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NCI National Clinical Trials Network (NCTN) Program Guidelines

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PART 2: Submission of New/Competing Applications Section III.A. – Review Process<br />

III. Description of Review Process and Review Criteria for New and Competing<br />

Applications<br />

A. General Information<br />

1. Role of Peer Review and Review Policies<br />

All applications for the key components of the <strong>NCTN</strong> <strong>Program</strong> are submitted and reviewed in the<br />

same award cycle. The role of peer review is to assess the extent to which each key component<br />

of the <strong>NCTN</strong> <strong>Program</strong> has and/or is likely to promote excellence in the conduct of clinical<br />

treatment and advanced imaging studies that may lead to a reduction in the incidence of<br />

morbidity and mortality attributable to cancer. The focus of the review is on the ability of each<br />

key component of the <strong>NCTN</strong> <strong>Program</strong> to help develop, implement, and conduct meritorious<br />

clinical trials, especially definitive late phase, multi-institutional trials. All applications will be<br />

reviewed based on individual review criteria categories for each of the key components of the<br />

<strong>NCTN</strong> <strong>Program</strong> which include an assessment of the application’s strength to contribute to the<br />

<strong>Network</strong> as a whole. In particular, applications for <strong>Network</strong> Group Operations Centers and their<br />

associated Statistics and Data Management Centers, will be reviewed not only for their overall<br />

research strategy and scientific impact, but also on their contributions to the science of and<br />

accrual to clinical trials conducted across the entire <strong>NCTN</strong> and the strength of their collaborations<br />

with other <strong>NCTN</strong> key components and other <strong>NCI</strong>-sponsored programs and investigators.<br />

The <strong>NCI</strong> Scientific Review Officer (SRO) serves as the Designated Federal Official (DFO) with legal<br />

responsibility for managing the review and ensuring that the review is conducted according to<br />

relevant laws, regulations, policies, and established NIH and <strong>NCI</strong> policies and procedures. The<br />

SRO provides guidance and direction with respect to review policies, procedures and criteria; the<br />

functions of the <strong>NCI</strong> staff; conflict of interest policies; implications of the Privacy Act; the need<br />

for confidentiality of the proceedings; the necessity of addressing gender, minority, and children<br />

representation in clinical study populations; and other policy and logistical matters. During the<br />

review, the <strong>NCTN</strong> Lead <strong>Program</strong> Director serves as a resource, as needed, concerning the history<br />

and development of the <strong>NCTN</strong> <strong>Program</strong> and other relevant programmatic matters.<br />

� The <strong>NCI</strong> is committed to the conduct of impartial, high-quality peer review of grant<br />

applications submitted by the scientific community and to the maintenance of an objective<br />

review process.<br />

� The Division of Extramural Activities, <strong>NCI</strong>, which is responsible for managing the peer review<br />

of the <strong>NCTN</strong> <strong>Program</strong> applications, is organizationally independent from the <strong>NCI</strong> extramural<br />

program units. The Division of Extramural Activities has responsibility for and autonomy in<br />

the conduct of review activities.<br />

� The conduct of peer review of the <strong>NCTN</strong> <strong>Program</strong> applications shall be in all particulars<br />

consistent with, and subject to, applicable NIH and PHS peer review practices and policies.<br />

� <strong>NCI</strong> SROs are responsible for managing the scientific and technical review of the <strong>NCTN</strong><br />

<strong>Program</strong> applications, including the selection of reviewers; management of Special Emphasis<br />

Panels (SEPs); and the documentation of review panel findings and recommendations.<br />

� The responsibility for communications between the applicant and <strong>NCI</strong> staff changes during<br />

the various phases of the application process. Prior to submission of the application,<br />

<strong>NCI</strong>/DCTD staff members are the appropriate contact. From submission of the application<br />

until the peer review has been completed, all contacts should be made through the SRO.<br />

Page 151 of 241

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