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Mr. Peter E. Holmes Director, Office for Civil Rights Department of Health, Education and Welfare 330 Independence Avenue, S.W. Washington, D.C. 20201 Dear Mr. Holmes: Appendix II SAMPLE FORMS OSICR 101 AND OSICR 101 OF THE FALL 1974 ELEMENTARY AND SECONDARY SCHOOL CIVIL RIGHTS SURVEY AND LETTER TO OCR DIRECTOR RECOMMENDING CHANGES IN FORMS April 12, 1974 We have received no formal acknowledgment of our letter to you of March 22, 1974, in which we suggested refinements of the questions that appear in the reporting forms for the Office for Civil Rights Annual Elementary and Secondary School Civil Rights Survey. However, a member of our staff has contacted Ms. Rosa Wiener of your Elementary and Secondary Education Divisi6n and has learned that, except for several definitional changes regarding expulsions and suspensions, it is likely that none of our other suggested refinements will be incorporated in the revised civil rights survey forms for Fall 1974. We are therefore asking that you reconsider our suggestions which we believe are essential if the data collected by the Office for Civil Rights is to be useful. We have attached again to this letter our specific recommended changes in the instructions and forms for the school system summary report (Form OSICR 101) and the individual school campus report (Form OS/CR 102) and have incorporated, where appropriate, what we understand to be the modifications recently made by your staff. As you will recall, our revisions in the area of special education are designed to clarify the distinctions among handicapped students participating in various special education programs. With regard to suspensions, we propose that the number of times single persons are suspended and the durations of the suspensions be in- 286 c1uded in the annual civil rights survey. We have also recommended that the question in the survey regarding school-age children not in school be made more meaningful. We would now like to discuss in more detail than previously the reasoning behind each of our recommendations. Special Education Our study of children out of school and children effectively excluded from appropriate educational programs has greatly increased our sensitivity to the numerous special education problems and programs available to children with various handicaps. It is important that the information collected by the Office for Civil Rights accurately account for the students enrolled in various special education programs. We share the views of your staff that minority students who have been labeled as "socially maladjusted," "underachievers" and "slow learners," are likely to be overrepresented in special education programs, but we do not think the Office for Civil Rights should use these labels to describe children enrolled in special education programs. These ambiguous labels are too often used to misclassify students, especially those who have suffered from educational deprivation or whose cultural backgrounds may be different from the majority population. Our experience has shown that children who have been so misclassified are often placed in special education programs for the emotionally disturbed. Thus we are suggesting that, instead of asking for information about pupils classified as socil\lly maladjusted, underachievers and slow learners (OSICR Form 102, Item lX. A.3), information be requested about pupils enrolled in special education programs for the emotionally disturbed (Attachment B, pp. B-1, B-3). Our suggested refinements regarding Item IX. B. (Form OSICR 102) arise from our concern that to

group children in programs for "physical, health, sensory and related handicaps" with children in programs for "specific learning disabilities," is to lose an important distinction. And while we agree with members of your staff that the former are programs in which minority students are likely to be underrepresented, we still think the nature of the two types of programs is sufficiently different to warrant their being listed separately. This distinction is particularly significant in determining the extent to which various types of handicapped pupils are, in fact, being provided special services. Where no services of a particular type are being provided, there may be an inference of discrimination against certain handicapped pupils. We recommend therefore that pupils in special education programs for specific learning disabilities be included as Item IX. A.3, and that pupils in programs for physical, health, sensory and related handicaps continue to be recorded in Item IX.B. (See Attachment B.) These revisions will clarify the distinctions among handicapped students participating in special education programs. The categories as we have defined them will enable the Office for Civil Rights not only to identify those types of special education programs in which minority students are overrepresented but also to identify the types of special services not provided by districts or provided only to a certain racially identifiable group of children. Expulsions and Suspensions We were pleased to hear the definition of expulsion will be broadened to include all suspensions for over twenty consecutive school days and that the definition of suspension will be revised to include only students suspended from a regular class program for at least one day. However, we think it is essential that some indication be given of the number of times and length of time for which pupils are suspended. Not only are the legal entitlements that attach to suspensions of varying duration different, but our experience has shown that in school districts which have incorporated due process procedures for suspensions over a defined number of days, large numbers of students will be suspended repeatedly for just under that defined number of days. Information concerning the number of times single persons are suspended and the duration of these suspensions will make more evident possible discriminatory effects suggested by gross figures on students suspended at least once. In a majority of the school districts we surveyed, the only figures on suspensions centrally available were the data compiled for the report to the Office for Civil Rights this past fall. Therefore, since it is apparent that many school districts have compiled this information only at the request of the federal government, it is very important for the Office for Civil Rights to request of school districts information which, when assembled, will adequately reflect the nature of discrimination being practiced in the administration of discipline. We realize that your only justification for requiring school districts to report on suspensions and expulsions is to insure nondiscrimination in federally funded programs. However, there are incidental values to the collection of this data. For example, in Goss v. Lopez (42 LW 3458), a case presently before the United States Supreme Court, due process issues in suspension procedures are being considered and suspension statistics gathered by the Office for Civil Rights this past fall are being used by parties to that litigation to emphasize to the Court the large extent to which school districts are relying on suspensions as a disciplinary measure. Information on the extent to which short term suspensions are in use would be more helpful. For the numerous reasons cited above, we are requesting that the questions regarding suspensions and expulsions on the Fall 1973 survey forms be revised to reflect our recommendations at pages A-2 and A-4 and pages B-2 and B-3 of the attachments to this letter. Sr.hool-Age Children Not In School Since 1969, the Office for Civil Rights has asked school districts for their best estimate of the total number of school-age children who reside within the boundaries of the school district but who are not in school (OS/CR Form 101, Item VIII.C.). We know from our exclusion interviews that these estimates have been derived in various, and often arbitrary, ways by numerous school districts. In one district the estimate represented the number of dropouts in the district, but in others it was based in part on 1970 287

Mr. Peter E. Holmes<br />

Director, Office for Civil Rights<br />

Department <strong>of</strong> Health, Education<br />

and Welfare<br />

330 Independence Avenue, S.W.<br />

Wash<strong>in</strong>gton, D.C. 20201<br />

Dear Mr. Holmes:<br />

Appendix II<br />

SAMPLE FORMS OSICR 101 AND OSICR 101<br />

OF THE FALL 1974 ELEMENTARY AND SECONDARY SCHOOL<br />

CIVIL RIGHTS SURVEY AND LETTER TO OCR DIRECTOR<br />

RECOMMENDING CHANGES IN FORMS<br />

April 12, 1974<br />

We have received no formal acknowledgment <strong>of</strong><br />

our letter to you <strong>of</strong> March 22, 1974, <strong>in</strong> which we<br />

suggested ref<strong>in</strong>ements <strong>of</strong> the questions that appear<br />

<strong>in</strong> the report<strong>in</strong>g forms for the Office for Civil Rights<br />

Annual Elementary and Secondary School Civil<br />

Rights Survey. However, a member <strong>of</strong> our staff has<br />

contacted Ms. Rosa Wiener <strong>of</strong> your Elementary and<br />

Secondary Education Divisi6n and has learned that,<br />

except for several def<strong>in</strong>itional changes regard<strong>in</strong>g expulsions<br />

and suspensions, it is likely that none <strong>of</strong> our<br />

other suggested ref<strong>in</strong>ements will be <strong>in</strong>corporated <strong>in</strong><br />

the revised civil rights survey forms for Fall 1974.<br />

We are therefore ask<strong>in</strong>g that you reconsider our<br />

suggestions which we believe are essential if the data<br />

collected by the Office for Civil Rights is to be useful.<br />

We have attached aga<strong>in</strong> to this letter our specific<br />

recommended changes <strong>in</strong> the <strong>in</strong>structions and forms<br />

for the <strong>school</strong> system summary report (Form OSICR<br />

101) and the <strong>in</strong>dividual <strong>school</strong> campus report (Form<br />

OS/CR 102) and have <strong>in</strong>corporated, where appropriate,<br />

what we understand to be the modifications<br />

recently made by your staff. As you will recall, our<br />

revisions <strong>in</strong> the area <strong>of</strong> special education are designed<br />

to clarify the dist<strong>in</strong>ctions among handicapped<br />

students participat<strong>in</strong>g <strong>in</strong> various special education<br />

programs. With regard to suspensions, we propose<br />

that the number <strong>of</strong> times s<strong>in</strong>gle persons are suspended<br />

and the durations <strong>of</strong> the suspensions be <strong>in</strong>-<br />

286<br />

c1uded <strong>in</strong> the annual civil rights survey. We have<br />

also recommended that the question <strong>in</strong> the survey<br />

regard<strong>in</strong>g <strong>school</strong>-age <strong>children</strong> not <strong>in</strong> <strong>school</strong> be made<br />

more mean<strong>in</strong>gful. We would now like to discuss <strong>in</strong><br />

more detail than previously the reason<strong>in</strong>g beh<strong>in</strong>d<br />

each <strong>of</strong> our recommendations.<br />

Special Education<br />

Our study <strong>of</strong> <strong>children</strong> <strong>out</strong> <strong>of</strong> <strong>school</strong> and <strong>children</strong><br />

effectively excluded from appropriate educational<br />

programs has greatly <strong>in</strong>creased our sensitivity to the<br />

numerous special education problems and programs<br />

available to <strong>children</strong> with various handicaps. It is<br />

important that the <strong>in</strong>formation collected by the Office<br />

for Civil Rights accurately account for the students<br />

enrolled <strong>in</strong> various special education programs.<br />

We share the views <strong>of</strong> your staff that m<strong>in</strong>ority students<br />

who have been labeled as "socially maladjusted,"<br />

"underachievers" and "slow learners," are<br />

likely to be overrepresented <strong>in</strong> special education programs,<br />

but we do not th<strong>in</strong>k the Office for Civil Rights<br />

should use these labels to describe <strong>children</strong> enrolled<br />

<strong>in</strong> special education programs. These ambiguous<br />

labels are too <strong>of</strong>ten used to misclassify students,<br />

especially those who have suffered from educational<br />

deprivation or whose cultural backgrounds may be<br />

different from the majority population. Our experience<br />

has shown that <strong>children</strong> who have been so misclassified<br />

are <strong>of</strong>ten placed <strong>in</strong> special education programs<br />

for the emotionally disturbed. Thus we are<br />

suggest<strong>in</strong>g that, <strong>in</strong>stead <strong>of</strong> ask<strong>in</strong>g for <strong>in</strong>formation<br />

ab<strong>out</strong> pupils classified as socil\lly maladjusted, underachievers<br />

and slow learners (OSICR Form 102,<br />

Item lX. A.3), <strong>in</strong>formation be requested ab<strong>out</strong> pupils<br />

enrolled <strong>in</strong> special education programs for the<br />

emotionally disturbed (Attachment B, pp. B-1, B-3).<br />

Our suggested ref<strong>in</strong>ements regard<strong>in</strong>g Item IX. B.<br />

(Form OSICR 102) arise from our concern that to

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