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Unless the school can demonstrate (to a parent or a court) that it has seriously tried a range of other remedies, it should not be allowed to exclude a child. 5. Diversified curriculum and modes of teaching must be adopted. Schools must recognize that not all children fit into a single mold. They must attempt to provide interesting and flexible curricula and teaching approaches to meet the human variations among their charges. Particular attention should be given to the transition pressures for children entering junior high school. Alternatives should not be used in lieu of exclusion to segregate children and provide them inferior services and education. Indeed, these children need more services and their programs may therefore need more resources than average students. State departments of education and the federal government should recognize these needs and alter their funding patterns appropriately to make funds available for the design, demonstration, evaluation, and technical assistance to local school districts to implement more alternative programs in public schools. 6. Parents should pay close attention to and exert their influence in the selection of school principals. 148 We have found that principals not only set the tone and provide the leadership in a school, but they are also specifically responsible for policies and practices on school discipline. Their role in seeing that reforms in this area are acted on is not to be underestimated. We urge parents to pay much more attention to the principal selection process and seek to exercise some voice therein. Examination of attitudes toward discipline, flexible curriculum, and racial and class minorities should be commonplace in judging suitability for the job. 7. Schools of education and professional associations should teach teachers - both pre- and inservice - to handle children with discipline problems. It has been said too many times before that beginning teachers do not get enough practical experience in classrooms early in their training to know whether they can operate successfully in a classroom or what the real, daily problems are. In addition, preparation for teaching children with learning, emotional or other problems, which can turn into or aggravate discipline problems, is rarely given to a beginning teacher. Too few courses, even after graduation, are geared to enlightening attitudes and to teaching alternative techniques of dealing with troubled children. But every class will have several discipline problems. It is a gross disservice to teachers and children not to offer knowledge and guidance in this area. If research is needed to improve teaching these children, it should be undertaken at universities cooperating with public schools. Courses, workshops, summer sessions, and literature should be offered through universities and professional organizations to help teachers help children in trouble. 8. Racial discrimination in the disciplinary process must be investigated and attacked with great urgency. Schools and administrators should examine the patterns of suspensions in their own districts and investigate individual schools where the number of suspensions involve serious deviation from racial populations in those schools. Parents of minority children should forcefully complain to the local school officials, insist on their right to a hearing, and insist on meeting with the teachers, principals, and administrators in charge if they feel that racial discrimination is involved. If this does not work satisfactorily, minority parents and children should write

complaints to the federal Office for Civil Rights. (Office for Civil Rights Compliance, Department of HEW, Washington, D.C. 20202.) Because we feel the problem of racial discrimination in the suspension process is so serious and because, to date, no effective enforcement program has been established at the federal level to eliminate such discrimination, we will set forth detailed proposals for a discussion with HEW's Office for Civil Rights' officials immediately upon release of this report. Section 60I of the Civil Rights Act of 1964 (Title VI hereafter) bans racial discrimination in any program financed with federal funds. It also mandates every agency expending funds for aid to education to establish regulations, standards and procedures which will guarantee the cessation of discrimination. Such standards are to be enforced either through suits filed by the Justice Department or by the termination of federal funds following appropriate administrative hearings. OCR has established the following Regulation: (d) Discrimination against children. No educational agency shall be eligible for assistance under the Act if, ... it has had or maintains in effect any practice, policy, or procedure which results or have resulted in ... (4) Imposing disciplinary sanctions, including expulsions, suspensions, or corporal or other punishment, in a manner which discriminates against minority group children on the basis of race, color, or national origin. 13G Although the Regulation is clear, OCR has not enforced it or Section 601 vigorously, with the re- 136 Regulation, 45 C.F.R. 185.43 (d) (4) (Emergency School Aid Act). 137 The Supreme Court did so most recently in Turner v. FOllche, 396 U.S. 346 (1970). While it is true that the Court rejected statistical evidence as establishing a prima lacie case of racial discrimination in JeDersoll v. Hackney, 406 U.S. 535 (1972), JeDerson concerned basic decisions by the state as to the allocation of welfare funds, and plaintiffs did not offer sufficient proof tbat the classifications established resled on racially-linked criteria. Where blackwhite differentials are alleged to rest on "subjective judgment" or otherwise racially-linked criteria, tben a prima lacie case is established, "and tbe burden [falls) on the appelees to overcome it." Turner v. Fouche, supra at 360. suIts depicted earlier in this chapter. We believe that discrimination and racial disproportion in school discipline will end only if school systems are made aware that real consequences, including the termination of federal funds, will follow from their illegal practices. At an absolute minimum, a strong monitoring program of disciplinary practices and, in tum, a set of guidelines with which OCR can establish an internal set of priorities for further investigation and for bringing legal action against recalcitrant school systems, must be adopted forthwith. These or similar guidelines might also be employed voluntarily by school systems interested in ensuring an end to discrimination. OCR has argued that effective enforcement of Title VI, and particularly the holding of compliance hearings prior to termination of federal funds, is stymied by extraordinarily high judicial demands in relation to the burden of proof OCR must maintain. But courts have been willing to use statistical evidence of racial discrimination to require the shifting of the burden of proof so that it becomes the duty of state officials (or in many cases private employers) to explain how the statistics could have arisen in the absence of such discrimination. The Supreme Court has upheld such a shift of burden. 137 OCR should use its authority to establish guidelines within which certain statistical distributions will be presumed to show discrimination and shift the burden to the school district to demonstrate that discrimination does not exist. 138 See Chance v. Board 01 Examiners and Board 01 Edllcacalion 01 Ihe Cily 0/ New York, 330 F. Supp. 203 (S.D.N.Y. 1971), aD'd, 458 F.2d 1167 (2d Cir. 1972), and Hawkins v. Coleman, 376 F.Supp. 1330 (N.D. Texas, 1974). Allhough there are certain problems with chi square methodology, including the necessity to have relatively large numbers in one's data base, OCR could establish this or a imilar test which would be admissible before courts and administrative officers. 139 A statistician has compared the chi-square methodology 10 the process of studying coin flips. Taken by itself, a 2 percent excess would not be a powerful indicator of racial bias. On tbe other band, if 15 out of 20 schools reported such an excess, we would be as curious about the neutrality of the disciplinary process as we would if a coin turned up "heads" 15 out of 20 times. If no racial bias is present, one would expect whites to outnumber blacks, adjusted for their percentages in the population, at least as often as the reverse. 149

compla<strong>in</strong>ts to the federal Office for Civil Rights.<br />

(Office for Civil Rights Compliance, Department <strong>of</strong><br />

HEW, Wash<strong>in</strong>gton, D.C. 20202.)<br />

Because we feel the problem <strong>of</strong> racial discrim<strong>in</strong>ation<br />

<strong>in</strong> the suspension process is so serious and because,<br />

to date, no effective enforcement program has<br />

been established at the federal level to elim<strong>in</strong>ate<br />

such discrim<strong>in</strong>ation, we will set forth detailed proposals<br />

for a discussion with HEW's Office for Civil<br />

Rights' <strong>of</strong>ficials immediately upon release <strong>of</strong> this<br />

report.<br />

Section 60I <strong>of</strong> the Civil Rights Act <strong>of</strong> 1964 (Title<br />

VI hereafter) bans racial discrim<strong>in</strong>ation <strong>in</strong> any program<br />

f<strong>in</strong>anced with federal funds. It also mandates<br />

every agency expend<strong>in</strong>g funds for aid to education<br />

to establish regulations, standards and procedures<br />

which will guarantee the cessation <strong>of</strong> discrim<strong>in</strong>ation.<br />

Such standards are to be enforced either through<br />

suits filed by the Justice Department or by the term<strong>in</strong>ation<br />

<strong>of</strong> federal funds follow<strong>in</strong>g appropriate adm<strong>in</strong>istrative<br />

hear<strong>in</strong>gs.<br />

OCR has established the follow<strong>in</strong>g Regulation:<br />

(d) Discrim<strong>in</strong>ation aga<strong>in</strong>st <strong>children</strong>.<br />

No educational agency shall be eligible for<br />

assistance under the Act if, ... it has had or<br />

ma<strong>in</strong>ta<strong>in</strong>s <strong>in</strong> effect any practice, policy, or<br />

procedure which results or have resulted<br />

<strong>in</strong> ...<br />

(4) Impos<strong>in</strong>g discipl<strong>in</strong>ary sanctions, <strong>in</strong>clud<strong>in</strong>g<br />

expulsions, suspensions, or corporal<br />

or other punishment, <strong>in</strong> a manner which<br />

discrim<strong>in</strong>ates aga<strong>in</strong>st m<strong>in</strong>ority group<br />

<strong>children</strong> on the basis <strong>of</strong> race, color, or<br />

national orig<strong>in</strong>. 13G<br />

Although the Regulation is clear, OCR has not<br />

enforced it or Section 601 vigorously, with the re-<br />

136 Regulation, 45 C.F.R. 185.43 (d) (4) (Emergency<br />

School Aid Act).<br />

137 The Supreme Court did so most recently <strong>in</strong> Turner v.<br />

FOllche, 396 U.S. 346 (1970). While it is true that the Court<br />

rejected statistical evidence as establish<strong>in</strong>g a prima lacie<br />

case <strong>of</strong> racial discrim<strong>in</strong>ation <strong>in</strong> JeDersoll v. Hackney, 406<br />

U.S. 535 (1972), JeDerson concerned basic decisions by<br />

the state as to the allocation <strong>of</strong> welfare funds, and pla<strong>in</strong>tiffs<br />

did not <strong>of</strong>fer sufficient pro<strong>of</strong> tbat the classifications<br />

established resled on racially-l<strong>in</strong>ked criteria. Where blackwhite<br />

differentials are alleged to rest on "subjective judgment"<br />

or otherwise racially-l<strong>in</strong>ked criteria, tben a prima<br />

lacie case is established, "and tbe burden [falls) on the<br />

appelees to overcome it." Turner v. Fouche, supra at 360.<br />

suIts depicted earlier <strong>in</strong> this chapter. We believe that<br />

discrim<strong>in</strong>ation and racial disproportion <strong>in</strong> <strong>school</strong> discipl<strong>in</strong>e<br />

will end only if <strong>school</strong> systems are made<br />

aware that real consequences, <strong>in</strong>clud<strong>in</strong>g the term<strong>in</strong>ation<br />

<strong>of</strong> federal funds, will follow from their illegal<br />

practices. At an absolute m<strong>in</strong>imum, a strong monitor<strong>in</strong>g<br />

program <strong>of</strong> discipl<strong>in</strong>ary practices and, <strong>in</strong> tum,<br />

a set <strong>of</strong> guidel<strong>in</strong>es with which OCR can establish an<br />

<strong>in</strong>ternal set <strong>of</strong> priorities for further <strong>in</strong>vestigation and<br />

for br<strong>in</strong>g<strong>in</strong>g legal action aga<strong>in</strong>st recalcitrant <strong>school</strong><br />

systems, must be adopted forthwith. These or similar<br />

guidel<strong>in</strong>es might also be employed voluntarily by<br />

<strong>school</strong> systems <strong>in</strong>terested <strong>in</strong> ensur<strong>in</strong>g an end to discrim<strong>in</strong>ation.<br />

OCR has argued that effective enforcement <strong>of</strong><br />

Title VI, and particularly the hold<strong>in</strong>g <strong>of</strong> compliance<br />

hear<strong>in</strong>gs prior to term<strong>in</strong>ation <strong>of</strong> federal funds, is<br />

stymied by extraord<strong>in</strong>arily high judicial demands <strong>in</strong><br />

relation to the burden <strong>of</strong> pro<strong>of</strong> OCR must ma<strong>in</strong>ta<strong>in</strong>.<br />

But courts have been will<strong>in</strong>g to use statistical evidence<br />

<strong>of</strong> racial discrim<strong>in</strong>ation to require the shift<strong>in</strong>g<br />

<strong>of</strong> the burden <strong>of</strong> pro<strong>of</strong> so that it becomes the duty<br />

<strong>of</strong> state <strong>of</strong>ficials (or <strong>in</strong> many cases private employers)<br />

to expla<strong>in</strong> how the statistics could have arisen<br />

<strong>in</strong> the absence <strong>of</strong> such discrim<strong>in</strong>ation. The Supreme<br />

Court has upheld such a shift <strong>of</strong> burden. 137<br />

OCR should use its authority to establish guidel<strong>in</strong>es<br />

with<strong>in</strong> which certa<strong>in</strong> statistical distributions will<br />

be presumed to show discrim<strong>in</strong>ation and shift the<br />

burden to the <strong>school</strong> district to demonstrate that<br />

discrim<strong>in</strong>ation does not exist.<br />

138 See Chance v. Board 01 Exam<strong>in</strong>ers and Board 01 Edllcacalion<br />

01 Ihe Cily 0/ New York, 330 F. Supp. 203<br />

(S.D.N.Y. 1971), aD'd, 458 F.2d 1167 (2d Cir. 1972), and<br />

Hawk<strong>in</strong>s v. Coleman, 376 F.Supp. 1330 (N.D. Texas,<br />

1974). Allhough there are certa<strong>in</strong> problems with chi<br />

square methodology, <strong>in</strong>clud<strong>in</strong>g the necessity to have relatively<br />

large numbers <strong>in</strong> one's data base, OCR could establish<br />

this or a imilar test which would be admissible before<br />

courts and adm<strong>in</strong>istrative <strong>of</strong>ficers.<br />

139 A statistician has compared the chi-square methodology<br />

10 the process <strong>of</strong> study<strong>in</strong>g co<strong>in</strong> flips. Taken by itself, a<br />

2 percent excess would not be a powerful <strong>in</strong>dicator <strong>of</strong><br />

racial bias. On tbe other band, if 15 <strong>out</strong> <strong>of</strong> 20 <strong>school</strong>s<br />

reported such an excess, we would be as curious ab<strong>out</strong> the<br />

neutrality <strong>of</strong> the discipl<strong>in</strong>ary process as we would if a co<strong>in</strong><br />

turned up "heads" 15 <strong>out</strong> <strong>of</strong> 20 times. If no racial bias is<br />

present, one would expect whites to <strong>out</strong>number blacks,<br />

adjusted for their percentages <strong>in</strong> the population, at least<br />

as <strong>of</strong>ten as the reverse.<br />

149

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