Prospectus - Notowania

18. PRINCIPAL SHAREHOLDERS
18.1. Principal Company Shareholders
According to the shareholders’ register, as included in communications received pursuant to
regulation in effect and other available information, the shareholders who, as at the date of 10
December 2009, directly or indirectly owned ordinary shares representing more than 2% of
UniCredit share capital with voting right were:
Shareholder
Mediobanca
Ordinary shares Percentage of ordinary share
capital held
1 991,211,860 2 5.916%
Fondazione Cassa di Risparmio di Verona, 959,568,552 5.727%
Vicenza, Belluno e Ancona 1
Central Bank of Libya, of which:
- directly
- indirectly through Libyan Foreign Bank
BlackRock Inc. (indirectly through Blackrock
Investment Management (UK) Limited)
Carimonte Holding S.p.A. 1
- 324 -
728,019,024
639,460,125
88,558,899
637,245,466
528,667,846
4.345%
3.816%
0.529%
3.803%
3.155%
Fondazione Cassa di Risparmio di Torino 1 527,777,185 3.150%
Allianz SE 4 368,741,846 2.201%
1 Directly-owned equity investment.
2 967,564,061 shares committed in service to the CASHES are in usufruct with UniCredit and as a guarantee to Bank of New
York, issuer of said loan. For more information on the rights and obligation of the usufruct contract, refer to the First Section,
Chapter 22, Paragraph 22.9.
3 Equity investment held indirectly via Allianz Finance II Luxembourg Sarl (0.826% of the ordinary share capital –
138,339,622 ordinary shares), L.A. Vita (0.000% of the share capital with voting right – 59,296 ordinary shares), Generation
Vie SA (0.001% of the ordinary share capital – 103,459 ordinary shares), Arcalis SA (0.002% of the ordinary share capital –
342,893 ordinary shares), Assurances Generales De France Vie SA (0.046% of the ordinary share capital – 7,681,065 ordinary
shares), Assurances Generales De France Iart SA (0.016% of the ordinary share capital – 2,730,990 ordinary shares), Allianz
Life Luxembourg SA (formerly AGF Life Luxembourg) (0.002% of the ordinary share capital – 367,723 ordinary shares),
Allianz Belgium Insurance (0.004% of the ordinary share capital – 591,194 ordinary shares), Antoniana Veneta Popolare Vita
S.p.A. (0.038% of the ordinary share capital – 6,413,046 ordinary shares), Rb Vita S.p.A. (0.029% of the ordinary share capital
– 4,847,798 ordinary shares) and Allianz S.p.A. (1,237% of the ordinary share capital – 207,264,760 ordinary shares).
For an update on the equity investments held by the shareholders who have committed to
subscribe part of the Shares within the Capital Increase, please see Second Section, Chapter 5,
Paragraph 5.4.3.
18.2. Other voting right for principal shareholders
As at the Prospectus Date, the Company has issued ordinary shares and savings shares. Savings
shares do not have voting right.
18.3. Parent Company
As at the Prospectus Date, no party exercises control of the Issuer in accordance with Article 93
of the TUF.
18.4. Agreements that may result in a change to the Company’s ownership structure
As far as the Issuer is aware, as at the Prospectus Date, there are no agreements that may result
in a change in the ownership structure of the Issuer at a future date.
However, in accordance with Article 5 of UniCredit Articles of Incorporation, no party with
voting right may exercise said right, for any reason, for an amount of the Issuer's shares greater
than 5% of the share capital with voting right. To calculate said limit, total shareholdings by all