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NCI National Clinical Trials Network (NCTN) Program Guidelines

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Participating<br />

Site<br />

Member<br />

Category<br />

Main<br />

Members<br />

Affiliates of<br />

Main<br />

Members<br />

CCOPs &<br />

MB-CCOPs<br />

CCOP and<br />

MB-CCOP<br />

Components<br />

Other<br />

Membership<br />

Categories<br />

(Describe)<br />

PART 4: Appendices Section II – Required Tables for New/Competing & Non-Competing Applications<br />

Table 11. Summary of Onsite Auditing Activity for <strong>Clinical</strong> <strong>Trials</strong> Over 3-Year Period (2009-2011) --- THIS IS A SUMMARY TABLE ONLY. DO NOT INCLUDE SITE<br />

SPECIFIC INFORMATION. Table is based on # of audits performed by applicant for its member institutions over a 3-year period. The <strong>NCI</strong>-CTMB <strong>Guidelines</strong> for Monitoring of<br />

<strong>Clinical</strong> <strong>Trials</strong> for Cooperative Groups, CCOP Research Bases, and the Cancer <strong>Trials</strong> Support Unit (CTSU) require all Participating Sites to be audited at least once every 36<br />

months. Each Group should conduct a comprehensive review of its membership and provide in its competing continuation and non-competing applications (i.e., Type 2 and<br />

Type 5 applications) an accounting for all Participating Sites in tabular format summarized by member category only (not by individual site). Audit specific information for<br />

particular participating sites will be requested for Type 5 applications with a specific format in a future update to these <strong>Guidelines</strong>. <strong>Network</strong> Group Operation Center<br />

applicants should complete the table below to summarize their auditing activities over the 3-year period from 2009 to 2011. The table below should be modified to reflect<br />

the membership categories of the applicant Group. *Sites that are terminated or withdrawn within 3-Yr period & later re-activated should still be counted in these columns.<br />

# ACTIVE<br />

Participating<br />

Sites with<br />

Separate <strong>NCI</strong><br />

Institution<br />

Codes as of<br />

Date Table<br />

Prepared<br />

# Participating<br />

Sites<br />

TERMINATED<br />

Over 3-Year<br />

Period<br />

(2009-2011)*<br />

# Participating<br />

Sites<br />

WITHDRAWN<br />

Over 3-Year<br />

Period<br />

(2009-2011)*<br />

Audit<br />

Category<br />

# Routine Audits Performed & % Routine Audits<br />

with Specific Ratings by Audit Category Over 3-Yr Period<br />

(2009 – 2011)<br />

#<br />

Routine<br />

Audits<br />

%<br />

Acceptable<br />

%<br />

Acceptable<br />

with<br />

Follow-Up<br />

%<br />

Unacceptable<br />

# Re-Audits & Off-Cycle Audits Performed and % Re-Audits &<br />

Off-Cycle Audits with Specific Ratings by Audit Category<br />

Over 3-Yr Period<br />

(2009 – 2011)<br />

Audit<br />

Category<br />

IRB/ICC IRB/ICC<br />

Pharmacy Pharmacy<br />

Patient<br />

Cases Patient Cases<br />

IRB/ICC IRB/ICC<br />

Pharmacy Pharmacy<br />

Patient<br />

Cases Patient Cases<br />

IRB/ICC IRB/ICC<br />

Pharmacy Pharmacy<br />

Patient<br />

Cases Patient Cases<br />

IRB/ICC IRB/ICC<br />

Pharmacy Pharmacy<br />

Patient<br />

Cases Patient Cases<br />

IRB/ICC IRB/ICC<br />

Pharmacy Pharmacy<br />

Patient<br />

Cases Patient Cases<br />

# Re-<br />

Audits &<br />

Off-Cycle<br />

Audits<br />

%<br />

Acceptable<br />

%<br />

Acceptable<br />

with<br />

Follow-Up<br />

Page 201 of 241<br />

%<br />

Unacceptable

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