Prospectus - Notowania

All members of the UniCredit Board of Statutory Auditors are listed in the Register of
Auditors at the Ministry of Justice and, for the purposes of office, reside at the Office
of the Issuer’s General Management (Via San Protaso, 3 - 20121 Milan).
Except as indicated in the First Section, Chapter 20, Paragraph 20.10, as far as the
Issuer is aware, no member of the Board of Statutory Auditors, in the five years
preceding the date of the Prospectus: (i) has been convicted of fraud; (ii) been declared
bankrupt or subject to insolvency proceedings or has been associated, as part of
execution of the duties of their office, to any bankruptcy, or controlled administration
procedures or liquidation; and (iii) has incurred official incriminations and/or
sanctions from public or regulatory authorities (including designated professional
associations) nor debarments, imposed by a court, from fulfilling the role of member
of an administrative, management or control body of the company or a ban on the
execution of management or direction activities of any company.
None of the members of the Board of Statutory Auditors indicated in the tables above
have relationships with any of the other members of the Board of Directors, members
of the Board of Statutory Auditors and/or Senior Managers of the Issuer.
14.1.3. Senior management and other executives
A list of the senior managers of the Issuer and the role held at the Issuer as at the date
of the Prospectus is shown below.
Name and Surname Office held
Alessandro Profumo CEO and General Manager 1
Roberto Nicastro Deputy CEO and Deputy General Manager Responsible for
Retail
Sergio Pietro Ermotti Deputy CEO and Deputy General Manager Responsible for
CIB & PB
Paolo Fiorentino Deputy CEO and Deputy General Manager Responsible for
GBS
Nadine Faruque General Counsel & Group Compliance Officer
Federico Ghizzoni CEE Banking Operations Manager
Karl Guha Chief Risk Officer
Marina Natale Chief Financial Officer and officer in charge of preparing the
company's accounting documents
Salvatore Piazzolla Human Resources Manager
1 Role performed during his tenure as CEO
A short CV for each of the managers listed above is shown below - including the
officer in charge of preparing the company's accounting documents and excluding the
CV of CEO Alessandro Profumo, for which reference should be made to Paragraph
14.1.1 of Chapter 14 - which highlight the skills and experience gained regarding
company management.
Roberto Nicastro. Graduated in Business Administration, worked at Salomon
Brothers, London, in the M&A department from 1989 until 1991. He was the senior
manager at McKinsey & Company from 1991 to 1997, responsible for strategic and
organisational projects regarding banks, financial institutions, regulatory authorities
and consumer goods manufacturers in Italy and Latin America. He joined Credito
Italiano in May 1997 as Head of the Planning and Investment Department. In October
2000 he was appointed Head of the New Europe Division of the UniCredit Group,
where he was in charge of developing and retaining a leading position in Central and
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