tensile strength properties at elevated properties are not specified in the material specification.<br />

There are even some <strong>ASME</strong> material specifications that do not specify any minimum tensile strength<br />

properties.<br />

– <strong>ASME</strong>-material specifications often allow such high amount of C, P <strong>and</strong> S that at the extreme highquality<br />

welding would be difficult <strong>and</strong> impact strength non-existent.<br />

If the pressure equipment manufacturer specifies an <strong>ASME</strong> material he shall set supplementary<br />

requirements when purchasing the material like:<br />

– A requirement for the certificate of specific product control (EN 10204:2004 3.1 or 3.2)<br />

– A requirement that only material manufacturer may certify the material<br />

– A requirement of material markings to guarantee traceability with the certificate<br />

– To specify properties that are stricter than the minimum requirements of <strong>ASME</strong> material specification<br />

like manufacturing methods or limitations for the amount of C, P <strong>and</strong> S


16<br />

<strong>ASME</strong> <strong>vs</strong>. EN<br />

Chemical composition of some common carbon steels<br />

Steel R p (N/mm²) R m (N/mm²) C max(%) P max(%) S max(%)<br />

SA-105 250 480 - 0,35 0,035 0,040<br />

SA-106 Grade B 240 415 - 0,30 0,035 0,035<br />

SA-234 WPB 240 415 - 585 0,30 0,050 0,058<br />

SA-333 Grade 6 240 415 - 0,30 0,025 0,025<br />

SA-516 Grade 70 260 485 - 620 0,30 0,035 0,035<br />

P280GH EN 10222-2 255 460 - 580 0,20 0,025 0,015<br />

P265GH EN 10216-2 265 410 - 570 0,20 0,025 0,020<br />

S235 EN 10253-1 235 360 - 500 0,16 0,030 0,025<br />

P265NL EN 10216-4 265 410 - 570 0,20 0,025 0,020<br />

P295GH EN 10028-2 290 460 - 580 0,20 0,025 0,010


17<br />

Design calculation<br />

The theory of stress <strong>and</strong> strain is similar everywhere but practical applications are<br />

somewhat different depending of the code.<br />

Minimum wall thickness of cylindrical shell is defined in the following equations<br />

<strong>ASME</strong> Section VIII Div.1 EN 13445-3<br />

t or e = minimum thickness<br />

P = design pressure<br />

R = inside radius of shell (R = D i / 2)<br />

D i = inside diameter of shell (D i = 2•R)<br />

E or z = weld efficiency factor or joint coefficient<br />

S or f = stress value = maximum allowable membrane stress


18<br />

Allowable stress of ferritic steel<br />

<strong>ASME</strong> Section VIII Division 1<br />

• Allowable stress is specified in <strong>ASME</strong><br />

Section II D Table 1A<br />

• The maximum allowable stress value is<br />

the smaller of<br />

– the specified minimum tensile<br />

strength at room temperature divided<br />

by 3.5<br />

– two-thirds of the yield strength at<br />

temperature<br />

• The <strong>ASME</strong>-material specifications<br />

specify the minimum strength values at<br />

room temperature only.<br />

– The yield strength at elevated<br />

temperature is based on statistical<br />

values, those values are not<br />

guaranteed minimum values<br />

<strong>PED</strong> <strong>and</strong> EN-st<strong>and</strong>ards<br />

The smaller of the values<br />

• 2/3 R e/t , yield limit at design temperature<br />

or<br />

• 5/12 R m/20 , ultimate strength at + 20 °C<br />

Strength values at room temperature <strong>and</strong><br />

at elevated temperatures are specified in<br />

the applicable harmonized material<br />

st<strong>and</strong>ard. Those values are to be<br />

considered as guaranteed values but<br />

tensile testing at elevated temperature is<br />

not m<strong>and</strong>atory


19<br />

Allowable stress of similar steels, <strong>ASME</strong> <strong>vs</strong>. EN<br />

<strong>ASME</strong> Section VIII Division 1 steel SA-516 Grade 70<br />

EN 13445-3 steel P295GH EN 10028-2<br />

N/mm²<br />

R m / 2,4<br />

N/mm2<br />

R m / 3,5<br />

350<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

20 50 100 150 200 250 300 350 400<br />

Rp0,2 P295GH 290 280 264 244 225 206 189 175 160<br />

P295GH <strong>PED</strong> 191 191 176 163 150 137 126 117 107<br />

SA-516 Grade70 138 138 138 138 138 138 135 129 101<br />

Degrees C<br />

Rp0,2 P295GH<br />

P295GH <strong>PED</strong><br />

SA-516 Grade70


20<br />

Yield strength of steel <strong>ASME</strong> SA-106 B (N/mm²) in accordance with Section II D<br />

Table Y-1 <strong>vs</strong>. similar European steel specifications or previous approvals<br />

300<br />

250<br />

200<br />

150<br />

100<br />

50<br />

0<br />

20 50 100 150 200 250 300 350 400 450<br />

A106B NGS 141 240 229 215 202 185 164 144 127 115 106<br />

St 45.8 DIN 17175 245 195 175 155 135 130 125<br />

P265GH EN 10216-2 265 235 226 213 192 171 154 141 134 128<br />

A106B <strong>ASME</strong> Y-1 241 235 221 214 207 199 188 177 167 158


21<br />

NOTES TO TABLE Y-1<br />

(b) The tabulated values of yield strength values are those which the Committee believes<br />

are suitable for use in design calculations. At temperatures above room temperature, the<br />

yield strength values correspond to the yield strength trend curve adjusted to the minimum<br />

specified room temperature yield strength. The yield strength values do not correspond<br />

exactly to ”minimum” as this term is applied to a statistical treatment of a homogenous set<br />

of data. Neither the <strong>ASME</strong> Material Specifications nor the rules of Section I, Section III, or<br />

Section VIII require elevated temperature testing for yield strengths of production material<br />

for use in <strong>Code</strong> components. It is not intended that results of such tests, if performed, be<br />

compared with these tabulated yield strength values for <strong>ASME</strong> <strong>Code</strong> acceptance<br />

/rejection purposes for materials. If some elevated temperature test results on production<br />

material appear lower than the tabulated values by a large amount (more than the typical<br />

variability of material <strong>and</strong> suggesting the possibility of some error), further investigation by<br />

retest or other means should be considered.


22<br />

<strong>ASME</strong> <strong>vs</strong>. <strong>PED</strong> in manufacturing<br />

<strong>ASME</strong> <strong>PED</strong><br />

Authorized manufacturer required not required<br />

Quality Manual required in modules D, E, H<br />

Qualification <strong>and</strong> approval manufacturer Third party in categories<br />

of welding procedures in accordance with II, III <strong>and</strong> IV in accordance<br />

<strong>and</strong> welders <strong>ASME</strong> Section IX with EN-st<strong>and</strong>ards<br />

Approval of manufacturer or Third party in categories<br />

NDT-personnel NDT-subcontractor in III <strong>and</strong> IV in accordance<br />

accordance with SNT-TC-1A with EN 473<br />

Materials Listed in <strong>ASME</strong> Section II Listed in harmonized<br />

or st<strong>and</strong>ards or<br />

"recertification" particular material appraisal<br />

Material certificates required for plates required for all materials<br />

for other types of materials typically EN 10204 3.1 <strong>and</strong><br />

the marking as specified in material manufacturer shall<br />

material st<strong>and</strong>ard is sufficient operate a quality system


24<br />

<strong>PED</strong> Annex I Essential Safety Requirements<br />

3.1.2. Permanent joining<br />

For pressure equipment, permanent joining of components which contribute to the pressure<br />

resistance of equipment <strong>and</strong> components which are directly attached to them must be carried out<br />

by suitably qualified personnel according to suitable operating procedures.<br />

For pressure equipment in categories II, III <strong>and</strong> IV, operating procedures <strong>and</strong> personnel<br />

must be approved by a competent third party which, at the manufacturer's discretion, may be:<br />

- notified body,<br />

- a third-party organization recognized by a Member State as provided for in Article 13.<br />

To carry out these approvals the third party must perform examinations <strong>and</strong> tests as set out<br />

in the appropriate harmonized st<strong>and</strong>ards or equivalent examinations <strong>and</strong> tests or must have<br />

them performed.<br />

3.1.3. Non-destructive tests<br />

For pressure equipment, non-destructive tests of permanent joints must be carried out by suitable<br />

qualified personnel. For pressure equipment in categories III <strong>and</strong> IV, the personnel must be<br />

approved by a third-party organization recognized by a Member State pursuant to Article 13.<br />

A problem for manufacturers outside of European Union :<br />

The notified bodies or third-party organisations are far away !


25<br />

Transfer of Welding Procedure Qualification Records<br />

<strong>ASME</strong> IX:<br />

When a manufacturer or contractor is acquired by a new owner, the PQRs <strong>and</strong><br />

WPSs may be used by the new owner without requalification, provided that the<br />

new owner takes responsibility for the WPSs <strong>and</strong> PQRs <strong>and</strong> the source of the<br />

PQRs is identified as being from the former manufacturer.<br />

EN 15614-1:<br />

A qualification of a pWPS by a welding procedure test obtained by a manufacturer<br />

is valid for welding in workshops or sites under the same technical <strong>and</strong> quality<br />

control of the manufacturer.<br />

– Welding is under the same technical <strong>and</strong> quality control when the manufacturer<br />

who performed the welding procedure test retains complete responsibility<br />

for all welding carried out to it.


26<br />

Welder Qualification<br />

The principles of welder qualification in <strong>ASME</strong> Section IX <strong>and</strong> EN 287-1 are<br />

the same.<br />

Each welder or welding operator shall be qualified for each welding process<br />

<strong>and</strong> material to be used in production welding.<br />

There are some variations in the test pieces <strong>and</strong> in the range of<br />

qualification.<br />

EN 287-1 is a general welder qualification st<strong>and</strong>ard. It may be applied in<br />

any industry, not only for welding pressure equipment.<br />

The <strong>PED</strong> sets the additional requirement that the welder’s test shall be<br />

witnessed <strong>and</strong> approved by a notified body or by a recognized third-party<br />

organization.


27<br />

EN 287-1 Annex C (informative)<br />

Job knowledge<br />

The test of job knowledge is recommended, but it is not m<strong>and</strong>atory.<br />

However, some countries can require that the welder undergoes a test of job<br />

knowledge. If the job knowledge test is carried out, it should be recorded on the<br />

welder’s qualification test certificate.<br />

This annex outlines the job knowledge that a welder should have to ensure that<br />

procedures are followed <strong>and</strong> common practices are complied with. The job knowledge<br />

indicated in this annex is only pitched at the most basic level.<br />

Owing to different training programmes in various countries, it is only proposed to<br />

st<strong>and</strong>ardize general objectives or categories of job knowledge. The actual question used<br />

should be drawn up by the individual country, but should include questions on areas<br />

covered in C.2, relevant to the qualification test of welders.<br />

The actual tests of a welder’s job knowledge can be given by any of the following<br />

methods or combinations of these methods:<br />

a) written objective tests (multiple choice);<br />

b) oral questioning following a set of written questions;<br />

c) computer testing;<br />

d) demonstration/observation testing following a written set of criteria.<br />

The test of job knowledge is limited to the matters related to the welding process used in<br />

the test.


28<br />

Expiration of Welder Qualification<br />

<strong>ASME</strong> IX<br />

The qualification of a welder is valid without time limit on condition that<br />

– he has welded on that process during a period of 6 months<br />

– there is no reason to question his ability to weld<br />

EN 287-1<br />

The welder's qualification test certificate is valid for a period of two years<br />

on condition that the employer can confirm every six months that the<br />

welder has been welding within the range of qualification with satisfactory<br />

results.<br />

Welder's qualification test certificates can be prolonged every two years<br />

by the examiner or examining body.


29<br />

<strong>ASME</strong> <strong>vs</strong>. EN<br />

Non-destructive testing of welds<br />

The amount of non-destructive tests depends of the welding efficiency factor<br />

used in design calculations<br />

E or z <strong>ASME</strong> Section VIII Div.1 <strong>PED</strong> EN 13445-5<br />

1,0 longitudinal transversal NDT <strong>and</strong> destructive longitudinal transversal<br />

100 % spot tests to confirm<br />

that no significant<br />

defects exist<br />

100 % 25 - 100 %<br />

0,85 spot spot<br />

longitudinal transversal longitudinal transversal<br />

min. 1 test 10 - 25 % 2 - 10 %<br />

per 15 m 0 %<br />

0,7 0 % 0 % 0 %


30<br />

<strong>Pressure</strong> test <strong>ASME</strong> <strong>vs</strong>. <strong>PED</strong><br />

<strong>ASME</strong> Section VIII Div.1<br />

1,3 • maximum allowable pressure<br />

– In most cases the specified<br />

materials do not influence the<br />

test pressure<br />

<strong>PED</strong> <strong>and</strong> EN 13445-5<br />

Higher of the values<br />

− 1,43 • maximum allowable pressure<br />

− 1,25 • maximum allowable pressure •<br />

f a is the nominal design stress of the<br />

material at the test temperature;<br />

f Td is the nominal design stress of the<br />

material at design temperature<br />

�Typical test pressure for a pressure vessel<br />

that is designed to operate at elevated<br />

temperature is 1,5 – 2,0 • maximum<br />

allowable pressure


31<br />

<strong>ASME</strong> Section VIII Div. 1 <strong>vs</strong>. EN 13445 / <strong>PED</strong><br />

<strong>ASME</strong> Section VIII Div. 1<br />

+ Cheaper materials<br />

+ Extensive selection of materials, short<br />

delivery times<br />

+ Plenty of calculation programs<br />

+ Proven <strong>and</strong> familiar code, simple<br />

determination of test pressure<br />

+ The manufacturer qualifies his welding<br />

procedures, welders <strong>and</strong> NDEpersonnel<br />

+ Cheaper costs of NDE<br />

EN 13445<br />

+ Meets the <strong>PED</strong> requirements<br />

+ In most cases less material is required<br />

+ No quality manual is required in module G.<br />

The manufacturing may begin if the<br />

welding procedures <strong>and</strong> personnel are<br />

qualified.<br />

+ Many notified bodies<br />

+ The manufacturer may inspect <strong>and</strong> certify<br />

the products by himself in modules A, A1,<br />

C1, D, D1, E, E1 <strong>and</strong> H without direct<br />

involvement of the third party


32<br />

<strong>ASME</strong> <strong>Boiler</strong> & <strong>Pressure</strong> <strong>Vessel</strong> <strong>Code</strong> <strong>vs</strong>.<br />

<strong>Pressure</strong> Equipment Directive (<strong>PED</strong>)<br />

• If a boiler or pressure vessel is to be delivered to European Union it<br />

shall be manufactured in accordance with <strong>PED</strong> <strong>and</strong> CE-marked.<br />

• If a boiler or pressure vessel is to be delivered to USA or Canada it shall<br />

be manufactured in accordance with <strong>ASME</strong> <strong>Boiler</strong> & <strong>Pressure</strong> <strong>Vessel</strong><br />

<strong>Code</strong> <strong>and</strong> <strong>ASME</strong>-stamped.<br />

• Both rules are in practice m<strong>and</strong>atory in their own area, there is no<br />

possibility for a compromise. The manufacturer shall accept the<br />

customer’s requirements.

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