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<strong>Air</strong> <strong>and</strong> <strong>Gas</strong> <strong>Compressors</strong><br />
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Introduction<br />
<strong>Air</strong> <strong>and</strong> <strong>Gas</strong> <strong>Compressors</strong> (2 <strong>PDH</strong>)<br />
<strong>PDH</strong>engineer.<strong>com</strong><br />
Course No. M-2019<br />
<strong>Compressors</strong> are widely used in construction, power plants, process industry, assembly plant,<br />
refineries, air conditioning, <strong>and</strong> refrigeration, to mention some of the applications. <strong>Compressors</strong><br />
are power conversion machines, like pumps <strong>and</strong> electric motors. Compressed air systems are<br />
alternatives to hydraulic systems <strong>and</strong> electric operators in many applications. For these reasons,<br />
engineers, operations, <strong>and</strong> maintenance personnel should be aware of the applications <strong>and</strong><br />
limitations of various types of <strong>com</strong>pressors.<br />
The same basic principles apply to all gas <strong>and</strong> vapor <strong>com</strong>pressors, as well as air <strong>com</strong>pressors.<br />
Diagrams <strong>and</strong> illustrations are taken from the following sources:<br />
Various issues of Power magazine, Mark’s St<strong>and</strong>ard h<strong>and</strong>book for Mechanical Engineers, sales<br />
brochures from Ingersol- R<strong>and</strong> <strong>and</strong> Gardener-Denver, <strong>and</strong> Process Engineer’s guide to centrifugal<br />
<strong>com</strong>pressors, by Igor Karassik.<br />
AIR COMPRESSORS<br />
Compressed air is free air that has been forced into a smaller volume <strong>and</strong> is at a pressure higher<br />
than atmospheric. Some of the terms <strong>and</strong> definitions used when discussing air <strong>com</strong>pressors are as<br />
follows:<br />
Absolute Pressure<br />
The existing gage pressure plus the atmospheric pressure measured from absolute zero<br />
Aftercooler<br />
Device that dissipates heat caused by <strong>com</strong>pression. This also effectively removes moisture down<br />
to the saturation temperature<br />
<strong>Air</strong> Receiver<br />
Tank into which <strong>com</strong>pressed air is delivered <strong>and</strong> stored<br />
Atmospheric pressure<br />
Pressure at a specific altitude. At sea level this is 14.7 psia.<br />
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Brake Horsepower<br />
Total power input required to <strong>com</strong>press <strong>and</strong> deliver a given quantity of air, including losses due to<br />
friction <strong>and</strong> other mechanical losses.<br />
Capacity<br />
SCFM - St<strong>and</strong>ard cubic feet per minute. Delivered capacity in cubic feet of air measured at<br />
68 deg F <strong>and</strong> 14.7 psia. (per ASME Power Test Code, but this st<strong>and</strong>ard may vary).<br />
ICFM - Inlet cubic feet per minute. The capacity entering the inlet filter in CFM at actual<br />
inlet conditions.<br />
ACFM - Actual cubic feet per minute. Delivered CFM as measured at actual conditions at<br />
the <strong>com</strong>pressor suction downstream of the inlet filter. ACFM differs from ICFM<br />
primary by seal losses <strong>and</strong> to a much lesser extent by the lower pressure condition<br />
at the <strong>com</strong>pressor suction due to pressure drop through the inlet filter. Since<br />
ACFM most realistically expresses the user's intent, it is re<strong>com</strong>mended that<br />
<strong>com</strong>pressors be specified in that unit.<br />
Compression<br />
The reduction of a specified volume, resulting in an increase in pressure<br />
Compression Efficiency<br />
Ratio of the theoretical to the actual required to <strong>com</strong>press air.<br />
Compression Ratio<br />
The ratio of the absolute discharge pressure to the absolute inlet pressure.<br />
Compressor<br />
A machine designed for <strong>com</strong>pressing a gas or vapor from an initial pressure to a<br />
higher discharge pressure.<br />
Design Pressure<br />
Maximum continuous operating pressure. Also referred to as maximum working<br />
pressure.<br />
Design Speed<br />
Maximum continuous operating speed of a <strong>com</strong>pressor.<br />
2
Discharge Pressure<br />
Total pressure at the discharge flange of the aftercooler.<br />
Free <strong>Air</strong><br />
<strong>Air</strong> at atmospheric conditions. This may vary with altitude, barometric pressure<br />
<strong>and</strong> temperature.<br />
Inlet Pressure<br />
Total pressure at the inlet flange of the <strong>com</strong>pressor or inlet filter<br />
Inlet Temperature<br />
Temperature at the inlet flange of the <strong>com</strong>pressor or the inlet<br />
filter.<br />
Load Factor<br />
The ratio of the average actual <strong>com</strong>pressor output to the maximum rated output<br />
for a defined period of time.<br />
I<br />
Moisture Separator<br />
A devise designed to collect <strong>and</strong> remove moisture from the air during the cooling<br />
process<br />
Pressure - Force per unit area<br />
Slip<br />
PSIG - Pressure above local atmospheric pressure<br />
PSIA - Equal to gage pressure plus atmospheric<br />
pressure.<br />
Pressure Drop - Loss of pressure <strong>com</strong>monly due to friction.<br />
Rated Discharge Pressure - The highest continuous operating pressure to<br />
meet the specified conditions. It is lower than<br />
design pressure by 10% or 15 psig.<br />
The internal leakage due to clearance.<br />
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Speed<br />
The number of revolutions per minute<br />
Unloaded Horsepower<br />
The power that is consumed to over<strong>com</strong>e frictional losses when operated in an<br />
unloaded condition.<br />
Vacuum<br />
Pressure below atmospheric<br />
Volumetric Efficiency<br />
The ratio of the actual quantity of air delivered to the displacement of the <strong>com</strong>pressor.<br />
(For reciprocating <strong>com</strong>pressors).<br />
Types of Compression<br />
A brief review of the thermodynamics of gas <strong>com</strong>pression is in order at this point. The<br />
perfect gas law expresses the equation of state for gases:<br />
144pv = RT,<br />
where p is the absolute pressure in psia,<br />
v is the specific volume in cubic feet per pound,<br />
R is a constant which depends on the nature of the gas, <strong>and</strong><br />
T is the absolute temperature in deg F.<br />
Specific heat is the amount of heat required to raise the temperature of one pound of<br />
gas 1 deg F. The specific heat of a gas has two distinct values, depending on whether<br />
the volume or the pressure remain constant during the addition of heat:<br />
Cp = specific heat at constant pressure<br />
Cv = specific heat at constant volume<br />
The factor or exponent k is the ratio between the specific heat at constant pressure to<br />
the specific heat at constant volume.<br />
k=Cp/cv<br />
The value of k for air is <strong>com</strong>monly taken as 1.4.<br />
4
Adiabatic <strong>com</strong>pression takes place when no heat is transferred into or out of the gas<br />
during <strong>com</strong>pression. For adiabatic <strong>com</strong>pression,<br />
pv k = constant<br />
Adiabatic <strong>com</strong>pression is further characterized by an increase in temperature<br />
during <strong>com</strong>pression.<br />
Isothermal <strong>com</strong>pression occurs when the heat of <strong>com</strong>pression is removed during<br />
<strong>com</strong>pression, so that the temperature of the gas remains constant. The equation<br />
for isothermal <strong>com</strong>pression is:<br />
pv = constant<br />
Polytropic <strong>com</strong>pression is characterized by the equation:<br />
pv n = constant<br />
When n=1, the polytropic <strong>com</strong>pression is isothermal. When n=k, it is adiabatic.<br />
The slope of a pressure-volume curve is dependent on the value of n.<br />
If a <strong>com</strong>pressor is not cooled, <strong>and</strong> the <strong>com</strong>pression takes place with 100%<br />
efficiency, it would be Adiabatic. However, the inefficiency of the <strong>com</strong>pressor results in<br />
the addition of heat during <strong>com</strong>pression. As a result, the actual <strong>com</strong>pression of an uncooled<br />
<strong>com</strong>pressor is polytropic, with a value of n greater than k.<br />
Design Classifications<br />
There are two broad classifications of <strong>com</strong>pressors; positive displacement <strong>and</strong> dynamic.<br />
Positive displacement <strong>com</strong>pressors confine successive volumes of gas in an enclosed space<br />
where pressure increases as the volume of the enclosed space decreases. They can be thought of<br />
as constant volume-variable pressure machines; that is, they move a certain volume of gas with<br />
each stroke, <strong>and</strong> the pressure is that of the system into which they discharge.<br />
With dynamic <strong>com</strong>pressors, the mechanical action of rotating impellers impart pressure <strong>and</strong><br />
velocity to the gas. They are constant pressure-variable volume machines.<br />
Categories of <strong>Compressors</strong><br />
<strong>Compressors</strong> are generally categorized as: Reciprocating, Rotary, Centrifugal, <strong>and</strong> Axial. These<br />
are illustrated below in Figure 1. Figure 2 shows approximate ranges of capacity <strong>and</strong> pressure for<br />
each <strong>com</strong>pressor category.<br />
5
Figure 1 – Illustration of various types of <strong>com</strong>pressors.<br />
Figure 2 – Approximate ranges of application for reciprocating, centrifugal, <strong>and</strong> axial flow<br />
conditions.<br />
6
Reciprocating <strong>Compressors</strong><br />
Reciprocating <strong>com</strong>pressors (abbreviated “recips”) may be considered for applications<br />
up to approximately 3000 ACFM. They are favored for low flow, high pressure<br />
services. They can be arranged in configurations of two or more stages, with<br />
maximum <strong>com</strong>pression ratios per stage usually about 3:1 or 4:1. Intercoolers can be<br />
used between stages to remove moisture <strong>and</strong> to improve <strong>com</strong>pressor efficiency. More<br />
on intercooling later. Single stage <strong>com</strong>pressors may also be double acting. That is<br />
discharging through both ends of the cylinder, thus doubling the capacity per stroke.<br />
Discharge pressure is generally limited to 3000 psia for large machines, but can go up<br />
to 60,000 psia for small machines. Pressure rise per stage is usually limited by the<br />
valve design, <strong>and</strong> is generally about 1000 psia per stage for large <strong>com</strong>pressors.<br />
Since reciprocating <strong>com</strong>pressors are constant volume machines, the inlet ACFM<br />
remains essentially unchanged if the <strong>com</strong>pressor operates at a constant speed,<br />
regardless of the discharge pressure. A reciprocating <strong>com</strong>pressor will operate at any<br />
discharge pressure within the power limit of the driver. If there is insufficient air<br />
capacity in the <strong>com</strong>pressor for the load to be h<strong>and</strong>led, the air dem<strong>and</strong> sets the<br />
pressure, which may be less than the rated pressure. If there is sufficient capacity,<br />
then a step control of the <strong>com</strong>pressor can maintain the receiver pressure within a preset<br />
range. A step control unloads the <strong>com</strong>pressor sequentially in several steps in 1 to<br />
2 psi increments as the load dem<strong>and</strong> decreases. If two or more recips operate in<br />
parallel, the <strong>com</strong>pressors should be controlled to unload sequentially, one after the<br />
other.<br />
The cylinders of conventional reciprocating <strong>com</strong>pressors require oil lubrication.<br />
Carry-over of lubricating oil can be a problem in some applications, such as<br />
instrument air. There are "oil free" recips that can be used for these applications. Oil<br />
free recips use teflon piston rings <strong>and</strong> valves, <strong>and</strong> so the air side is truly oil free except<br />
for the small amount that carry over on the piston rods. The trouble is that<br />
reciprocating <strong>com</strong>pressors tend to be maintenance intensive in any case, <strong>and</strong> oil free<br />
recips with teflon rings <strong>and</strong> valves are particularly dem<strong>and</strong>ing.<br />
Rotary <strong>Compressors</strong><br />
Rotary <strong>com</strong>pressors are positive displacement machines like recips, <strong>and</strong> although<br />
they are very different configurations from recips, they do share the basic defining<br />
characteristics They <strong>com</strong>press gas by confining a specific volume of gas in a closed<br />
space <strong>and</strong> increase the pressure by decreasing the volume of the space. They are<br />
constant volume <strong>and</strong> variable pressure machines. They are configured as screw,<br />
sliding vane, lobe, <strong>and</strong> liquid piston <strong>com</strong>pressors, as illustrated below.<br />
7
Figure 3 – Illustration of a lobe <strong>com</strong>pressor <strong>and</strong> a liquid piston <strong>com</strong>pressor.<br />
Sliding vane rotary <strong>com</strong>pressors trap gas between vanes as the rotor passes an inlet<br />
opening. As the rotor continues toward the discharge port, the volume of a cell<br />
between any two vanes decreases, causing the gas pressure to rise. The vanes slide<br />
in <strong>and</strong> out of slots as the rotor rotates, <strong>and</strong> are held against the casing by centrifugal<br />
force. Capacities of sliding vane units range to 5000 CFM, <strong>and</strong> single stage<br />
<strong>com</strong>pression to about 50 psi. Multiple stages can by configured for higher pressures.<br />
Lobe <strong>com</strong>pressors <strong>com</strong>e in two <strong>and</strong> three lobe design, with capacities from 5 to<br />
50,000 CFM. Pressures above 15 psi can be reached by connecting two or three lobe<br />
<strong>com</strong>pressors in series. Lobe <strong>com</strong>pressors have identical impellers, or lobes, which<br />
trap <strong>and</strong> <strong>com</strong>press gas between the outer surfaces of the lobes <strong>and</strong> the outer casing.<br />
Some screw <strong>and</strong> lobe <strong>com</strong>pressors require large quantities of lubricant to be sprayed<br />
onto the rotating parts, <strong>and</strong> so are not suitable for applications requiring oil free air or<br />
gas. Other screw <strong>and</strong> lobe <strong>com</strong>pressors have the rotating elements held in place with<br />
gears that prevent actual contact of the screws or lobes, so the air chamber can<br />
remain free of lubricating oil.<br />
Centrifugal <strong>Compressors</strong><br />
In centrifugal <strong>com</strong>pressors, the gas travels essentially radially through one or<br />
more stages of rotating impellers. The centrifugal action of the impeller produces<br />
some pressure rise <strong>and</strong> a large increase in air velocity. In the diffuser, velocity<br />
energy is converted to static pressure. Velocity decreases, <strong>and</strong> pressure increases.<br />
Pressure / volume curves are represented in Figure 4. Each curve is for a<br />
different <strong>com</strong>pressor speed.<br />
8
A <strong>com</strong>pressor running at medium speed delivers a certain volume V1 at pressure P1.<br />
Increasing to high speed increases volume to V2 , or old volume V1 can be delivered<br />
at a higher pressure P2.<br />
Figure 4 – Characteristic curves for a centrifugal pump.<br />
The popularity of centrifugal <strong>com</strong>pressors grew as the need for higher capacities<br />
reached <strong>and</strong> exceeded the practical limits of reciprocating <strong>com</strong>pressors. Multistage<br />
9
centrifugal <strong>com</strong>pressors can h<strong>and</strong>le 150,000 CFM or more, <strong>and</strong> the lower capacity has<br />
extended down to 500 CFM.<br />
Figure 5 – Sectional view of a centrifugal <strong>com</strong>pressor.<br />
A characteristic of centrifugal <strong>com</strong>pressors is surge, or pumping. Surge occurs at reduced loads.<br />
At reduced capacities, impellers do not fully load, density is reduced, <strong>and</strong> full discharge pressure is<br />
not developed. Since the pressure in the discharge line will then be momentarily higher,a reverse<br />
surge will occur. The impellers will then fill <strong>and</strong> again deliver full pressure. This cyclic effect<br />
willcause pressure fluctuations within the <strong>com</strong>pressor. These fluctuations can be destructive over<br />
a period of time.<br />
Surge can occur at about 50% of rated capacity in single stage units designed for low <strong>com</strong>pression<br />
ratios. Multistage units will surge at a higher capacity, perhaps 75 to 80%. A steeply rising<br />
pressure curve at reduced capacity will give an increased stable operating range at rated pressure.<br />
Such a curve can be obtained with a backward sloping impeller design.<br />
Axial Flow <strong>Compressors</strong><br />
Axial flow <strong>com</strong>pressors are dynamic <strong>com</strong>pressors in which the air flow is parallel to the<br />
axis of rotation. The most <strong>com</strong>mon usage is in <strong>com</strong>bustion turbines <strong>and</strong> in ventilation<br />
systems. They can h<strong>and</strong>le very large volumes of air, <strong>and</strong> have a low pressure<br />
increase per stage. Multistage axials can <strong>com</strong>press air to 150 psi. They deliver a<br />
relatively fixed amount of air over a range of pressures. To prevent surging at low<br />
10
loads, large axials can be fitted with a blowoff system to ensure that enough air<br />
passes through the stages to remain stable.<br />
Accessories<br />
The <strong>com</strong>pressor itself is the heart of the air or gas <strong>com</strong>pressor system, but there are accessories<br />
that are generally supplied as part of the system, either integral with the <strong>com</strong>pressor, or as st<strong>and</strong>alone<br />
devices.<br />
Inlet Filters <strong>and</strong> Silencers<br />
Filter-silencers can <strong>com</strong>e as an integral package for each <strong>com</strong>pressor. They are essential to<br />
prevent particulate matter from being ingested <strong>and</strong> damaging the <strong>com</strong>pressor. Inlet filters usually<br />
<strong>com</strong>e in variations of oil bath or dry cartridge types.<br />
Intercoolers <strong>and</strong> Aftercoolers<br />
Intercoolers are designed to remove the heat of <strong>com</strong>pression between the stages of multi-stage<br />
<strong>com</strong>pressors. Aftercoolers serve the same function following the final stage of <strong>com</strong>pression. They<br />
can be either water cooled or air cooled.<br />
Atmospheric air contains moisture, <strong>and</strong> furthermore, the air may pick up oil vapor as it passes<br />
through some <strong>com</strong>pressors. Cooling the air down to or below its initial temperature will remove<br />
moisture down to the dew point, improving the quality of the air.<br />
Another purpose of intercooling is to improve the efficiency of <strong>com</strong>pression. Refer to Figure 6<br />
below, which is a pressure-volume diagram of <strong>com</strong>pression. The work input to the <strong>com</strong>pressor in<br />
the case of isothermal <strong>com</strong>pression (perfect cooling) is represented by the area ABCD, <strong>and</strong> is the<br />
least possible work for a given <strong>com</strong>pression. “Perfect cooling” means that all the heat of<br />
<strong>com</strong>pression is removed, with no pressure drop in the intercoolers. The other extreme is adiabatic<br />
<strong>com</strong>pression (no cooling). All of the heat of <strong>com</strong>pression is retained within the air. The work for<br />
adiabatic <strong>com</strong>pression is represented by the area ABCE. The dotted curve is the approximate<br />
actual <strong>com</strong>pression line, somewhere between isothermal <strong>and</strong> adiabatic, <strong>and</strong> represents a certain<br />
degree of intercooling. The work input to the <strong>com</strong>pressor with some intercooling is between the<br />
two extreme theoretical cases. The work saved by intercooling is represented by the area between<br />
the actual curve <strong>and</strong> the adiabatic curve.<br />
11
Figure 6 – Pressure/volume diagram of a <strong>com</strong>pressor.<br />
Separators<br />
Intercoolers <strong>and</strong> aftercoolers can only remove water in proportion to their ability to lower the<br />
temperature of the <strong>com</strong>pressed air. Moisture separators are generally used between the<br />
aftercooler <strong>and</strong> the receiver, particularly in cases where moisture <strong>and</strong> oil cannot be tolerated in the<br />
<strong>com</strong>pressed air. Figure 7 below shows some of the separator designs in use. Some use<br />
centrifugal force or rapid changes in direction of flow to throw out moisture particles. The air<br />
receivers also contribute to the removal of moisture simply by providing a chamber of low air<br />
velocity to allow the moisture to settle out <strong>and</strong> be removed by drain traps. In applications where<br />
removal of entrained oil droplets is essential, more sophisticated separators, such as coalescing<br />
filters, may be installed after the receiver. Coalescing filters use a <strong>com</strong>bination of baffles <strong>and</strong> a<br />
coalescing medium to remove the maximum amount of impurities. Some of these filter types are<br />
illustrated in Figure 7.<br />
12
Figure 7 – Sketches of various moisture separator designs.<br />
13
Drives<br />
Compressor drives are <strong>com</strong>monly electric motors, steam turbine or internal <strong>com</strong>bustion engines.<br />
Recently, <strong>com</strong>bustion turbines have also be<strong>com</strong>e popular. As previously mentioned, accessories<br />
such as these often are purchased as part of the <strong>com</strong>pressor package.<br />
Control<br />
Compressor controls are used to control output <strong>and</strong> load. Steam-driven <strong>com</strong>pressors usually have<br />
<strong>com</strong>bination speed <strong>and</strong> pressure governors that vary air capacity by changing speed. There are<br />
two basic types of <strong>com</strong>pressor controls: Throttling governors vary steam pressure, reducing it as<br />
air discharge pressure rises. Automatic cutoff governors change the cutoff point of valves within<br />
the steam cylinder.<br />
Throttling governors are used with a manually adjustable cutoff in plants that have a steady supply<br />
of exhaust steam, or where conditions are so nearly constant that automatic cutoff valves would<br />
have little chance to function.<br />
Motor-driven <strong>and</strong> other types of constant speed <strong>com</strong>pressors usually have one of three types of<br />
controls: (1) Constant speed control decreases <strong>com</strong>pressor capacity in one or more steps by<br />
means of an unloader. (2) Automatic start <strong>and</strong> stop control uses a starter <strong>and</strong> pressure switch.<br />
This type of control works well where air dem<strong>and</strong> is intermittent with long periods of no dem<strong>and</strong>,<br />
<strong>and</strong> where precise pressure regulation is not necessary. (3) Dual control is a <strong>com</strong>bination of (1)<br />
<strong>and</strong> (2) . It allows continuous operation when dem<strong>and</strong> is nearly continuous, <strong>and</strong> automatic start<br />
<strong>and</strong> stop when dem<strong>and</strong> is low.<br />
Constant speed 5 step control unloads the <strong>com</strong>pressor in five steps, reducing capacity from full<br />
load to ¾, ½, ¼ , <strong>and</strong> no load as dem<strong>and</strong> decreases. There also are three step <strong>and</strong> one step<br />
unloading controls for smaller <strong>com</strong>pressors.<br />
There are several other considerations in designing a <strong>com</strong>pressed air or gas system, such as<br />
<strong>com</strong>pressor cooling, reliability requirements, <strong>and</strong> environmental concerns.<br />
Conclusions<br />
<strong>Compressors</strong> may be considered to be minor pieces of industrial equipment, but like electric<br />
motors <strong>and</strong> pumps, they are essential to the reliable functioning of many <strong>com</strong>plex functions <strong>and</strong><br />
mechanisms. As such, the design engineer <strong>and</strong> the operating engineer must be aware of their<br />
applications <strong>and</strong> limitations, <strong>and</strong> to be familiar with the definitions <strong>and</strong> terminology.<br />
14