October 2000 Newsletter - Naval Postgraduate School

October 2000 Newsletter - Naval Postgraduate School October 2000 Newsletter - Naval Postgraduate School

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MISSILE DEFENSE RESEARCH, continued from page 3 sary has any capability to strike targets in the U. S. with nuclear missiles, U. S. actions toward that adversary will be different than they would be towards a comparable nonnuclear state. Research is continuing into the degree to which deployment of National Missile Defense systems of varying degrees of ABM treaty compliance would affect this vulnerability, if at all. In the tactical sense, the technical capability exists (even if actual systems are not yet deployed) to target ships at sea with long-range ballistic missiles. Theater missile defense developments have concentrated first on shorter-range (SCUD-like) missiles. Even the most ambitious theater defense systems are limited (by the ABM Treaty) in the kinds of missiles they can engage. Research in this area is focusing on the potential mismatch between projected defensive capabilities and potential offensive capabilities and on how this mismatch might be affected by proposed changes to relevant treaties. The Total Ship System Engineering (TSSE) Program under the leadership of Professor Charles Calvano, Department of Mechanical Engineering, and Robert Harney is a formal partner in the Capabilities of the Navy After Next (CNAN) Study funded jointly by DARPA and the Naval Warfare Development Command. During the six-month long capstone design project, the TSSE student team is investigating the problem of access assurance and defining (in a detailed conceptual design) a new class of small, versatile surface combatants for facilitating access in a network-centric environment. It is envisioned that the survivable, yet expendable “boats” would deploy networks of sensors and weapons throughout the adversary’s access denial zone. Once in place, these assets would ultimately be used to negate the denial systems. One component of the adversary’s denial strategy may well involve the use of terminally guided, longer-range ballistic missiles against our power projection forces once they have entered the denial zone. As a consequence, CNAN is considering the problems and benefits associated with deploying freestanding, canisterized, TBMD assets such as SM-3 missiles deep into the access denial zone. Such forward placement could significantly improve the force protection capabilities of these missiles when compared to basing the missiles on ships of the power projection forces. If the TSSE team concludes that SM-3 forward basing is a significant requirement, then such weapons would be included in the overall mix of sensors and weapons that the CNAN combatants would be required to deploy, and as such would influence the design of those combatants. The TSSE student team is RESEARCH OVERVIEW expected to brief their results in late November 2000. Detection and Tracking: Intercepting the TBM in the Atmosphere For the past three years, Associate Professor Robert G. Hutchins and Professor Emeritus Hal Titus of the Department of Electrical and Computer Engineering have been engaged in TBMD studies to develop sensor fusion, data association and tracking algorithms to provide the earliest possible detection and tracking information to the interceptor launch site. Hence, they have focused on intercepting the TBM in the atmosphere on the way up. This work has been funded by the Navy TENCAP Office. The research objective is to develop sensor fusion, data association and tracking algorithms, based on a variety of sensor assets, which will provide the earliest possible detection and tracking information for use in ballistic missile defense. All possible sensors from strategic and theater platforms (space, ship, aircraft, UAV) will be utilized to provide the fastest missile intercept reaction time possible. The aim is to bring to bear all assets available to cover a threatened launch area and to fuse these observations as quickly as they are obtained. This will allow the shooter to launch at the earliest possible time. Rapid ballistic missile launch point prediction is another research objective. Longer-term studies will assess, via simulation, the feasibility of intercepting the ballistic missile during ascent using aerodynamic missiles fired from the surface and/or airborne platforms. Research has focused on two types of sensors, space based strategic sensors that would likely provide the first indication of a missile launch, and the Aegis radar system as the most likely system to take a hand-off from the strategic sensor to track the TBM until final intercept, although the algorithms developed would allow processing of a much wider variety of sensor types. One issue explored here is how good the initial velocity and acceleration measurements must be in order for the surface-based radar system to take over the target track with a minimum of transient behavior in the track. It was found that prior information on missile velocity and acceleration profiles are extremely helpful in track initiation for the surface-based radar system. Hutchins and Titus have advocated a modified Kalman-based tracking algorithm that allows processing measurements from a wide variety of sensors, provided a common coordinate system framework can be maintained. Both polynomial backfit and Kalman- --continued on page 5 NPS Research page 4 October 2000

MISSILE DEFENSE RESEARCH, continued from page 4 based backfit strategies for launch point determination have been explored and the Kalman-based strategies have proven superior. An interactive multiple model (IMM) approach has been developed to boost phase tracking that will track through booster cutoff and even multiple stage booster firings with small errors in the track due to abrupt changes in the missile acceleration profile. Algorithms have been tested using both simulation data and actual theater ballistic missile trajectories representing a variety of third world missiles. Via simulation, the feasibility of early detection and tracking over North Korea has been studied. These results used actual Aegis radar specifications for single ping and multiping target localization. Specific conclusions about the earliest expected detection of a launch, given an alerted ship, were drawn, taking into account both radar horizon and surface terrain. An aerodynamic missile interceptor based on the Standard missile is currently being modeled. The model includes missile aerodynamics and guidance laws for target intercept. The objective is to assess the feasibility of hitting the TBM during its ascent given early detection and adequate tracking. Testing is planned for various guidance laws, as well as different launch platforms (i.e., ground-launched vs. airlaunched interceptor studies). Statistical Research in Joint Interoperability Testing of Theater Missile Defense Systems It is well known that there are substantial technical issues that must be resolved in order to bring a fully workable theater missile defense (TMD) into fruition. Problems of operability arise when the components of a single system (e.g. PA- TRIOT) are considered in isolation. Problems of interoperability arise when the components of a single TMD system, or multiple systems within the same service branch, are considered as a whole. Problems of joint interoperability arise in the context of TMD families of systems (FoS) that are configured to provide coherent engagement, across systems that span service branches, of a theater-area ballistic missile threat. It is the mission of the Joint Interoperability Test Command (JITC) to evaluate, and certify, the joint interoperability of a TMD FoS. Assistant Professor Robert Koyak, Department of Operations Research, has focused research on the development of concepts for measuring the effectiveness and performance of the communication aspects of a TMD FoS. Communication RESEARCH OVERVIEW of potential missile tracks by individual systems to a network participation group follows protocols set forth in military standards. The information that is communicated for a missile track includes position, velocity, estimated launch point, estimated impact point, and error measures for these quantities. Questions being addressed include: 1) Is the information that is communicated timely and accurate? 2) What level of joint interoperability is achievable under current standards? 3) What is needed to improve joint interoperability under a TMD FoS concept? Planning the Unthinkable: How New Powers Will Use Chemical, Biological, and Nuclear Weapons During the summer of 1997, David Altwegg, a senior official in the Navy’s Theater Missile Defense program posed several questions to Associate Professor James Wirtz and Assistant Professor Peter Lavoy, Department of National Security Affairs. Altwegg was concerned about assessing the threat posed by the proliferation of weapons of mass destruction and long-range ballistic missiles, brought about by the limited effectiveness of the Missile Technology Control Regime. Lavoy and Wirtz determined that the most pressing issue faced by Navy officials was to determine what those actors were now planning to do with recently acquired weapons systems. Working with Dr. Scott Sagan, from the Center for Security and Cooperation, Stanford University, Wirtz and Lavoy launched a three-year project to address what former Secretary of Defense William Perry has called “the greatest challenge confronting security policymakers today: understanding the risks of current and future proliferation.” The results of their research, sponsored by the Defense Threat Reduction Agency, the Naval Treaty Implementation Program, USAF Institute of National Security Studies, Navy Theater Air Defense Program, Naval Information Warfare Activity, the Carnegie Corporation and the Smith Richardson Foundation, have recently been published by Cornell University Press. With the help of eight contributors who explored the unconventional weapons programs of Iraq, Iran, Israel, India, Pakistan, North Korea and the Aum Shinrikyo, Lavoy, Sagan, and Wirtz posed several questions. How do states and nonstate groups integrate unconventional weapons into their military infrastructure, delivery systems, command and control procedures, and war plans? What will be the future impact of nuclear, chemical, and biological weapons on regional and international politics? And what does the --continued on page 38 NPS Research page 5 October 2000

MISSILE DEFENSE RESEARCH, continued from page 4<br />

based backfit strategies for launch point determination have<br />

been explored and the Kalman-based strategies have proven<br />

superior.<br />

An interactive multiple model (IMM) approach has been<br />

developed to boost phase tracking that will track through<br />

booster cutoff and even multiple stage booster firings with<br />

small errors in the track due to abrupt changes in the missile<br />

acceleration profile. Algorithms have been tested using both<br />

simulation data and actual theater ballistic missile trajectories<br />

representing a variety of third world missiles.<br />

Via simulation, the feasibility of early detection and tracking<br />

over North Korea has been studied. These results used<br />

actual Aegis radar specifications for single ping and multiping<br />

target localization. Specific conclusions about the<br />

earliest expected detection of a launch, given an alerted ship,<br />

were drawn, taking into account both radar horizon and<br />

surface terrain.<br />

An aerodynamic missile interceptor based on the Standard<br />

missile is currently being modeled. The model includes<br />

missile aerodynamics and guidance laws for target intercept.<br />

The objective is to assess the feasibility of hitting the TBM<br />

during its ascent given early detection and adequate tracking.<br />

Testing is planned for various guidance laws, as well as<br />

different launch platforms (i.e., ground-launched vs. airlaunched<br />

interceptor studies).<br />

Statistical Research in Joint Interoperability Testing of<br />

Theater Missile Defense Systems<br />

It is well known that there are substantial technical issues that<br />

must be resolved in order to bring a fully workable theater<br />

missile defense (TMD) into fruition. Problems of operability<br />

arise when the components of a single system (e.g. PA-<br />

TRIOT) are considered in isolation. Problems of<br />

interoperability arise when the components of a single TMD<br />

system, or multiple systems within the same service branch,<br />

are considered as a whole. Problems of joint interoperability<br />

arise in the context of TMD families of systems (FoS) that are<br />

configured to provide coherent engagement, across systems<br />

that span service branches, of a theater-area ballistic missile<br />

threat. It is the mission of the Joint Interoperability Test<br />

Command (JITC) to evaluate, and certify, the joint<br />

interoperability of a TMD FoS.<br />

Assistant Professor Robert Koyak, Department of Operations<br />

Research, has focused research on the development of<br />

concepts for measuring the effectiveness and performance of<br />

the communication aspects of a TMD FoS. Communication<br />

RESEARCH OVERVIEW<br />

of potential missile tracks by individual systems to a network<br />

participation group follows protocols set forth in military<br />

standards. The information that is communicated for a<br />

missile track includes position, velocity, estimated launch<br />

point, estimated impact point, and error measures for these<br />

quantities. Questions being addressed include: 1) Is the<br />

information that is communicated timely and accurate? 2)<br />

What level of joint interoperability is achievable under<br />

current standards? 3) What is needed to improve joint<br />

interoperability under a TMD FoS concept?<br />

Planning the Unthinkable: How New Powers Will Use<br />

Chemical, Biological, and Nuclear Weapons<br />

During the summer of 1997, David Altwegg, a senior official<br />

in the Navy’s Theater Missile Defense program posed several<br />

questions to Associate Professor James Wirtz and Assistant<br />

Professor Peter Lavoy, Department of National Security<br />

Affairs. Altwegg was concerned about assessing the threat<br />

posed by the proliferation of weapons of mass destruction and<br />

long-range ballistic missiles, brought about by the limited<br />

effectiveness of the Missile Technology Control Regime.<br />

Lavoy and Wirtz determined that the most pressing issue<br />

faced by Navy officials was to determine what those actors<br />

were now planning to do with recently acquired weapons<br />

systems. Working with Dr. Scott Sagan, from the Center for<br />

Security and Cooperation, Stanford University, Wirtz and<br />

Lavoy launched a three-year project to address what former<br />

Secretary of Defense William Perry has called “the greatest<br />

challenge confronting security policymakers today: understanding<br />

the risks of current and future proliferation.”<br />

The results of their research, sponsored by the Defense<br />

Threat Reduction Agency, the <strong>Naval</strong> Treaty Implementation<br />

Program, USAF Institute of National Security Studies, Navy<br />

Theater Air Defense Program, <strong>Naval</strong> Information Warfare<br />

Activity, the Carnegie Corporation and the Smith Richardson<br />

Foundation, have recently been published by Cornell University<br />

Press. With the help of eight contributors who explored<br />

the unconventional weapons programs of Iraq, Iran, Israel,<br />

India, Pakistan, North Korea and the Aum Shinrikyo, Lavoy,<br />

Sagan, and Wirtz posed several questions. How do states and<br />

nonstate groups integrate unconventional weapons into their<br />

military infrastructure, delivery systems, command and<br />

control procedures, and war plans? What will be the future<br />

impact of nuclear, chemical, and biological weapons on<br />

regional and international politics? And what does the<br />

--continued on page 38<br />

NPS Research page 5<br />

<strong>October</strong> <strong>2000</strong>

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