NCI National Clinical Trials Network (NCTN) Program Guidelines

NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines

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PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network RT & Imaging Core Services Centers Support System (RSS) and the Oncology Patient Enrollment Network (OPEN) for all NCTN clinical trials. The Network Radiotherapy & Imaging Core Services Centers applicant should also describe its capacity to provide core services to NCTN trials that result from collaborations between the Network Groups and other NCI-supported programs and investigators. The Network Radiotherapy & Imaging Core Services Centers applicant should also be able to describe plans for collaborations with other NCI-sponsored programs and investigators (e.g., SPOREs, Cancer Centers, R01/P01 investigators, NCI/DCTD early phase clinical trials programs) to augment and enhance the core services provided by the Centers for NCTN trials as well as how to collaborate with other organizations providing these types of services to enhance services and provide best practices and/or standards for selected assessments of radiotherapy and advanced imaging techniques. In addition, the Network Radiotherapy & Imaging Core Services Centers applicant should describe its plans for participation in the collective management of the Network including participation in appropriate NCTN Program activities and initiatives. 2.5 Protection of Human Subjects Applicants should consult the PHS 398/SF424 regarding general instructions on what types of information should be included in the application regarding human subjects research, including the protection of human subjects. The Network Radiotherapy and Imaging Core Services application must address the inclusion of women and minorities and inclusion of children in its clinical research program support, if appropriate, as required per NIH/NCI Policy. Information on the policies for inclusion of women and minorities is available at: http://grants.nih.gov/grants/funding/women_min/women_min.htm http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm Information on the policies for inclusion of children is available at: http://grants.nih.gov/grants/funding/children/children.htm http://www.nih.gov/grants/guide/notice-files/not98-024.html 2.6 Resource Sharing Plans Applicants are required to comply with the instructions for the Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as provided in the PHS 398 Application Guide with the following modifications: � Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if applicable, and Genome Wide Association Studies (GWAS) are expected in this application. Since it is expected that the Network Radiotherapy and Imaging Core Services Centers will follow the Resource Sharing Plans of the associated Network Group Operations Center(s) it works with, the proposed Radiotherapy and Imaging Core Services Centers should submit a Resource Sharing Plan in its application that indicates that it understands and is bound by these plans. An example for a Data Sharing Plan for Network Group Operations Centers and associated Network Group Statistics and Data Management Centers for the NCTN Program is provided in Part 4 – Appendices – Section VII in these Guidelines. The Data Sharing Plan and other resource plans (or rationale for not providing sharing certain resources) should be provided in the research application; however, prior to funding of an award, all resource sharing plans/policies will also need to be reviewed and approved by NCI/DCTD program staff prior to funding any award in order to ensure that the Page 142 of 241

PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network RT & Imaging Core Services Centers plans/policies are in compliance with NCI/NIH regulations and the Terms of the Award for the applicable key component of the NCTN Program. 3. Appendix Material & Post Submission Materials Information on the Appendix material that should be provided in the Network Radiotherapy & Imaging Core Services Centers application, along with information on the timing of submission of this material and the format in which it should be provided is described in Part 2 – Section I.D. of these Guidelines. Information on post submission materials that may be provided for the Network Radiotherapy & Imaging Core Services Centers application is described in Part 2 – Section I.F of these Guidelines. 4. Just-in-Time Information The following material must be submitted prior to the award of the Cooperative Agreement for the Network Radiotherapy & Imaging Core Services Centers award. 4.1 Other Support for Key Personnel NCI program staff will contact all applicants to be funded to request “Other Support” for Key Personnel, including consortium/contract personnel. “Other Support” includes all financial resources, whether federal, non-federal, commercial or institutional, available in direct support of an individual's research endeavors, including but not limited to research grants, Cooperative Agreements, contracts, and/or institutional awards. Training awards, prizes, or gifts are not included. Percent effort should be specified as well as any support that is pending. Information on other support assists the awarding NCI staff in the identification and resolution of potential overlap of support. Overlap, whether scientific, budgetary, or commitment of an individual's effort greater than 100 percent, is not permitted. The goals in identifying and eliminating such overlap are to ensure that: (1) sufficient and appropriate levels of effort are committed to the project, (2) there is no duplication of funding for scientific aims, specific budgetary items, or an individual's level of effort, and (3) only funds necessary to the conduct of the approved project are included in the award. 4.2 Training on Human Subjects Protection for Key Personnel As part of Just-In-Time information, the Network Radiotherapy and Imaging Core Services Centers should also submit a roster of Key Personnel and indicate the type of training program on human subjects protection completed by each person listed. The NIH policy on Human Subjects Protection is available at: http://grants.nih.gov/grants/guide/noticefiles/NOT-OD-00-039.html. 4.3 List of Legacy Trials As part of Just-In-Time information, the Network Radiotherapy and Imaging Core Services Center applicants will be requested to supply a list of legacy trials for which it will provide Core Services that it wishes to transition to the new NCTN program. Only studies previously supported under the NCI-sponsored Cooperative Group Clinical Trials Program funded by the Division of Cancer Treatment and Diagnosis (DCTD), including primary advanced imaging trials funded by the NCI Cancer Imaging Program, can be transitioned to the new NCTN program. The Network Radiotherapy and Imaging Core Services Center applicants should specify all legacy trials that do not have a status of “complete” in the NCI/DCTD enterprise system, both open and closed, this it wishes to transition to the new program and specify which of these trials it anticipates will still be open to accrual at the time of transition to the new program. Page 143 of 241

PART 2: Submission of New/Competing Application Section II –Budget & Research Plan<br />

<strong>Network</strong> RT & Imaging Core Services Centers<br />

Support System (RSS) and the Oncology Patient Enrollment <strong>Network</strong> (OPEN) for all<br />

<strong>NCTN</strong> clinical trials.<br />

The <strong>Network</strong> Radiotherapy & Imaging Core Services Centers applicant should also describe<br />

its capacity to provide core services to <strong>NCTN</strong> trials that result from collaborations between<br />

the <strong>Network</strong> Groups and other <strong>NCI</strong>-supported programs and investigators. The <strong>Network</strong><br />

Radiotherapy & Imaging Core Services Centers applicant should also be able to describe<br />

plans for collaborations with other <strong>NCI</strong>-sponsored programs and investigators (e.g., SPOREs,<br />

Cancer Centers, R01/P01 investigators, <strong>NCI</strong>/DCTD early phase clinical trials programs) to<br />

augment and enhance the core services provided by the Centers for <strong>NCTN</strong> trials as well as<br />

how to collaborate with other organizations providing these types of services to enhance<br />

services and provide best practices and/or standards for selected assessments of<br />

radiotherapy and advanced imaging techniques.<br />

In addition, the <strong>Network</strong> Radiotherapy & Imaging Core Services Centers applicant should<br />

describe its plans for participation in the collective management of the <strong>Network</strong> including<br />

participation in appropriate <strong>NCTN</strong> <strong>Program</strong> activities and initiatives.<br />

2.5 Protection of Human Subjects<br />

Applicants should consult the PHS 398/SF424 regarding general instructions on what types<br />

of information should be included in the application regarding human subjects research,<br />

including the protection of human subjects. The <strong>Network</strong> Radiotherapy and Imaging Core<br />

Services application must address the inclusion of women and minorities and inclusion of<br />

children in its clinical research program support, if appropriate, as required per NIH/<strong>NCI</strong><br />

Policy. Information on the policies for inclusion of women and minorities is available at:<br />

http://grants.nih.gov/grants/funding/women_min/women_min.htm<br />

http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html<br />

http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm<br />

Information on the policies for inclusion of children is available at:<br />

http://grants.nih.gov/grants/funding/children/children.htm<br />

http://www.nih.gov/grants/guide/notice-files/not98-024.html<br />

2.6 Resource Sharing Plans<br />

Applicants are required to comply with the instructions for the Resource Sharing Plans (Data<br />

Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as<br />

provided in the PHS 398 Application Guide with the following modifications:<br />

� Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if<br />

applicable, and Genome Wide Association Studies (GWAS) are expected in this<br />

application. Since it is expected that the <strong>Network</strong> Radiotherapy and Imaging Core<br />

Services Centers will follow the Resource Sharing Plans of the associated <strong>Network</strong> Group<br />

Operations Center(s) it works with, the proposed Radiotherapy and Imaging Core<br />

Services Centers should submit a Resource Sharing Plan in its application that indicates<br />

that it understands and is bound by these plans. An example for a Data Sharing Plan for<br />

<strong>Network</strong> Group Operations Centers and associated <strong>Network</strong> Group Statistics and Data<br />

Management Centers for the <strong>NCTN</strong> <strong>Program</strong> is provided in Part 4 – Appendices –<br />

Section VII in these <strong>Guidelines</strong>.<br />

The Data Sharing Plan and other resource plans (or rationale for not providing sharing<br />

certain resources) should be provided in the research application; however, prior to funding<br />

of an award, all resource sharing plans/policies will also need to be reviewed and approved<br />

by <strong>NCI</strong>/DCTD program staff prior to funding any award in order to ensure that the<br />

Page 142 of 241

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