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Course № M-2019<br />

<strong>Air</strong> <strong>and</strong> <strong>Gas</strong> <strong>Compressors</strong><br />

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Introduction<br />

<strong>Air</strong> <strong>and</strong> <strong>Gas</strong> <strong>Compressors</strong> (2 <strong>PDH</strong>)<br />

<strong>PDH</strong>engineer.<strong>com</strong><br />

Course No. M-2019<br />

<strong>Compressors</strong> are widely used in construction, power plants, process industry, assembly plant,<br />

refineries, air conditioning, <strong>and</strong> refrigeration, to mention some of the applications. <strong>Compressors</strong><br />

are power conversion machines, like pumps <strong>and</strong> electric motors. Compressed air systems are<br />

alternatives to hydraulic systems <strong>and</strong> electric operators in many applications. For these reasons,<br />

engineers, operations, <strong>and</strong> maintenance personnel should be aware of the applications <strong>and</strong><br />

limitations of various types of <strong>com</strong>pressors.<br />

The same basic principles apply to all gas <strong>and</strong> vapor <strong>com</strong>pressors, as well as air <strong>com</strong>pressors.<br />

Diagrams <strong>and</strong> illustrations are taken from the following sources:<br />

Various issues of Power magazine, Mark’s St<strong>and</strong>ard h<strong>and</strong>book for Mechanical Engineers, sales<br />

brochures from Ingersol- R<strong>and</strong> <strong>and</strong> Gardener-Denver, <strong>and</strong> Process Engineer’s guide to centrifugal<br />

<strong>com</strong>pressors, by Igor Karassik.<br />

AIR COMPRESSORS<br />

Compressed air is free air that has been forced into a smaller volume <strong>and</strong> is at a pressure higher<br />

than atmospheric. Some of the terms <strong>and</strong> definitions used when discussing air <strong>com</strong>pressors are as<br />

follows:<br />

Absolute Pressure<br />

The existing gage pressure plus the atmospheric pressure measured from absolute zero<br />

Aftercooler<br />

Device that dissipates heat caused by <strong>com</strong>pression. This also effectively removes moisture down<br />

to the saturation temperature<br />

<strong>Air</strong> Receiver<br />

Tank into which <strong>com</strong>pressed air is delivered <strong>and</strong> stored<br />

Atmospheric pressure<br />

Pressure at a specific altitude. At sea level this is 14.7 psia.<br />

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Brake Horsepower<br />

Total power input required to <strong>com</strong>press <strong>and</strong> deliver a given quantity of air, including losses due to<br />

friction <strong>and</strong> other mechanical losses.<br />

Capacity<br />

SCFM - St<strong>and</strong>ard cubic feet per minute. Delivered capacity in cubic feet of air measured at<br />

68 deg F <strong>and</strong> 14.7 psia. (per ASME Power Test Code, but this st<strong>and</strong>ard may vary).<br />

ICFM - Inlet cubic feet per minute. The capacity entering the inlet filter in CFM at actual<br />

inlet conditions.<br />

ACFM - Actual cubic feet per minute. Delivered CFM as measured at actual conditions at<br />

the <strong>com</strong>pressor suction downstream of the inlet filter. ACFM differs from ICFM<br />

primary by seal losses <strong>and</strong> to a much lesser extent by the lower pressure condition<br />

at the <strong>com</strong>pressor suction due to pressure drop through the inlet filter. Since<br />

ACFM most realistically expresses the user's intent, it is re<strong>com</strong>mended that<br />

<strong>com</strong>pressors be specified in that unit.<br />

Compression<br />

The reduction of a specified volume, resulting in an increase in pressure<br />

Compression Efficiency<br />

Ratio of the theoretical to the actual required to <strong>com</strong>press air.<br />

Compression Ratio<br />

The ratio of the absolute discharge pressure to the absolute inlet pressure.<br />

Compressor<br />

A machine designed for <strong>com</strong>pressing a gas or vapor from an initial pressure to a<br />

higher discharge pressure.<br />

Design Pressure<br />

Maximum continuous operating pressure. Also referred to as maximum working<br />

pressure.<br />

Design Speed<br />

Maximum continuous operating speed of a <strong>com</strong>pressor.<br />

2


Discharge Pressure<br />

Total pressure at the discharge flange of the aftercooler.<br />

Free <strong>Air</strong><br />

<strong>Air</strong> at atmospheric conditions. This may vary with altitude, barometric pressure<br />

<strong>and</strong> temperature.<br />

Inlet Pressure<br />

Total pressure at the inlet flange of the <strong>com</strong>pressor or inlet filter<br />

Inlet Temperature<br />

Temperature at the inlet flange of the <strong>com</strong>pressor or the inlet<br />

filter.<br />

Load Factor<br />

The ratio of the average actual <strong>com</strong>pressor output to the maximum rated output<br />

for a defined period of time.<br />

I<br />

Moisture Separator<br />

A devise designed to collect <strong>and</strong> remove moisture from the air during the cooling<br />

process<br />

Pressure - Force per unit area<br />

Slip<br />

PSIG - Pressure above local atmospheric pressure<br />

PSIA - Equal to gage pressure plus atmospheric<br />

pressure.<br />

Pressure Drop - Loss of pressure <strong>com</strong>monly due to friction.<br />

Rated Discharge Pressure - The highest continuous operating pressure to<br />

meet the specified conditions. It is lower than<br />

design pressure by 10% or 15 psig.<br />

The internal leakage due to clearance.<br />

3


Speed<br />

The number of revolutions per minute<br />

Unloaded Horsepower<br />

The power that is consumed to over<strong>com</strong>e frictional losses when operated in an<br />

unloaded condition.<br />

Vacuum<br />

Pressure below atmospheric<br />

Volumetric Efficiency<br />

The ratio of the actual quantity of air delivered to the displacement of the <strong>com</strong>pressor.<br />

(For reciprocating <strong>com</strong>pressors).<br />

Types of Compression<br />

A brief review of the thermodynamics of gas <strong>com</strong>pression is in order at this point. The<br />

perfect gas law expresses the equation of state for gases:<br />

144pv = RT,<br />

where p is the absolute pressure in psia,<br />

v is the specific volume in cubic feet per pound,<br />

R is a constant which depends on the nature of the gas, <strong>and</strong><br />

T is the absolute temperature in deg F.<br />

Specific heat is the amount of heat required to raise the temperature of one pound of<br />

gas 1 deg F. The specific heat of a gas has two distinct values, depending on whether<br />

the volume or the pressure remain constant during the addition of heat:<br />

Cp = specific heat at constant pressure<br />

Cv = specific heat at constant volume<br />

The factor or exponent k is the ratio between the specific heat at constant pressure to<br />

the specific heat at constant volume.<br />

k=Cp/cv<br />

The value of k for air is <strong>com</strong>monly taken as 1.4.<br />

4


Adiabatic <strong>com</strong>pression takes place when no heat is transferred into or out of the gas<br />

during <strong>com</strong>pression. For adiabatic <strong>com</strong>pression,<br />

pv k = constant<br />

Adiabatic <strong>com</strong>pression is further characterized by an increase in temperature<br />

during <strong>com</strong>pression.<br />

Isothermal <strong>com</strong>pression occurs when the heat of <strong>com</strong>pression is removed during<br />

<strong>com</strong>pression, so that the temperature of the gas remains constant. The equation<br />

for isothermal <strong>com</strong>pression is:<br />

pv = constant<br />

Polytropic <strong>com</strong>pression is characterized by the equation:<br />

pv n = constant<br />

When n=1, the polytropic <strong>com</strong>pression is isothermal. When n=k, it is adiabatic.<br />

The slope of a pressure-volume curve is dependent on the value of n.<br />

If a <strong>com</strong>pressor is not cooled, <strong>and</strong> the <strong>com</strong>pression takes place with 100%<br />

efficiency, it would be Adiabatic. However, the inefficiency of the <strong>com</strong>pressor results in<br />

the addition of heat during <strong>com</strong>pression. As a result, the actual <strong>com</strong>pression of an uncooled<br />

<strong>com</strong>pressor is polytropic, with a value of n greater than k.<br />

Design Classifications<br />

There are two broad classifications of <strong>com</strong>pressors; positive displacement <strong>and</strong> dynamic.<br />

Positive displacement <strong>com</strong>pressors confine successive volumes of gas in an enclosed space<br />

where pressure increases as the volume of the enclosed space decreases. They can be thought of<br />

as constant volume-variable pressure machines; that is, they move a certain volume of gas with<br />

each stroke, <strong>and</strong> the pressure is that of the system into which they discharge.<br />

With dynamic <strong>com</strong>pressors, the mechanical action of rotating impellers impart pressure <strong>and</strong><br />

velocity to the gas. They are constant pressure-variable volume machines.<br />

Categories of <strong>Compressors</strong><br />

<strong>Compressors</strong> are generally categorized as: Reciprocating, Rotary, Centrifugal, <strong>and</strong> Axial. These<br />

are illustrated below in Figure 1. Figure 2 shows approximate ranges of capacity <strong>and</strong> pressure for<br />

each <strong>com</strong>pressor category.<br />

5


Figure 1 – Illustration of various types of <strong>com</strong>pressors.<br />

Figure 2 – Approximate ranges of application for reciprocating, centrifugal, <strong>and</strong> axial flow<br />

conditions.<br />

6


Reciprocating <strong>Compressors</strong><br />

Reciprocating <strong>com</strong>pressors (abbreviated “recips”) may be considered for applications<br />

up to approximately 3000 ACFM. They are favored for low flow, high pressure<br />

services. They can be arranged in configurations of two or more stages, with<br />

maximum <strong>com</strong>pression ratios per stage usually about 3:1 or 4:1. Intercoolers can be<br />

used between stages to remove moisture <strong>and</strong> to improve <strong>com</strong>pressor efficiency. More<br />

on intercooling later. Single stage <strong>com</strong>pressors may also be double acting. That is<br />

discharging through both ends of the cylinder, thus doubling the capacity per stroke.<br />

Discharge pressure is generally limited to 3000 psia for large machines, but can go up<br />

to 60,000 psia for small machines. Pressure rise per stage is usually limited by the<br />

valve design, <strong>and</strong> is generally about 1000 psia per stage for large <strong>com</strong>pressors.<br />

Since reciprocating <strong>com</strong>pressors are constant volume machines, the inlet ACFM<br />

remains essentially unchanged if the <strong>com</strong>pressor operates at a constant speed,<br />

regardless of the discharge pressure. A reciprocating <strong>com</strong>pressor will operate at any<br />

discharge pressure within the power limit of the driver. If there is insufficient air<br />

capacity in the <strong>com</strong>pressor for the load to be h<strong>and</strong>led, the air dem<strong>and</strong> sets the<br />

pressure, which may be less than the rated pressure. If there is sufficient capacity,<br />

then a step control of the <strong>com</strong>pressor can maintain the receiver pressure within a preset<br />

range. A step control unloads the <strong>com</strong>pressor sequentially in several steps in 1 to<br />

2 psi increments as the load dem<strong>and</strong> decreases. If two or more recips operate in<br />

parallel, the <strong>com</strong>pressors should be controlled to unload sequentially, one after the<br />

other.<br />

The cylinders of conventional reciprocating <strong>com</strong>pressors require oil lubrication.<br />

Carry-over of lubricating oil can be a problem in some applications, such as<br />

instrument air. There are "oil free" recips that can be used for these applications. Oil<br />

free recips use teflon piston rings <strong>and</strong> valves, <strong>and</strong> so the air side is truly oil free except<br />

for the small amount that carry over on the piston rods. The trouble is that<br />

reciprocating <strong>com</strong>pressors tend to be maintenance intensive in any case, <strong>and</strong> oil free<br />

recips with teflon rings <strong>and</strong> valves are particularly dem<strong>and</strong>ing.<br />

Rotary <strong>Compressors</strong><br />

Rotary <strong>com</strong>pressors are positive displacement machines like recips, <strong>and</strong> although<br />

they are very different configurations from recips, they do share the basic defining<br />

characteristics They <strong>com</strong>press gas by confining a specific volume of gas in a closed<br />

space <strong>and</strong> increase the pressure by decreasing the volume of the space. They are<br />

constant volume <strong>and</strong> variable pressure machines. They are configured as screw,<br />

sliding vane, lobe, <strong>and</strong> liquid piston <strong>com</strong>pressors, as illustrated below.<br />

7


Figure 3 – Illustration of a lobe <strong>com</strong>pressor <strong>and</strong> a liquid piston <strong>com</strong>pressor.<br />

Sliding vane rotary <strong>com</strong>pressors trap gas between vanes as the rotor passes an inlet<br />

opening. As the rotor continues toward the discharge port, the volume of a cell<br />

between any two vanes decreases, causing the gas pressure to rise. The vanes slide<br />

in <strong>and</strong> out of slots as the rotor rotates, <strong>and</strong> are held against the casing by centrifugal<br />

force. Capacities of sliding vane units range to 5000 CFM, <strong>and</strong> single stage<br />

<strong>com</strong>pression to about 50 psi. Multiple stages can by configured for higher pressures.<br />

Lobe <strong>com</strong>pressors <strong>com</strong>e in two <strong>and</strong> three lobe design, with capacities from 5 to<br />

50,000 CFM. Pressures above 15 psi can be reached by connecting two or three lobe<br />

<strong>com</strong>pressors in series. Lobe <strong>com</strong>pressors have identical impellers, or lobes, which<br />

trap <strong>and</strong> <strong>com</strong>press gas between the outer surfaces of the lobes <strong>and</strong> the outer casing.<br />

Some screw <strong>and</strong> lobe <strong>com</strong>pressors require large quantities of lubricant to be sprayed<br />

onto the rotating parts, <strong>and</strong> so are not suitable for applications requiring oil free air or<br />

gas. Other screw <strong>and</strong> lobe <strong>com</strong>pressors have the rotating elements held in place with<br />

gears that prevent actual contact of the screws or lobes, so the air chamber can<br />

remain free of lubricating oil.<br />

Centrifugal <strong>Compressors</strong><br />

In centrifugal <strong>com</strong>pressors, the gas travels essentially radially through one or<br />

more stages of rotating impellers. The centrifugal action of the impeller produces<br />

some pressure rise <strong>and</strong> a large increase in air velocity. In the diffuser, velocity<br />

energy is converted to static pressure. Velocity decreases, <strong>and</strong> pressure increases.<br />

Pressure / volume curves are represented in Figure 4. Each curve is for a<br />

different <strong>com</strong>pressor speed.<br />

8


A <strong>com</strong>pressor running at medium speed delivers a certain volume V1 at pressure P1.<br />

Increasing to high speed increases volume to V2 , or old volume V1 can be delivered<br />

at a higher pressure P2.<br />

Figure 4 – Characteristic curves for a centrifugal pump.<br />

The popularity of centrifugal <strong>com</strong>pressors grew as the need for higher capacities<br />

reached <strong>and</strong> exceeded the practical limits of reciprocating <strong>com</strong>pressors. Multistage<br />

9


centrifugal <strong>com</strong>pressors can h<strong>and</strong>le 150,000 CFM or more, <strong>and</strong> the lower capacity has<br />

extended down to 500 CFM.<br />

Figure 5 – Sectional view of a centrifugal <strong>com</strong>pressor.<br />

A characteristic of centrifugal <strong>com</strong>pressors is surge, or pumping. Surge occurs at reduced loads.<br />

At reduced capacities, impellers do not fully load, density is reduced, <strong>and</strong> full discharge pressure is<br />

not developed. Since the pressure in the discharge line will then be momentarily higher,a reverse<br />

surge will occur. The impellers will then fill <strong>and</strong> again deliver full pressure. This cyclic effect<br />

willcause pressure fluctuations within the <strong>com</strong>pressor. These fluctuations can be destructive over<br />

a period of time.<br />

Surge can occur at about 50% of rated capacity in single stage units designed for low <strong>com</strong>pression<br />

ratios. Multistage units will surge at a higher capacity, perhaps 75 to 80%. A steeply rising<br />

pressure curve at reduced capacity will give an increased stable operating range at rated pressure.<br />

Such a curve can be obtained with a backward sloping impeller design.<br />

Axial Flow <strong>Compressors</strong><br />

Axial flow <strong>com</strong>pressors are dynamic <strong>com</strong>pressors in which the air flow is parallel to the<br />

axis of rotation. The most <strong>com</strong>mon usage is in <strong>com</strong>bustion turbines <strong>and</strong> in ventilation<br />

systems. They can h<strong>and</strong>le very large volumes of air, <strong>and</strong> have a low pressure<br />

increase per stage. Multistage axials can <strong>com</strong>press air to 150 psi. They deliver a<br />

relatively fixed amount of air over a range of pressures. To prevent surging at low<br />

10


loads, large axials can be fitted with a blowoff system to ensure that enough air<br />

passes through the stages to remain stable.<br />

Accessories<br />

The <strong>com</strong>pressor itself is the heart of the air or gas <strong>com</strong>pressor system, but there are accessories<br />

that are generally supplied as part of the system, either integral with the <strong>com</strong>pressor, or as st<strong>and</strong>alone<br />

devices.<br />

Inlet Filters <strong>and</strong> Silencers<br />

Filter-silencers can <strong>com</strong>e as an integral package for each <strong>com</strong>pressor. They are essential to<br />

prevent particulate matter from being ingested <strong>and</strong> damaging the <strong>com</strong>pressor. Inlet filters usually<br />

<strong>com</strong>e in variations of oil bath or dry cartridge types.<br />

Intercoolers <strong>and</strong> Aftercoolers<br />

Intercoolers are designed to remove the heat of <strong>com</strong>pression between the stages of multi-stage<br />

<strong>com</strong>pressors. Aftercoolers serve the same function following the final stage of <strong>com</strong>pression. They<br />

can be either water cooled or air cooled.<br />

Atmospheric air contains moisture, <strong>and</strong> furthermore, the air may pick up oil vapor as it passes<br />

through some <strong>com</strong>pressors. Cooling the air down to or below its initial temperature will remove<br />

moisture down to the dew point, improving the quality of the air.<br />

Another purpose of intercooling is to improve the efficiency of <strong>com</strong>pression. Refer to Figure 6<br />

below, which is a pressure-volume diagram of <strong>com</strong>pression. The work input to the <strong>com</strong>pressor in<br />

the case of isothermal <strong>com</strong>pression (perfect cooling) is represented by the area ABCD, <strong>and</strong> is the<br />

least possible work for a given <strong>com</strong>pression. “Perfect cooling” means that all the heat of<br />

<strong>com</strong>pression is removed, with no pressure drop in the intercoolers. The other extreme is adiabatic<br />

<strong>com</strong>pression (no cooling). All of the heat of <strong>com</strong>pression is retained within the air. The work for<br />

adiabatic <strong>com</strong>pression is represented by the area ABCE. The dotted curve is the approximate<br />

actual <strong>com</strong>pression line, somewhere between isothermal <strong>and</strong> adiabatic, <strong>and</strong> represents a certain<br />

degree of intercooling. The work input to the <strong>com</strong>pressor with some intercooling is between the<br />

two extreme theoretical cases. The work saved by intercooling is represented by the area between<br />

the actual curve <strong>and</strong> the adiabatic curve.<br />

11


Figure 6 – Pressure/volume diagram of a <strong>com</strong>pressor.<br />

Separators<br />

Intercoolers <strong>and</strong> aftercoolers can only remove water in proportion to their ability to lower the<br />

temperature of the <strong>com</strong>pressed air. Moisture separators are generally used between the<br />

aftercooler <strong>and</strong> the receiver, particularly in cases where moisture <strong>and</strong> oil cannot be tolerated in the<br />

<strong>com</strong>pressed air. Figure 7 below shows some of the separator designs in use. Some use<br />

centrifugal force or rapid changes in direction of flow to throw out moisture particles. The air<br />

receivers also contribute to the removal of moisture simply by providing a chamber of low air<br />

velocity to allow the moisture to settle out <strong>and</strong> be removed by drain traps. In applications where<br />

removal of entrained oil droplets is essential, more sophisticated separators, such as coalescing<br />

filters, may be installed after the receiver. Coalescing filters use a <strong>com</strong>bination of baffles <strong>and</strong> a<br />

coalescing medium to remove the maximum amount of impurities. Some of these filter types are<br />

illustrated in Figure 7.<br />

12


Figure 7 – Sketches of various moisture separator designs.<br />

13


Drives<br />

Compressor drives are <strong>com</strong>monly electric motors, steam turbine or internal <strong>com</strong>bustion engines.<br />

Recently, <strong>com</strong>bustion turbines have also be<strong>com</strong>e popular. As previously mentioned, accessories<br />

such as these often are purchased as part of the <strong>com</strong>pressor package.<br />

Control<br />

Compressor controls are used to control output <strong>and</strong> load. Steam-driven <strong>com</strong>pressors usually have<br />

<strong>com</strong>bination speed <strong>and</strong> pressure governors that vary air capacity by changing speed. There are<br />

two basic types of <strong>com</strong>pressor controls: Throttling governors vary steam pressure, reducing it as<br />

air discharge pressure rises. Automatic cutoff governors change the cutoff point of valves within<br />

the steam cylinder.<br />

Throttling governors are used with a manually adjustable cutoff in plants that have a steady supply<br />

of exhaust steam, or where conditions are so nearly constant that automatic cutoff valves would<br />

have little chance to function.<br />

Motor-driven <strong>and</strong> other types of constant speed <strong>com</strong>pressors usually have one of three types of<br />

controls: (1) Constant speed control decreases <strong>com</strong>pressor capacity in one or more steps by<br />

means of an unloader. (2) Automatic start <strong>and</strong> stop control uses a starter <strong>and</strong> pressure switch.<br />

This type of control works well where air dem<strong>and</strong> is intermittent with long periods of no dem<strong>and</strong>,<br />

<strong>and</strong> where precise pressure regulation is not necessary. (3) Dual control is a <strong>com</strong>bination of (1)<br />

<strong>and</strong> (2) . It allows continuous operation when dem<strong>and</strong> is nearly continuous, <strong>and</strong> automatic start<br />

<strong>and</strong> stop when dem<strong>and</strong> is low.<br />

Constant speed 5 step control unloads the <strong>com</strong>pressor in five steps, reducing capacity from full<br />

load to ¾, ½, ¼ , <strong>and</strong> no load as dem<strong>and</strong> decreases. There also are three step <strong>and</strong> one step<br />

unloading controls for smaller <strong>com</strong>pressors.<br />

There are several other considerations in designing a <strong>com</strong>pressed air or gas system, such as<br />

<strong>com</strong>pressor cooling, reliability requirements, <strong>and</strong> environmental concerns.<br />

Conclusions<br />

<strong>Compressors</strong> may be considered to be minor pieces of industrial equipment, but like electric<br />

motors <strong>and</strong> pumps, they are essential to the reliable functioning of many <strong>com</strong>plex functions <strong>and</strong><br />

mechanisms. As such, the design engineer <strong>and</strong> the operating engineer must be aware of their<br />

applications <strong>and</strong> limitations, <strong>and</strong> to be familiar with the definitions <strong>and</strong> terminology.<br />

14

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