NCI National Clinical Trials Network (NCTN) Program Guidelines
NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines
PART 1: Overview of NCTN Program Section IV – Terms/Conditions of Award – Joint Responsibilities advance for general advice and guidance regarding whether the advantages of international collaboration will outweigh the expected resource costs. Network Group Operations Centers are required to have a binding collaborative agreement in place with the international clinical trial organization that addresses the major components of clinical trial conduct by the international organization to ensure that the conduct is consistent with all appropriate federal and other appropriate regulations for the clinical research trial. This agreement must be reviewed and approved by the Lead NCTN Program Director in consultation with the Associate Director of CTEP and the Chief, CTEP Regulatory Affairs Branch, and all appropriate U.S. State Department approvals must be in place for countries that will be participating in the research as well as other appropriate approvals (e.g., company partner approvals for trials being conducted under an NCI/DCTD binding collaborative agreement or CRADA). With respect to participation of U.S. Network Groups in trials led by a non-U.S. organization (other than the Canadian Collaborating Clinical Trials Network of the NCTN), there are also numerous logistical, regulatory, and company-sponsor issues that must be addressed in addition to approval of the non-U.S. trial by the NCI via the appropriate NCI Scientific Steering Committee (if applicable) and NCI/DCTD/CTEP. Again, it is critical for any proposal for participation of a U.S. Network Group in a non-U.S. trial to be discussed in advance with CTEP staff to determine whether participation in such a study is feasible. These trials are required to have a U.S. Network Group Operations Center identified as the primary or lead sponsor for the trial for the NCTN Program. A binding collaborative agreement is also required with the international clinical trial organization that addresses the major components of clinical trial conduct by the international organization to ensure that the conduct is consistent with all appropriate federal and other appropriate regulations for a clinical research trial sponsored by the NCTN Program. This will usually also require a trial specific Steering Committee be in place to address oversight of the trial conduct with respect to regulatory compliance for the U.S. Network Group Operations Centers participating in the trial as well as to address issues related to data ownership and biospecimen collection. In addition, the lead U.S. Network Group Operations Center that is the primary or lead sponsor for the trial in the U.S. must have U.S. State Department approvals in place for countries that will be participating in the research even though federal funds will only be used to support the participants from the NCTN Program enrolling patients on study. The research agreement between the U.S. Network Group Operations Center that is the primary or lead sponsor for the trial in the U.S. and the international organization leading the trial that governs the conduct of the study must be reviewed and approved by the Lead NCTN Program Director in consultation with the Associate Director of CTEP and the Chief, CTEP Regulatory Affairs Branch. A guidance document from NCI/DCTD/CTEP entitled, Cooperative Group Guidelines for the Development, Conduct and Analysis of Clinical Trials with International Collaborating Institutions, is available on the CTEP website at: http://ctep.cancer.gov/investigatorResources/default.htm#guidelines_policies. This document addresses the various regulatory issues involved in the conduct of international trials that involve participation/leadership of Network Groups under the NCTN Program. 4. Collective Management of the Network In order to provide for collaboration and coordination of policies and procedures for the NCTN, collective management of the Network is needed. To achieve this goal, a core collective management team (i.e., the NCTN Leadership Management Committee) composed of senior leadership from each of the following key components of the NCTN Program (i.e., 1 representative from each of the Network Group Operations Centers, 1 representative from each of the Network Group Statistics and Data Management Centers, 2 representatives from the Canadian Collaborating Clinical Trials Network Organization representing Operations and Statistics/Data Management, and 1 representative from the Radiotherapy Core Service Center and 1 representative from the Imaging Core Service Center) and key NCI/DCTD staff (Director Division DCTD, Associate Director CTEP, Chief and Associate Chiefs of the Clinical Investigations Branch CTEP, Cancer Diagnosis Branch Associate Director, Tumor Banks Program Director) and the project scientists/program directors involved in the NCTN Program and key NCI/DCP staff (Deputy Director DCP, Page 88 of 241
PART 1: Overview of NCTN Program Section IV – Terms/Conditions of Award – Joint Responsibilities Program Director of the CCOP and MB-CCOP) will meet regularly to discuss major policy issues and address concerns about the NCTN. The Committee will make recommendations to senior NCI leadership on the Program. It is anticipated that the Committee will meet on at least a quarterly basis by teleconference and/or in-person. Additional representatives from the NCTN may be invited to participate in meetings depending on the issues to be discussed. It is also anticipated that there may be meetings held specific to the Network Group Statisticians and Network Group Directors of Operations/Group Administrators on a periodic basis to discuss significant issues, as appropriate. Specific areas that will require recommendations from the NCTN Leadership Management Committee include but are not limited to the following: � Identification, and recommended prioritization, of NCTN clinical trials that should receive “special per case management” funding because of trial complexity and/or because the trial addresses a rare cancer or rare subset of a more common cancer � Recommendations regarding how development of trials in rare cancer should be integrated into the Network Groups scientific research committees � Identification of trial categories and/or specific trials that should be prioritized to receive funding for biospecimen collection � Prioritization of trials for receipt of services from the Network Radiotherapy and Imaging Core Services Centers if the Centers encounter resource limitations � Establishment of harmonized or standard policies for Network Group Member Performance Evaluations related to data quality and data timeliness for NCTN clinical trials as well as other Network-wide issues such as human subjects training for clinical trials � Harmonized or standard policies for institutional membership in Network Groups so that institutions are encouraged to participate in trials across the NCTN (i.e., ensure that requirements for membership do not preclude sites from crediting different Network Groups to which they belong) � Address important coordination issues between the NCTN and NCI Scientific Steering Committees � Address recommendations from the NCI Clinical Trials and Translational Research Advisory Committee (CTAC) on strategic directions for the NCTN Program � Establishment and coordination of NCTN Correlative Science Committee(s) and procedures to review requests for use of “banked” biospecimens collected in conjunction with or tied to NCTN clinical trials � Procedures for establishing public data sets from NCTN clinical trials that have reported out primary results � Improvements to general NCTN policies/procedures to promote standardization/harmonization for the entire Network and recommendations for new policy and procedural initiatives as well as identification of needs for new tools, services, and resources 5. Network-Wide Common Services, Tools, and Resources The Network Groups are required to use specific NCTN common services and tools, including but not limited to those listed below, for all NCTN trials in order for the trials to be approved for activation: � NCTN Common Data Management System for data collection � NCTN System for tracking biospecimen collection from NCTN trials (in development) � NCTN Oncology Patient Enrollment Network (OPEN) via the Cancer Trials Support Unit (CTSU) Page 89 of 241
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PART 1: Overview of <strong>NCTN</strong> <strong>Program</strong> Section IV – Terms/Conditions of Award – Joint Responsibilities<br />
advance for general advice and guidance regarding whether the advantages of international collaboration<br />
will outweigh the expected resource costs.<br />
<strong>Network</strong> Group Operations Centers are required to have a binding collaborative agreement in place with<br />
the international clinical trial organization that addresses the major components of clinical trial conduct by<br />
the international organization to ensure that the conduct is consistent with all appropriate federal and<br />
other appropriate regulations for the clinical research trial. This agreement must be reviewed and approved<br />
by the Lead <strong>NCTN</strong> <strong>Program</strong> Director in consultation with the Associate Director of CTEP and the Chief, CTEP<br />
Regulatory Affairs Branch, and all appropriate U.S. State Department approvals must be in place for<br />
countries that will be participating in the research as well as other appropriate approvals (e.g., company<br />
partner approvals for trials being conducted under an <strong>NCI</strong>/DCTD binding collaborative agreement or<br />
CRADA).<br />
With respect to participation of U.S. <strong>Network</strong> Groups in trials led by a non-U.S. organization (other than the<br />
Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> of the <strong>NCTN</strong>), there are also numerous logistical, regulatory,<br />
and company-sponsor issues that must be addressed in addition to approval of the non-U.S. trial by the <strong>NCI</strong><br />
via the appropriate <strong>NCI</strong> Scientific Steering Committee (if applicable) and <strong>NCI</strong>/DCTD/CTEP. Again, it is critical<br />
for any proposal for participation of a U.S. <strong>Network</strong> Group in a non-U.S. trial to be discussed in advance<br />
with CTEP staff to determine whether participation in such a study is feasible. These trials are required to<br />
have a U.S. <strong>Network</strong> Group Operations Center identified as the primary or lead sponsor for the trial for the<br />
<strong>NCTN</strong> <strong>Program</strong>. A binding collaborative agreement is also required with the international clinical trial<br />
organization that addresses the major components of clinical trial conduct by the international organization<br />
to ensure that the conduct is consistent with all appropriate federal and other appropriate regulations for a<br />
clinical research trial sponsored by the <strong>NCTN</strong> <strong>Program</strong>. This will usually also require a trial specific Steering<br />
Committee be in place to address oversight of the trial conduct with respect to regulatory compliance for<br />
the U.S. <strong>Network</strong> Group Operations Centers participating in the trial as well as to address issues related to<br />
data ownership and biospecimen collection.<br />
In addition, the lead U.S. <strong>Network</strong> Group Operations Center that is the primary or lead sponsor for the trial<br />
in the U.S. must have U.S. State Department approvals in place for countries that will be participating in the<br />
research even though federal funds will only be used to support the participants from the <strong>NCTN</strong> <strong>Program</strong><br />
enrolling patients on study. The research agreement between the U.S. <strong>Network</strong> Group Operations Center<br />
that is the primary or lead sponsor for the trial in the U.S. and the international organization leading the<br />
trial that governs the conduct of the study must be reviewed and approved by the Lead <strong>NCTN</strong> <strong>Program</strong><br />
Director in consultation with the Associate Director of CTEP and the Chief, CTEP Regulatory Affairs Branch.<br />
A guidance document from <strong>NCI</strong>/DCTD/CTEP entitled, Cooperative Group <strong>Guidelines</strong> for the Development,<br />
Conduct and Analysis of <strong>Clinical</strong> <strong>Trials</strong> with International Collaborating Institutions, is available on the CTEP<br />
website at: http://ctep.cancer.gov/investigatorResources/default.htm#guidelines_policies. This document<br />
addresses the various regulatory issues involved in the conduct of international trials that involve<br />
participation/leadership of <strong>Network</strong> Groups under the <strong>NCTN</strong> <strong>Program</strong>.<br />
4. Collective Management of the <strong>Network</strong><br />
In order to provide for collaboration and coordination of policies and procedures for the <strong>NCTN</strong>, collective<br />
management of the <strong>Network</strong> is needed. To achieve this goal, a core collective management team (i.e., the<br />
<strong>NCTN</strong> Leadership Management Committee) composed of senior leadership from each of the following key<br />
components of the <strong>NCTN</strong> <strong>Program</strong> (i.e., 1 representative from each of the <strong>Network</strong> Group Operations<br />
Centers, 1 representative from each of the <strong>Network</strong> Group Statistics and Data Management Centers, 2<br />
representatives from the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> Organization representing<br />
Operations and Statistics/Data Management, and 1 representative from the Radiotherapy Core Service<br />
Center and 1 representative from the Imaging Core Service Center) and key <strong>NCI</strong>/DCTD staff (Director<br />
Division DCTD, Associate Director CTEP, Chief and Associate Chiefs of the <strong>Clinical</strong> Investigations Branch<br />
CTEP, Cancer Diagnosis Branch Associate Director, Tumor Banks <strong>Program</strong> Director) and the project<br />
scientists/program directors involved in the <strong>NCTN</strong> <strong>Program</strong> and key <strong>NCI</strong>/DCP staff (Deputy Director DCP,<br />
Page 88 of 241