NCI National Clinical Trials Network (NCTN) Program Guidelines
NCI National Clinical Trials Network (NCTN) Program Guidelines NCI National Clinical Trials Network (NCTN) Program Guidelines
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network Lead Academic Participating Sites coordinated research team and to work efficiently and expeditiously with the supporting Network Group Operations Center(s) and Network Group Statistics and Data Management Center(s) to enhance the research goals of the NCTN Program and to enroll NCTN trials across the Network. This sub-section should also describe the institution’s conflict of interest policy with respect to this award and the policies and procedures in place for ensuring compliance with all federal/DHHS/NIH/NCI policies and regulations regarding the use of data from clinical trials involving human subjects, including regulations concerning the confidentiality, integrity, and security of patient data. For applications designating multiple PD(s)/PI(s), a leadership plan related to the multiple PD(s)/PI(s) designation must be included in the appropriate section of the application (i.e., Multiple Director(s)/Principal Investigator(s) (PD(s)/PI(s)) Leadership Plan section of the PHS 398). A rationale for choosing a multiple PD(s)/PI(s) approach should be described. The governance and organizational structure of the leadership team for the Operations Center should be described including communication plans, process for making decisions on scientific direction, and procedures for resolving conflicts. The roles and administrative, technical, and scientific responsibilities for the Lead Academic Participating Site should be delineated for the PD(s)/PI(s), including responsibilities for human subjects in clinical studies. If budget allocation is planned, the distribution of resources to specific components of the Lead Academic Participating Site and/or the individual PD(s)/PI(s) should be delineated in the Leadership Plan. In the event of an award, the requested allocations may be reflected in a footnote of the Notice of Award. 2.2 Sub-section B. Clinical Trial Program (up to 12 pages) This functional component should consist of a well-defined plan by the applicant for its participation in scientific leadership for NCTN trials across the Network as well as for coordination activities at the main academic institution/site regarding participation in the NCTN Program, including the use of the NCI Central Institutional Review Board and other NCTN Program initiatives and activities. This sub-section should concisely describe the academic centers scientific leadership in development of NCTN clinical trials and in the scientific activities of the NCTN, including activities with all the Network Groups to which the academic center belongs as well as activities related to NCI initiatives for the NCTN Program such as participating as members on the NCI CIRB and the NCI Scientific Steering Committees. This sub-section should also describe how institutional activities related to the NCTN across various disciplines and departments at the institution are coordinated and how activities and responsibilities will be carried out among the multiple PD(s)/PI(s), if applicable. The academic center should address how it would select NCTN clinical trials to activate at the center and how it would mesh clinical research activities at the center with that of the NCTN Program. In particular, application should clearly describe how funding associated with patient enrollment and clinical data collection and management will be distributed to the various disciplines and clinical departments involved in the conduct of NCTN trials at the center. The academic center should highlight in this narrative section its most important achievements over prior project period in activities that show its potential for achievement in the NCTN (these achievements can include those from the former NCI Clinical Trials Cooperative Group Program or an equivalent non-profit clinical trial network organization). In addition, the academic center should also describe how it mentors junior investigators in clinical trial research. The academic center’s senior leadership team, including representation of its investigators on executive/advisory committees as well as on scientific and administrative committees for Page 134 of 241
PART 2: Submission of New/Competing Application Section II –Budget & Research Plan Network Lead Academic Participating Sites clinical trial network organizations (either committees from the former NCI Clinical Trials Cooperative Group Program or an equivalent non-profit clinical trial network organization) as well as the clinical productivity of the academic center should be summarized in tables. Use of template Tables #1, #2, #3, and #4 as described in Part 4 - Appendices – Section II.A. of these Guidelines for the NCTN Program is highly recommended and may be included in the Resources section of the application. 2.3 Sub-section C. Site Accrual Program (up to 12 pages) This sub-section should consist of a well-defined plan for robust accrual to NCTN trials across the Network, including accrual to rare cancers, by the applicant's academic institution/site and any affiliate site(s) for which it will provide complete management services for patients enrolled on NCTN trials. This sub-section of the research plan should describe both the accrual potential of the academic institution/site and the operational efficiency of trial activation and conduct by the academic center (including the timeliness of data submission and auditing results as well as how quickly it activates clinical treatment trials). This information can be provided from participation in the former NCI Clinical Trials Cooperative Group Program or an equivalent non-profit clinical trials network organization). Use of template Tables #5, #6, #7, and #8 as described in Part 4 - Appendices – Section II.A. of these Guidelines for the NCTN Program is highly recommended and may be included in the Resources section of the application. 2.4 Letters of Support from Network Group Operations Centers and Affiliates The Lead Academic Participating Site application should also include letters of support from potential Network Group Operation Center applicants to which the academic center belongs. These letters of support should be for investigators at the academic center that are members of the Network Group scientific research committees and/or senior leadership that will also be part of the senior leadership team at the Lead Academic Site (or a PD/PI on the application if the institution employs the multiple PD/PI option for the grant application). If the Lead Academic Site application includes affiliates for which the academic center provides complete management services, Letters of Support from the affiliates should be included in the application since the affiliates will need to acknowledge in the letters that they agree to receive NCI funding for data management on all NCTN trials they participate in via this grant (i.e., an affiliate cannot be an affiliate of another institution for purposes of its NCTN program participation) and thus support their inclusion in the application. 2.5 Protection of Human Subjects Applicants should consult the PHS 398/SF424 regarding general instructions on what types of information should be included in the application regarding human subjects research, including the protection of human subjects. Information on the targeted/planned enrollment table for minorities and members of both genders (as well as children, if applicable), should be based on accrual summarized across all diseases for planned project period in the competing new application (Type 1), not on a study or disease-specific basis. The Network Lead Academic Participating Site application must address the inclusion of women and minorities and inclusion of children in the clinical research it participates in as required per NIH/NCI Policy. Information on the policies for inclusion of women and minorities is available at: http://grants.nih.gov/grants/funding/women_min/women_min.htm http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm Information on the policies for inclusion of children is available at: http://grants.nih.gov/grants/funding/children/children.htm http://www.nih.gov/grants/guide/notice-files/not98-024.html Page 135 of 241
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PART 2: Submission of New/Competing Application Section II –Budget & Research Plan<br />
<strong>Network</strong> Lead Academic Participating Sites<br />
clinical trial network organizations (either committees from the former <strong>NCI</strong> <strong>Clinical</strong> <strong>Trials</strong><br />
Cooperative Group <strong>Program</strong> or an equivalent non-profit clinical trial network organization)<br />
as well as the clinical productivity of the academic center should be summarized in tables.<br />
Use of template Tables #1, #2, #3, and #4 as described in Part 4 - Appendices – Section II.A.<br />
of these <strong>Guidelines</strong> for the <strong>NCTN</strong> <strong>Program</strong> is highly recommended and may be included in<br />
the Resources section of the application.<br />
2.3 Sub-section C. Site Accrual <strong>Program</strong> (up to 12 pages)<br />
This sub-section should consist of a well-defined plan for robust accrual to <strong>NCTN</strong> trials across<br />
the <strong>Network</strong>, including accrual to rare cancers, by the applicant's academic institution/site<br />
and any affiliate site(s) for which it will provide complete management services for patients<br />
enrolled on <strong>NCTN</strong> trials.<br />
This sub-section of the research plan should describe both the accrual potential of the<br />
academic institution/site and the operational efficiency of trial activation and conduct by the<br />
academic center (including the timeliness of data submission and auditing results as well as<br />
how quickly it activates clinical treatment trials). This information can be provided from<br />
participation in the former <strong>NCI</strong> <strong>Clinical</strong> <strong>Trials</strong> Cooperative Group <strong>Program</strong> or an equivalent<br />
non-profit clinical trials network organization).<br />
Use of template Tables #5, #6, #7, and #8 as described in Part 4 - Appendices – Section II.A.<br />
of these <strong>Guidelines</strong> for the <strong>NCTN</strong> <strong>Program</strong> is highly recommended and may be included in<br />
the Resources section of the application.<br />
2.4 Letters of Support from <strong>Network</strong> Group Operations Centers and Affiliates<br />
The Lead Academic Participating Site application should also include letters of support from<br />
potential <strong>Network</strong> Group Operation Center applicants to which the academic center<br />
belongs. These letters of support should be for investigators at the academic center that are<br />
members of the <strong>Network</strong> Group scientific research committees and/or senior leadership that<br />
will also be part of the senior leadership team at the Lead Academic Site (or a PD/PI on the<br />
application if the institution employs the multiple PD/PI option for the grant application). If<br />
the Lead Academic Site application includes affiliates for which the academic center<br />
provides complete management services, Letters of Support from the affiliates should be<br />
included in the application since the affiliates will need to acknowledge in the letters that<br />
they agree to receive <strong>NCI</strong> funding for data management on all <strong>NCTN</strong> trials they participate<br />
in via this grant (i.e., an affiliate cannot be an affiliate of another institution for purposes<br />
of its <strong>NCTN</strong> program participation) and thus support their inclusion in the application.<br />
2.5 Protection of Human Subjects<br />
Applicants should consult the PHS 398/SF424 regarding general instructions on what types<br />
of information should be included in the application regarding human subjects research,<br />
including the protection of human subjects. Information on the targeted/planned<br />
enrollment table for minorities and members of both genders (as well as children, if<br />
applicable), should be based on accrual summarized across all diseases for planned project<br />
period in the competing new application (Type 1), not on a study or disease-specific basis.<br />
The <strong>Network</strong> Lead Academic Participating Site application must address the inclusion of women and<br />
minorities and inclusion of children in the clinical research it participates in as required per NIH/<strong>NCI</strong><br />
Policy. Information on the policies for inclusion of women and minorities is available at:<br />
http://grants.nih.gov/grants/funding/women_min/women_min.htm<br />
http://grants.nih.gov/grants/guide/notice-files/NOT-OD-02-001.html<br />
http://grants.nih.gov/grants/funding/women_min/guidelines_amended_10_2001.htm<br />
Information on the policies for inclusion of children is available at:<br />
http://grants.nih.gov/grants/funding/children/children.htm<br />
http://www.nih.gov/grants/guide/notice-files/not98-024.html<br />
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