NCI National Clinical Trials Network (NCTN) Program Guidelines
NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network Lead Academic Participating Sites 2.6 Resource Sharing Plans Applicants are required to comply with the instructions for the Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as provided in the PHS 398 Application Guide with the following modifications: � Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if applicable, and Genome Wide Association Studies (GWAS) are expected in this application. Since it is expected that the Network Lead Academic Participating Site will follow the Resource Sharing Plans of the associated Network Group Operations Center(s) it works with, the proposed Network Lead Academic Participating Site should indicate in its application that it is bound by these plans (i.e., the resource sharing plans that may have been submitted by the associated Network Group Operations Centers of which the applicant is a member). An example for a Data Sharing Plan for Network Group Operations Centers and associated Network Group SDMCs for the NCTN Program is provided in Part 4 – Appendices – Section VII in these Guidelines. The Data Sharing Plan and other resource plans (or rationale for not providing sharing certain resources) should be provided in the research application; however, prior to funding of an award, all resource sharing plans/policies will also need to be reviewed and approved by NCI/DCTD program staff prior to funding any award in order to ensure that the plans/policies are in compliance with NCI/NIH regulations and the Terms of the Award for the applicable key component of the NCTN Program. 3. Appendix Material & Post Submission Materials Information on the Appendix material that should be provided in the Network Lead Academic Participating Site application, along with information on the timing of submission of this material and the format in which it should be provided is described in Part 2 – Section I.D. of these Guidelines. Information on post submission materials that may be provided for the Network Lead Academic Participating Site application is described in Part 2 – Section I.F of these Guidelines. 4. Just-in-Time Information The following material must be submitted prior to the award of the Cooperative Agreement for the Network Lead Academic Participating Site. 4.1 Other Support for Key Personnel NCI program staff will contact all applicants to be funded to request “Other Support” for Key Personnel, including consortium/contract personnel. “Other Support” includes all financial resources, whether federal, non-federal, commercial or institutional, available in direct support of an individual's research endeavors, including but not limited to research grants, Cooperative Agreements, contracts, and/or institutional awards. Training awards, prizes, or gifts are not included. Percent effort should be specified as well as any support that is pending. Information on other support assists the awarding NCI staff in the identification and resolution of potential overlap of support. Overlap, whether scientific, budgetary, or commitment of an individual's effort greater than 100 percent, is not permitted. The goals in identifying and eliminating such overlap are to ensure that: (1) sufficient and appropriate levels of effort are committed to the project, (2) there is no duplication of funding for scientific aims, specific budgetary items, or an individual's level of effort, and (3) only funds necessary to the conduct of the approved project are included in the award. 4.2 Training on Human Subjects Protection for Key Personnel As part of Just-In-Time information, the Network Lead Academic Participating Site should also submit a roster of Key Personnel and indicate the type of training program on human subjects protection completed by each person listed. The NIH policy on Human Subjects Page 136 of 241
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network Lead Academic Participating Sites Protection is available at: http://grants.nih.gov/grants/guide/notice-files/NOT-OD-00- 039.html. 5. Applications for New Network Lead Academic Participating Sites It is anticipated that new applications for the Network Lead Academic Participating Site award may be accepted for 3 years of funding after the first 2 years of the NCTN Program’s initial 5-year funding period has been completed. This time point and award project period would be selected for additional new Network Lead Academic Participating Site applications so that the award funding would be synchronized with the next potential funding cycle for all Lead Academic Participating Site grants (i.e., so that all the Lead Academic Participating Sites would come in for potential competitive renewal at the same time at the next 5-year funding cycle). The schedule for submission and review of those applications would be specified in an anticipated future Funding Opportunity Announcement (FOA). Page 137 of 241
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PART 2: Submission of New/Competing Application Section II –Budget & Research Plan<br />
<strong>Network</strong> Lead Academic Participating Sites<br />
2.6 Resource Sharing Plans<br />
Applicants are required to comply with the instructions for the Resource Sharing Plans (Data<br />
Sharing Plan, Sharing Model Organisms, and Genome Wide Association Studies (GWAS) as<br />
provided in the PHS 398 Application Guide with the following modifications:<br />
� Generally, Resource Sharing Plans (Data Sharing Plan, Sharing Model Organisms if applicable, and<br />
Genome Wide Association Studies (GWAS) are expected in this application. Since it is expected<br />
that the <strong>Network</strong> Lead Academic Participating Site will follow the Resource Sharing Plans of the<br />
associated <strong>Network</strong> Group Operations Center(s) it works with, the proposed <strong>Network</strong> Lead<br />
Academic Participating Site should indicate in its application that it is bound by these plans (i.e.,<br />
the resource sharing plans that may have been submitted by the associated <strong>Network</strong> Group<br />
Operations Centers of which the applicant is a member). An example for a Data Sharing Plan for<br />
<strong>Network</strong> Group Operations Centers and associated <strong>Network</strong> Group SDMCs for the <strong>NCTN</strong> <strong>Program</strong><br />
is provided in Part 4 – Appendices – Section VII in these <strong>Guidelines</strong>.<br />
The Data Sharing Plan and other resource plans (or rationale for not providing sharing<br />
certain resources) should be provided in the research application; however, prior to funding<br />
of an award, all resource sharing plans/policies will also need to be reviewed and approved<br />
by <strong>NCI</strong>/DCTD program staff prior to funding any award in order to ensure that the<br />
plans/policies are in compliance with <strong>NCI</strong>/NIH regulations and the Terms of the Award for<br />
the applicable key component of the <strong>NCTN</strong> <strong>Program</strong>.<br />
3. Appendix Material & Post Submission Materials<br />
Information on the Appendix material that should be provided in the <strong>Network</strong> Lead Academic<br />
Participating Site application, along with information on the timing of submission of this material<br />
and the format in which it should be provided is described in Part 2 – Section I.D. of these<br />
<strong>Guidelines</strong>. Information on post submission materials that may be provided for the <strong>Network</strong><br />
Lead Academic Participating Site application is described in Part 2 – Section I.F of these<br />
<strong>Guidelines</strong>.<br />
4. Just-in-Time Information<br />
The following material must be submitted prior to the award of the Cooperative Agreement for<br />
the <strong>Network</strong> Lead Academic Participating Site.<br />
4.1 Other Support for Key Personnel<br />
<strong>NCI</strong> program staff will contact all applicants to be funded to request “Other Support” for Key<br />
Personnel, including consortium/contract personnel. “Other Support” includes all financial<br />
resources, whether federal, non-federal, commercial or institutional, available in direct<br />
support of an individual's research endeavors, including but not limited to research grants,<br />
Cooperative Agreements, contracts, and/or institutional awards. Training awards, prizes, or<br />
gifts are not included. Percent effort should be specified as well as any support that is<br />
pending. Information on other support assists the awarding <strong>NCI</strong> staff in the identification<br />
and resolution of potential overlap of support. Overlap, whether scientific, budgetary, or<br />
commitment of an individual's effort greater than 100 percent, is not permitted. The goals<br />
in identifying and eliminating such overlap are to ensure that: (1) sufficient and appropriate<br />
levels of effort are committed to the project, (2) there is no duplication of funding for<br />
scientific aims, specific budgetary items, or an individual's level of effort, and (3) only funds<br />
necessary to the conduct of the approved project are included in the award.<br />
4.2 Training on Human Subjects Protection for Key Personnel<br />
As part of Just-In-Time information, the <strong>Network</strong> Lead Academic Participating Site should<br />
also submit a roster of Key Personnel and indicate the type of training program on human<br />
subjects protection completed by each person listed. The NIH policy on Human Subjects<br />
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