Prospectus - Notowania

20.4. Audit of annual financial information for past years ...................................................................... 340
20.4.1. Statement certifying that financial information was subjected to audit review................................. 340
20.4.2. Other information in the Prospectus that was subject to audit review by the statutory auditors ...... 340
20.5. Date of latest financial information................................................................................................... 340
20.6. Interim financial information and other financial information...................................................... 340
20.7. Dividend policy.................................................................................................................................... 340
20.7.1. Dividend per share............................................................................................................................... 340
20.8. Legal and arbitration proceedings .................................................................................................... 341
20.9. Tax proceedings .................................................................................................................................. 360
20.10. Proceedings related to Supervisory Authorities’ measures............................................................. 361
20.11. Significant changes in the Issuer’s financial or business situation ................................................. 364
21. ADDITIONAL INFORMATION...................................................................................................... 365
21.1. Equity share capital............................................................................................................................ 365
21.1.1. Equity share capital issued .................................................................................................................. 365
21.1.2. Shares not representative of capital .................................................................................................... 365
21.1.3. Treasury shares.................................................................................................................................... 365
21.1.4. Amount of convertible or exchangeable bonds, or bonds with warrants........................................... 365
21.1.5. Information on any rights and/or obligations to purchase the Company’s equity authorised but not
issued or commitments for capital increase ........................................................................................ 365
21.1.6. Information regarding Group members’ capital offered under option.............................................. 369
21.1.7. Description of the trend in equity share capital.................................................................................. 370
21.2. Memorandum and Articles of Association ....................................................................................... 376
21.2.1. Description of the Company purpose and scope................................................................................. 376
21.2.2. Summary of the provisions of the Company’s Articles of Association regarding members of
administrative, management and control bodies ................................................................................ 376
21.2.3. Description of the rights, privileges and restrictions for each existing share class........................... 381
21.2.4. Description of the procedures for modifying shareholders’ rights, indicating the cases in which the
conditions are more restrictive than the terms provided by law ......................................................... 383
21.2.5. Description of the terms governing the procedure for convening Annual Shareholders’ Meetings and
the Extraordinary Shareholders’ Meetings, including conditions for admission.............................. 383
21.2.6. Description of the provisions of the Articles of Association that may delay, postpone or impede a
change in the Company control structure........................................................................................... 384
21.2.7. Information regarding any provisions in the Company’s Articles of Association that establish a
maximum shareholding above which it become necessary to notify the public of the shares held .. 385
21.2.8. Description of conditions in the Memorandum and Articles of Association for modifying the share
capital ................................................................................................................................................... 385
22. MAJOR AGREEMENTS .................................................................................................................. 386
22.1. Agreements Deriving from the Completion of the Merger between UniCredit and Capitalia .... 386
22.1.1. Sale of an Equity Investment in Mediobanca ..................................................................................... 386
22.1.2. Transfer of Business Unit Comprising 183 Branches........................................................................ 386
22.2. Agreement for the Sale of a Controlling Interest in Bank BPH by UniCredit.............................. 386
22.3. Settlement with Parmalat................................................................................................................... 387
22.4. Agreement between UniCredit and the Ministry of the Treasury of the Republic of Poland...... 387
22.5. Agreement between CNP Assurances S.A. and UniCredit to Safeguard the Clients of CNP
UniCredit Vita S.p.A. underwriters of policies with underlying Lehman Brothers bonds.......... 388
22.6. Sale of Treasury Shares...................................................................................................................... 388
22.7. Agreement for the sale by BA of the profit participation rights held in B&C Holding GmbH ... 389
22.8. Agreements Relating to the CASHES ............................................................................................... 389
22.9. Transactions Aimed at Enhancing the Real Estate Assets .............................................................. 390
23. INFORMATION ORIGINATING FROM THIRD PARTIES, EXPERTS’ OPINIONS AND
STATEMENTS OF INTERESTS ..................................................................................................... 393
23.1. Reports and Expert Opinions ............................................................................................................ 393
23.2. Information Originating from third parties..................................................................................... 393
24. DOCUMENTS ACCESSIBLE TO THE PUBLIC .......................................................................... 394
25. INFORMATION ON EQUITY INVESTMENTS ........................................................................... 395
SECOND SECTION......................................................................................................................................... 401
1. RESPONSIBLE PERSONS............................................................................................................... 402
1.1 Persons Responsible for the Information.......................................................................................... 402
1.2 Declaration of responsibility.............................................................................................................. 402
2. RISK FACTORS ................................................................................................................................ 403
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