NCI National Clinical Trials Network (NCTN) Program Guidelines
NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Canadian Collaborating Clinical Trials Network The applicant should also describe the facilities and equipment available as well as the information technology (IT) support for central storage, security, analysis and retrieval of clinical data. The applicant should describe how it complies with guidelines for good clinical practice and with federal/DHHS/NIH/NCI regulations for clinical research involving human subjects as well as with NCI/NIH administrative requirements for conduct of clinical trials with respect to NCI/DCTD's IP Option and NCI/DCTD's collaborative binding agreements for NCI/DCTD IND studies. 2.5 Sub-section E. Program for Collaborations and Participation in Collective Management (up to 6 pages) This functional component should consist of a well-defined plan for potential collaborations by the applicant with U.S. Network Groups and NCI-sponsored investigators and programs as well as how the applicant plans to participate in the collective management of the NCTN. The applicant should address how it can contribute to the collective management of the NCTN Program through examples of participation in the NCI Scientific Steering Committees (SSC) and associated Task Forces and Working Groups, and Planning Committees for SSC Clinical Trials Planning Meetings, or examples of similar activities in other clinical trial network as indications of its potential to participate in the collective management of the NCTN. The applicant should also discuss its ability to complete development of study proposals and conduct future trials that may originate outside the NCTN Program if they are approved by the NCI disease-specific SSCs. 2.6 Protection of Human Subjects Applicants should consult the PHS 398/SF424 regarding general instructions on what types of information should be included in the application regarding human subjects research, including the protection of human subjects. Information on the targeted/planned enrollment table for minorities and members of both genders (as well as children, if applicable), should be based on accrual summarized across all diseases for the planned project period in the competing new application (Type 1), not on a study or diseasespecific basis. The Canadian Collaborating Clinical Trials Network application must address the inclusion of women and minorities and inclusion of children in its clinical research as required per NIH/NCI Policy. Information on the policies for inclusion of women and minorities is available at: http://grants.nih.gov/grants/funding/women_min/women_min.htm http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm Information on the policies for inclusion of children is available at: http://grants.nih.gov/grants/funding/children/children.htm http://www.nih.gov/grants/guide/notice-files/not98-024.html 2.7 Resource Sharing Plans Applicants are required to comply with the instructions for the Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as provided in the PHS 398 Application Guide with the following modifications: � Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if applicable, and Genome Wide Association Studies (GWAS) are expected in this application. Page 148 of 241
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Canadian Collaborating Clinical Trials Network � All applications, regardless of the amount of direct costs requested for any one year, should address a Data Sharing Plan. An example of a Data Sharing Plan for Network Group Operations Centers and associated Network Group Statistics and Data Management Centers (or Canadian Collaborating Clinical Trials Network) for the NCTN Program is provided in Part 4 – Appendices – Section VII in these Guidelines. The Data Sharing Plan and other resource plans (or rationale for not providing sharing certain resources) should be provided in the research application; however, prior to funding of an award, all resource sharing plans/policies will also need to be reviewed and approved by NCI/DCTD program staff prior to funding any award in order to ensure that the plans/policies are in compliance with NCI/NIH regulations and the Terms of the Award for the applicable key component of the NCTN Program. 3. Appendix Material & Post Submission Materials Information on the Appendix material that should be provided in Canadian Collaborating Clinical Trials Network application, along with information on the timing of submission of this material and the format in which it should be provided is described in Part 2 – Section I.D. of these Guidelines as well as in Part 2 – Section II.B.3 for the operations center component of the application and Part 2 – Section II.C.3 for the statistical component of the application. Information on post submission materials that may be provided for the Network Group Operations Center application is described in Part 2 – Section I.F of these Guidelines. 4. Just-in-Time Information The following material must be submitted prior to the award of the Cooperative Agreement for the Canadian Collaborating Clinical Trials Network. 4.1 Other Support for Key Personnel NCI program staff will contact all applicants to be funded to request “Other Support” for Key Personnel, including consortium/contract personnel. “Other Support” includes all financial resources, whether federal, non-federal, commercial or institutional, available in direct support of an individual's research endeavors, including but not limited to research grants, Cooperative Agreements, contracts, and/or institutional awards. Training awards, prizes, or gifts are not included. Percent effort should be specified as well as any support that is pending. Information on other support assists the awarding NCI staff in the identification and resolution of potential overlap of support. Overlap, whether scientific, budgetary, or commitment of an individual's effort greater than 100 percent, is not permitted. The goals in identifying and eliminating such overlap are to ensure that: (1) sufficient and appropriate levels of effort are committed to the project, (2) there is no duplication of funding for scientific aims, specific budgetary items, or an individual's level of effort, and (3) only funds necessary to the conduct of the approved project are included in the award. 4.2 Training on Human Subjects Protection for Key Personnel As part of Just-In-Time information, the Canadian Collaborating Clinical Trials Network should also submit a roster of Key Personnel and indicate the type of training program on human subjects protection completed by each person listed. The NIH policy on Human Subjects Protection is available at: http://grants.nih.gov/grants/guide/notice-files/NOT-OD- 00-039.html. 4.3 Onsite Auditing Activities The NCI-CTMB Guidelines for Monitoring of Clinical Trials for Cooperative Groups, CCOP Research Bases, and the Cancer Trials Support Unit (CTSU) require all Participating Sites to be audited at least once every 36 months. In order for the NCI to review the Canadian Collaborating Clinical Trials Network’s compliance with this requirement, the Canadian Page 149 of 241
- Page 97 and 98: PART 2: Submission of Competing New
- Page 99 and 100: PART 2: Submission of Competing New
- Page 101 and 102: PART 2: Submission of New/Competing
- Page 103 and 104: PART 2: Submission of New/Competing
- Page 105 and 106: PART 2: Submission of New/Competing
- Page 107 and 108: PART 2: Submission of New/Competing
- Page 109 and 110: PART 2: Submission of New/Competing
- Page 111 and 112: PART 2: Submission of New/Competing
- Page 113 and 114: PART 2: Submission of New/Competing
- Page 115 and 116: PART 2: Submission of New/Competing
- Page 117 and 118: PART 2: Submission of New/Competing
- Page 119 and 120: PART 2: Submission of New/Competing
- Page 121 and 122: PART 2: Submission of New/Competing
- Page 123 and 124: PART 2: Submission of New/Competing
- Page 125 and 126: PART 2: Submission of New/Competing
- Page 127 and 128: PART 2: Submission of New/Competing
- Page 129 and 130: PART 2: Submission of New/Competing
- Page 131 and 132: PART 2: Submission of New/Competing
- Page 133 and 134: PART 2: Submission of New/Competing
- Page 135 and 136: PART 2: Submission of New/Competing
- Page 137 and 138: PART 2: Submission of New/Competing
- Page 139 and 140: PART 2: Submission of New/Competing
- Page 141 and 142: PART 2: Submission of New/Competing
- Page 143 and 144: PART 2: Submission of New/Competing
- Page 145 and 146: PART 2: Submission of New/Competing
- Page 147: PART 2: Submission of New/Competing
- Page 151 and 152: PART 2: Submission of New/Competing
- Page 153 and 154: PART 2: Submission of New/Competing
- Page 155 and 156: PART 2: Submission of New/Competing
- Page 157 and 158: PART 2: Submission of New/Competing
- Page 159 and 160: PART 2: Submission of New/Competing
- Page 161 and 162: PART 2: Submission of New/Competing
- Page 163 and 164: PART 2: Submission of New/Competing
- Page 165 and 166: PART 2: Submission of New/Competing
- Page 167 and 168: PART 2: Submission of New/Competing
- Page 169 and 170: PART 2: Submission of New/Competing
- Page 171 and 172: PART 2: Submission of New/Competing
- Page 173 and 174: PART 2: Submission of New/Competing
- Page 175 and 176: PART 2: Submission of New/Competing
- Page 177 and 178: PART 2: Submission of New/Competing
- Page 179 and 180: PART 2: Submission of New/Competing
- Page 181 and 182: PART 2: Submission of New/Competing
- Page 183 and 184: PART 2: Submission of New/Competing
- Page 185 and 186: PART 2: Submission of New/Competing
- Page 187 and 188: PART 3: Submission of Non-Competing
- Page 189 and 190: TYPE OF STUDY PART 3: Submission No
- Page 191 and 192: PART 3: Submission Non-Competing Ap
- Page 193 and 194: PART 3: Submission Non-Competing Ap
- Page 195 and 196: PART 4: Appendices Section II - Req
- Page 197 and 198: PART 4: Appendices Section II - Req
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan<br />
Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong><br />
The applicant should also describe the facilities and equipment available as well as the<br />
information technology (IT) support for central storage, security, analysis and retrieval of<br />
clinical data. The applicant should describe how it complies with guidelines for good clinical<br />
practice and with federal/DHHS/NIH/<strong>NCI</strong> regulations for clinical research involving human<br />
subjects as well as with <strong>NCI</strong>/NIH administrative requirements for conduct of clinical trials<br />
with respect to <strong>NCI</strong>/DCTD's IP Option and <strong>NCI</strong>/DCTD's collaborative binding agreements for<br />
<strong>NCI</strong>/DCTD IND studies.<br />
2.5 Sub-section E. <strong>Program</strong> for Collaborations and Participation in Collective Management (up<br />
to 6 pages)<br />
This functional component should consist of a well-defined plan for potential collaborations<br />
by the applicant with U.S. <strong>Network</strong> Groups and <strong>NCI</strong>-sponsored investigators and programs as<br />
well as how the applicant plans to participate in the collective management of the <strong>NCTN</strong>.<br />
The applicant should address how it can contribute to the collective management of the<br />
<strong>NCTN</strong> <strong>Program</strong> through examples of participation in the <strong>NCI</strong> Scientific Steering Committees<br />
(SSC) and associated Task Forces and Working Groups, and Planning Committees for SSC<br />
<strong>Clinical</strong> <strong>Trials</strong> Planning Meetings, or examples of similar activities in other clinical trial<br />
network as indications of its potential to participate in the collective management of the<br />
<strong>NCTN</strong>. The applicant should also discuss its ability to complete development of study<br />
proposals and conduct future trials that may originate outside the <strong>NCTN</strong> <strong>Program</strong> if they are<br />
approved by the <strong>NCI</strong> disease-specific SSCs.<br />
2.6 Protection of Human Subjects<br />
Applicants should consult the PHS 398/SF424 regarding general instructions on what types<br />
of information should be included in the application regarding human subjects research,<br />
including the protection of human subjects. Information on the targeted/planned<br />
enrollment table for minorities and members of both genders (as well as children, if<br />
applicable), should be based on accrual summarized across all diseases for the planned<br />
project period in the competing new application (Type 1), not on a study or diseasespecific<br />
basis.<br />
The Canadian Collaborating <strong>Clinical</strong> <strong>Trials</strong> <strong>Network</strong> application must address the inclusion of<br />
women and minorities and inclusion of children in its clinical research as required per<br />
NIH/<strong>NCI</strong> Policy. Information on the policies for inclusion of women and minorities is<br />
available at:<br />
http://grants.nih.gov/grants/funding/women_min/women_min.htm<br />
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html<br />
http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm<br />
Information on the policies for inclusion of children is available at:<br />
http://grants.nih.gov/grants/funding/children/children.htm<br />
http://www.nih.gov/grants/guide/notice-files/not98-024.html<br />
2.7 Resource Sharing Plans<br />
Applicants are required to comply with the instructions for the Resource Sharing Plans (Data<br />
Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as<br />
provided in the PHS 398 Application Guide with the following modifications:<br />
� Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if<br />
applicable, and Genome Wide Association Studies (GWAS) are expected in this<br />
application.<br />
Page 148 of 241