NCI National Clinical Trials Network (NCTN) Program Guidelines

NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines

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PART 1: Overview of NCTN Program Section IV – Terms/Conditions of Award – Network RT & Imaging Core Services Centers Genome Wide Association Studies (GWAS) as well as a biospecimen sharing policy. Network Radiotherapy & Imaging Core Services Centers are required to follow and support these policies for the NCTN trials led by the supporting Network Group Operations Centers, if applicable. 5.4.4 Education on the Protection of Human Subjects NIH policy requires education on the protection of human subject for all investigators submitting NIH applications for research involving human subjects and individuals designated as key personnel. This policy is available on the NIH website at: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-00-039.html. 5.4.5 Other Federal Regulations The NIH Public Access Policy ensures that the public has access to the published results of NIH funded research. It requires scientists to submit final peer-reviewed journal manuscripts that arise from NIH funds to the digital archive PubMed Central upon acceptance for publication. To help advance science and improve human health, the Policy requires that these papers are accessible to the public on PubMed Central no later than 12 months after publication. More information about this policy or the submission process is available on the NIH Public Access Policy website at: http://publicaccess.nih.gov/. Information on other federal regulations (and their associated citations/URLs) that may be applicable to the Network Radiotherapy & Imaging Core Services Centers’ activities is provided in Part 4: Appendices – Section IV.B. 5.5 Conflict of Interest Policy The Network Radiotherapy & Imaging Core Services Centers receiving NIH funding from a grant or cooperative agreement must be in compliance with all of the DHSS regulatory requirements for conflict of interest as outlined by NIH grants policy available at: http://grants.nih.gov/grants/policy/coi. The Network Radiotherapy & Imaging Core Services Centers policy should ensure that there is no reasonable expectation that any investigator of staff member at the Core Centers involved in the design, conduct, or reporting of research conducted by the Network Group Operations Centers and their associated Network Group SDMCs will be biased by any conflict of interest (using the definition of investigator provided in the NIH grants policy). The policy should also be in compliance with the NCI/DCTD/CTEP’s Conflict of Interest Policy for NCTN Phase 3 Clinical Trials found on the CTEP website at: http://ctep.cancer.gov/investigatorResources/default.htm#guidelines_policies. Page 74 of 241

PART 1: Overview of NCTN Program Section IV – Terms/Conditions of Award – Canadian Collaborating Clinical Trials Network 6 Specific Awardee Rights & Responsibilities - Canadian Collaborating Clinical Trials Network With respect to the Terms and Conditions of Award, “Canadian Collaborating Clinical Trials Network” refers to the organizational structure which is composed of the key personnel (including the scientific and administrative leaders of the organization and its scientific research and administrative committees) and the member institutions/sites (including the institution/site physicians and clinical research associates), responsible for implementing clinical trials and collaborating on research goals of the NCTN Program. In addition, throughout these Terms and Conditions of Award, “Canadian Collaborating Clinical Trials Network” refers to all of its member institutions/sites as well. 6.1 Overall Rights and Responsibilities The Canadian Collaborating Clinical Trials Network is subject to all the Awardee Rights and Responsibilities outlined in these Guideline in Part 1 - Section IV.B.1. (Network Group Operations Centers) and Part 1 - Section IV.B.2. (Network Group SDMCs) for any NCTN trials the Canadian Network participates in and/or leads, although the volume of clinical trials, accrual, and collaborations would be expected to be more limited for the Canadian Network. There are, however, special considerations for the Canadian Collaborating Clinical Trials Network related to regulatory oversight of NCTN trials in Canada and biospecimen collection as outlined below. 6.2 Regulatory Oversight The Canadian Collaborating Clinical Trials Network would be expected to establish relationships with U.S. Network Groups to provide appropriate regulatory oversight for U.S. Networks Group trials conducted in Canada, when needed. In some cases, this oversight may be performed by a U.S. Network Group; however, it is anticipated that the Canadian Collaborating Clinical Trials Network will play an important role in providing this type of regulatory oversight when need for both U.S. adult and pediatric Network Groups for trials open in Canada. 6.3 Biospecimen Collection and Tumor Banking For NCTN trials led by U.S. Network Groups, biospecimens from member institutions/sites of the Canadian Collaborating Clinical Trials Network should be sent to the associated tumor bank for the U.S. Network Group or to a specified laboratory for analysis during the course of the trial (e.g., central laboratory for assessment of an integral biomarker). For NCTN trials led by the Canadian Collaborating Clinical Trials Network, if biospecimens are collected for banking that are funded by NCI/DCTD, arrangements would be made for the biospecimens to be banked in collaboration with a tumor bank associated with a U.S. Network Group. Alternatively, these specimens may be stored in a tumor bank of the Canadian Collaborating Clinical Trials Network for an NCTN trial that the Canadian Network leads if the Canadian Network has a tumor bank and the collection and storage at that bank is approved by the Lead NCTN Program Director in consultation with the NCI Cancer Diagnosis Program Associate Director, Program Director of the NCTN Tumor Banking grant, and the CTEP Associate Director in writing (and with CTEP approval of an amendment to the trial that states that the biospecimens will go to the Canadian Collaborating Clinical Trials Network bank). The Canadian Collaborating Clinical Trials Network as part of the NCTN Program is also eligible to apply for BIQSFP funding (see http://biqsfp.cancer.gov/). Any biospecimens collected under a funded BIQSFP application that are later “banked” must also follow all the rules and regulations related to any biospecimens collected in association with an NCTN trial as outlined in the Terms and Conditions of Award for Network Group Operations Centers (see Part 1 - Section IV.B.1.5.7. of these Guidelines). Regardless of the source of funding for collection/banking of biospecimens by the Canadian Collaborating Clinical Trials Network, study proposals for use of biospecimens collected in association with a NCTN clinical trial would be required to be reviewed by CTEP’s Protocol Review Committee or an NCI/DCTD-approved NCTN Correlative Science Committee as outlined in Part 1 – Section IV.C.3. In addition, the Canadian Collaborating Clinical Trials Network is required to have a Biospecimen Sharing Policy (the same requirement as for the U.S. Network Groups) that reflects this requirement. Page 75 of 241

PART 1: Overview of <strong>NCTN</strong> <strong>Program</strong> Section IV – Terms/Conditions of Award – Canadian Collaborating<br />

<strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong><br />

6 Specific Awardee Rights & Responsibilities - Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong><br />

With respect to the Terms and Conditions of Award, “Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong>” refers<br />

to the organizational structure which is composed of the key personnel (including the scientific and<br />

administrative leaders of the organization and its scientific research and administrative committees) and<br />

the member institutions/sites (including the institution/site physicians and clinical research associates),<br />

responsible for implementing clinical trials and collaborating on research goals of the <strong>NCTN</strong> <strong>Program</strong>. In<br />

addition, throughout these Terms and Conditions of Award, “Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong><br />

<strong>Network</strong>” refers to all of its member institutions/sites as well.<br />

6.1 Overall Rights and Responsibilities<br />

The Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> is subject to all the Awardee Rights and<br />

Responsibilities outlined in these Guideline in Part 1 - Section IV.B.1. (<strong>Network</strong> Group Operations<br />

Centers) and Part 1 - Section IV.B.2. (<strong>Network</strong> Group SDMCs) for any <strong>NCTN</strong> trials the Canadian <strong>Network</strong><br />

participates in and/or leads, although the volume of clinical trials, accrual, and collaborations would be<br />

expected to be more limited for the Canadian <strong>Network</strong>. There are, however, special considerations for<br />

the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> related to regulatory oversight of <strong>NCTN</strong> trials in<br />

Canada and biospecimen collection as outlined below.<br />

6.2 Regulatory Oversight<br />

The Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> would be expected to establish relationships with<br />

U.S. <strong>Network</strong> Groups to provide appropriate regulatory oversight for U.S. <strong>Network</strong>s Group trials<br />

conducted in Canada, when needed. In some cases, this oversight may be performed by a U.S.<br />

<strong>Network</strong> Group; however, it is anticipated that the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> will<br />

play an important role in providing this type of regulatory oversight when need for both U.S. adult and<br />

pediatric <strong>Network</strong> Groups for trials open in Canada.<br />

6.3 Biospecimen Collection and Tumor Banking<br />

For <strong>NCTN</strong> trials led by U.S. <strong>Network</strong> Groups, biospecimens from member institutions/sites of the<br />

Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> should be sent to the associated tumor bank for the U.S.<br />

<strong>Network</strong> Group or to a specified laboratory for analysis during the course of the trial (e.g., central<br />

laboratory for assessment of an integral biomarker).<br />

For <strong>NCTN</strong> trials led by the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong>, if biospecimens are collected<br />

for banking that are funded by <strong>NCI</strong>/DCTD, arrangements would be made for the biospecimens to be<br />

banked in collaboration with a tumor bank associated with a U.S. <strong>Network</strong> Group. Alternatively, these<br />

specimens may be stored in a tumor bank of the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> for an<br />

<strong>NCTN</strong> trial that the Canadian <strong>Network</strong> leads if the Canadian <strong>Network</strong> has a tumor bank and the<br />

collection and storage at that bank is approved by the Lead <strong>NCTN</strong> <strong>Program</strong> Director in consultation with<br />

the <strong>NCI</strong> Cancer Diagnosis <strong>Program</strong> Associate Director, <strong>Program</strong> Director of the <strong>NCTN</strong> Tumor Banking<br />

grant, and the CTEP Associate Director in writing (and with CTEP approval of an amendment to the trial<br />

that states that the biospecimens will go to the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> bank).<br />

The Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> as part of the <strong>NCTN</strong> <strong>Program</strong> is also eligible to apply<br />

for BIQSFP funding (see http://biqsfp.cancer.gov/). Any biospecimens collected under a funded BIQSFP<br />

application that are later “banked” must also follow all the rules and regulations related to any<br />

biospecimens collected in association with an <strong>NCTN</strong> trial as outlined in the Terms and Conditions of<br />

Award for <strong>Network</strong> Group Operations Centers (see Part 1 - Section IV.B.1.5.7. of these <strong>Guidelines</strong>).<br />

Regardless of the source of funding for collection/banking of biospecimens by the Canadian<br />

Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong>, study proposals for use of biospecimens collected in association<br />

with a <strong>NCTN</strong> clinical trial would be required to be reviewed by CTEP’s Protocol Review Committee or an<br />

<strong>NCI</strong>/DCTD-approved <strong>NCTN</strong> Correlative Science Committee as outlined in Part 1 – Section IV.C.3. In<br />

addition, the Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> is required to have a Biospecimen Sharing<br />

Policy (the same requirement as for the U.S. <strong>Network</strong> Groups) that reflects this requirement.<br />

Page 75 of 241

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