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FSC footprints - FSC - Forest Stewardship Council

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<strong>FSC</strong> <strong>footprints</strong><br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Impacts of <strong>FSC</strong> certification in tropical regions


Uwe Sayer<br />

Executive Director<br />

<strong>FSC</strong> Working Group<br />

Germany<br />

Erika Müller,<br />

Public Relations &<br />

Project Monitoring,<br />

<strong>FSC</strong> Working Group<br />

Germany<br />

Endnotes related<br />

1, 2<br />

to boxes<br />

Dear reader,<br />

this booklet will take you on a trip to tropical forests<br />

and highlight the existing challenges and solutions<br />

for these important ecosystems. Our travel<br />

route starts in protected areas in Guatemala. It continues<br />

with the processing and marketing of tropical<br />

timber to the point of construction of electric guitars<br />

from responsibly grown wood.<br />

We all know about the significance of tropical forests.<br />

Besides an enormous richness in species and<br />

an important contribution to a stable global climate,<br />

tropical forests provide a livelihood to many people.<br />

Knowing that studies about the direct, on the<br />

ground impacts of <strong>FSC</strong> certification in the forest<br />

are scarce, we collected several examples of how<br />

an ecologically compatible utilization of tropical<br />

forests can be realised and how <strong>FSC</strong> certification<br />

can contribute to that. It was important for us that<br />

stakeholders from these countries have their say<br />

and report on their experiences on the ground. The<br />

examples in this booklet were chosen at random<br />

and, of course, they only represent snapshots of<br />

the manifold <strong>FSC</strong> impacts.<br />

The booklet aims to demonstrate the positive impacts<br />

which the <strong>FSC</strong> system already has on forestry<br />

and society in tropical regions. At the same<br />

time, the importance of the manufacturing-trade-relationship<br />

should be clarified. Everyone who trades<br />

Tropical <strong>Forest</strong>s in numbers<br />

3 Tropical <strong>Forest</strong>s worldwide (area): 1,4 Billion ha.<br />

3 Estimated share of species existing worldwide,<br />

dwelling in tropical forests: around 70 %.<br />

3 Estimated number of flora and wildlife species<br />

in tropical rainforests: 30 Millions.<br />

3 Number of tropical species becoming extinct every<br />

hour: at least 3.<br />

3 Size of tropical forest area, deforested every minute:<br />

30 pitches.<br />

3 Annual deforestation rate in Indonesia:<br />

1,8 Million ha.<br />

3 Share of illegally logged timber in Indonesia: 73%.<br />

3 Contribution of tropical forests to the global oxygen<br />

production: 40%.<br />

3 Amount of carbon, stored in the Amazonian<br />

rainforest: 120 Billion tons.<br />

3 Contribution of tropical forests destruction to<br />

worldwide CO2-Emissions: 20%.<br />

with or buys tropical wood products directly affects<br />

the livelihood of future generations when buying<br />

products with or without a proof for responsible forest<br />

management.<br />

We would like to encourage policy-makers and<br />

wood traders to reconsider their current business<br />

practices: Support responsible forest management<br />

by fostering forest certification – via demand, consumption,<br />

information or training. We think, in this<br />

way, forestry practices can be changed on a worldwide<br />

scale.<br />

One of the challenges we faced while preparing<br />

this brochure was the international communication<br />

including various barriers: most of the writers<br />

speak different languages and live in different cultures,<br />

some of them work with <strong>FSC</strong> on voluntary<br />

basis. Some of them have only very limited technical<br />

equipment and do not have regular access to<br />

emails. Therefore it was and is a challenge to get<br />

background information on responsible forest management<br />

in areas abroad in many tropical regions.<br />

We contacted and received some contributions<br />

from Africa, Papua New Guinea and the Amazon<br />

Region. We hope you will enjoy these articles in the<br />

same way we did. But please note that the article<br />

content reflects the opinion of the author and not<br />

necessarily that of <strong>FSC</strong> Working Group Germany.<br />

Reasons for deforestation in the tropics<br />

The underlying causes for deforestation are very complex<br />

and differ from region to region.<br />

Global economic interdependencies (resource allocation,<br />

economic interests, debts), necessities of the<br />

population caused by poverty, population growth and<br />

the specific ecological preconditions in tropical regions<br />

can be viewed as the most influential reasons.<br />

Thus 90% of deforestation in the tropical rainforests can<br />

be traced back to the increase of agricultural activities,<br />

whereas shifting cultivation and pasture farming are<br />

equivalently important. With regional differences 2-10%<br />

of deforestation activities are directly linked to the<br />

timber industry, in Asia e.g. it has a part of 30%. But in<br />

this context the after-effects of forest development, the<br />

so-called “door-opener-effect” should not be underestimated.<br />

Another 1-2% of forest destruction are a result of<br />

major projects such as mining, roadworks or dams.<br />

| <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Contents<br />

3 <strong>FSC</strong> means changes - Preface by Roberto Waack ........................................4<br />

3 <strong>FSC</strong> means conservation - Preface by Eric Palola .........................................5<br />

3 Tropical forests - Biodiversity Hotspots ..........................................................6<br />

3 The <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> - What is it all about? ..................................7<br />

3 <strong>FSC</strong> Certified <strong>Forest</strong>ry - A Crash Course ........................................................8<br />

3 Changes on the ground - Impacts of <strong>FSC</strong> in forests ......................................9<br />

3 Help for the rainforests - <strong>FSC</strong> stops the burning off .....................................10<br />

3 Illegal tropical timber - A problem on European markets .............................1<br />

3 Abdul and the teak furniture - A story from Sulawesi ....................................13<br />

3 Trailblazer for Sustainability - The Roda Group in Bolivia ............................15<br />

3 Think globally, act locally - <strong>FSC</strong> helps to reduce poverty .............................16<br />

3 Cooperate growth through environmental<br />

and social compliance ..................................................................................17<br />

3 Sustainable <strong>Forest</strong> Management in the Congo Basin ..................................18<br />

3 Changing climate - Effects on the <strong>FSC</strong> .........................................................19<br />

3 The jaguars lounge - <strong>FSC</strong> in Bolivia ............................................................. 1<br />

3 Hope for people and forests - <strong>FSC</strong> and forestry in Papua New Guinea .......<br />

3 The Lomie Community <strong>Forest</strong> in the eastern province of Cameroon ... .......24<br />

3 Lesser Known Species - A largely untapped potential .................................. 5<br />

3 Surprising facts about responsible forest management ................................ 6<br />

3 Ruben and the guitar - <strong>FSC</strong> certified musical instruments ...........................27<br />

3 Hindered by governance - A Scenery in the Brazilian Amazon .....................28<br />

3 The Brazilian Amazon - Challenges for <strong>FSC</strong> ................................................ 9<br />

3 <strong>FSC</strong> and the brazil nuts - Certified cosmetics ...............................................31<br />

3 Eucalyptus plantations - More than just cash crops? ...................................32<br />

3 Plantation certification - Credibility and market demand ..............................34<br />

3 Development through participation -<br />

The multistakeholder approach of the <strong>FSC</strong> ..................................................35<br />

3 Unique Wood - Help against deforestation in Paraguay ...............................36<br />

3 Conclusions - Does <strong>FSC</strong> fulfil its promises? .................................................38<br />

3 Acknowledgements, References and Networks ...........................................39<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 3


Roberto Waack,<br />

Chairman Member<br />

of the <strong>FSC</strong> Board of<br />

Directors. Director of<br />

Orsa Florestal, Brazil.<br />

Picture:<br />

© Juan Carlos<br />

Reyes/ <strong>FSC</strong><br />

<strong>FSC</strong> means changes<br />

Preface by Roberto Waack<br />

Sustainable management of tropical forests is one<br />

of the most powerful alternatives to the consolidation<br />

of the tropical forests economy. The <strong>Forest</strong><br />

<strong>Stewardship</strong> <strong>Council</strong> has been the certification<br />

scheme of choice in many countries of the South,<br />

including Brazil. <strong>FSC</strong> has succeeded for a wide<br />

range of reasons, the most talked about being premium<br />

price. <strong>FSC</strong> tropical timber can be sold in the<br />

North of Europe at higher prices varying from 10<br />

to 30% above non-certified products. This reality<br />

exists despite the lack of awareness and desire of<br />

the consumer to pay more for a product that has<br />

guaranteed social and environmental safeguards.<br />

How is that possible? The answer lies in the knowledge<br />

of what occurs in the chain of custody that forestry<br />

products undergo until they become furniture,<br />

doors, window frames or floors. For many reasons,<br />

the demand for <strong>FSC</strong> certified tropical timber is larger<br />

than the supply, regardless of the low association<br />

with the final consumer’s decision. The explanation<br />

lies not only in supply and demand issues. It also<br />

comes from the ideas of new institutional economics<br />

and its relation to transaction costs.<br />

Besides premium prices, <strong>FSC</strong> tropical forest products<br />

are unique. In many cases they are the only<br />

way to access certain markets. An example is<br />

public procurement in certain European countries<br />

and even in some states of Brazil, as recently announced<br />

by the State of São Paulo. Also, many timber<br />

industries and retailers committed themselves<br />

(for different reasons) to buy only <strong>FSC</strong> certified<br />

tropical wood.<br />

<strong>FSC</strong> products present lower risk to the buyer and<br />

the financial community, because in general <strong>FSC</strong><br />

certified companies are managed in a better way.<br />

<strong>FSC</strong> principles, criteria, policies, standards, and<br />

indicators are good managerial tools for organizations.<br />

<strong>FSC</strong> products have lower reputation risk, a<br />

crucial element in the tropical timber market. The<br />

multi-stakeholder approach also reduces conflicts,<br />

which are a serious threat in the tropics. All those<br />

issues can be translated to a reduction of transaction<br />

costs, helping to explain why the demand for<br />

alternative operators following <strong>FSC</strong> principles has<br />

increased.<br />

One of the major problems of tropical regions is a<br />

weak institutional apparatus. The legal framework<br />

is fragile, frequently lacking law enforcement. Land<br />

use and ownership are not clearly defined, causing<br />

all kinds of conflicts and misuse of the forest.<br />

<strong>FSC</strong> principles mandate that all property and land<br />

use rights be clearly defined to the satisfaction of<br />

all stakeholders before certification, which forces<br />

managers to settle disputes fairly. This commitment<br />

to clear and legal ownership has far reaching implications:<br />

Brazil recently passed a law that addresses<br />

public concessions of forests that incorporates<br />

many aspects of the <strong>FSC</strong> principles.<br />

In conclusion, <strong>FSC</strong> represents the success of the<br />

multi-stakeholder process in many ways. Instead of<br />

governments setting laws and rules, social, environmental<br />

and economic constituencies all over the<br />

world are increasingly playing a role in the establishment<br />

of frameworks that are later incorporated<br />

by governments. As a result, a paradigm shift in institutional<br />

development occurs. In the Amazon tropical<br />

forests, there is no doubt about that. Regardless<br />

of the frequent horror stories about forest conversion<br />

in tropical countries, there are reasons to be<br />

optimistic. <strong>FSC</strong> certification of forest management<br />

is one of the most consistent and effective alternatives<br />

to traditional forest management in the tropics,<br />

and will hopefully extend its influence in years<br />

to come.<br />

4 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


<strong>FSC</strong> means conservation<br />

Preface by Eric Palola<br />

In the last twenty years the world has shrunk economically,<br />

and the potential for disruptive climate<br />

change is now taken seriously. Producer and consumer<br />

countries have become more dependent in<br />

the global marketplace, and this relationship is a<br />

driving force in the use of natural resources and<br />

the future of biodiversity. Trade in wood and paper<br />

products in particular has become truly global.<br />

Through efforts such as the <strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong> (<strong>FSC</strong>), Fair Trade, and other certification<br />

systems, these markets have grown to recognize<br />

and accept the need for social and environmental<br />

safeguards in trade. Product labeling has become<br />

more sophisticated as it attempts to secure brand<br />

recognition and convey a positive environmental<br />

story. For forests, and the multiple products and<br />

ecological services they provide, <strong>FSC</strong> has played a<br />

critical role in transforming expectations about how<br />

forest management is practiced and rewarded in<br />

the marketplace.<br />

Now the realities of global climate change force us<br />

to once again expand our view of the role of forests<br />

and managed forest landscapes. For many tropical<br />

forest countries, we know that the loss of forests to<br />

agriculture and other uses constitutes their primary<br />

source of greenhouse gas emissions. Cumulatively<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

these add up to sizeable contributions: over a fifth<br />

of total global greenhouse gas emissions. If we are<br />

to achieve at a least a 2% per year reduction in<br />

emissions by 2050, as many scientists have called<br />

for, then conservation of forest carbon stocks and<br />

additional sequestration through sound forest management<br />

will be an essential part of the solution.<br />

However, given community needs and traditions in<br />

many tropical forest regions, we know that simply<br />

drawing a line around forest regions to preserve<br />

them for carbon sinks or biological reserves is not<br />

workable in every case. Therefore, systems which<br />

can balance the needs of people and forests in ways<br />

that reinforce sustainability, community livelihoods,<br />

biodiversity conservation and carbon sequestration<br />

are needed. This is where the <strong>FSC</strong> can play a role,<br />

as it has for almost fifteen years. Verification of forest<br />

carbon conservation will be needed at many different<br />

scales in the coming years, from the country<br />

to the community level. This paper demonstrates<br />

the important role that <strong>FSC</strong> has played - and can<br />

continue to play - as the imperatives of climate<br />

change call for even greater and “greener” investments<br />

in well managed forests across the tropics.<br />

Eric Palola,<br />

Vice-Chairman<br />

of the <strong>FSC</strong> Board<br />

of Directors, Senior<br />

Director, <strong>Forest</strong>s for<br />

Wildlife, National<br />

Wildlife Federation,<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 5<br />

USA<br />

Pictures:<br />

© Edward Parker /<br />

Tropical <strong>Forest</strong> Trust


Tropical forests -<br />

Biodiversity hotspots<br />

Tropical forests are particularly rich in biodiversity. They<br />

are like a green belt covering the all-season warm and<br />

humid tropical equatorial landmasses. More than half of<br />

the world´s terrestrial species can be found in tropical<br />

rainforests. On average about 1500 different, flowering<br />

plant, 750 tree species (by comparison in Europe we<br />

have only 50 tree species), 400 bird, 150 butterfly, 100<br />

reptile and 420.000 insect species can be determined on<br />

six 3) km .<br />

Besides being a biodiversity hotspot forests also fulfil<br />

a range of ecological, economical and social functions.<br />

<strong>Forest</strong>s warrant environmental functions such as<br />

water and soil conservation, water supply and climate<br />

regulation.<br />

About 60 million indigenous people live in or are heavily<br />

dependent on rainforests of Latin America, South East<br />

Asia & West Africa. Another 350 million people live in,<br />

or close by, dense forests and are reliant on them for<br />

subsistence or income. A further 1, 2 billion people in<br />

developing countries rely on trees on form for their food<br />

or income 4) . Thus the destruction and exploitation of<br />

<strong>FSC</strong>-certified wood for Rock’n’Roll!<br />

Built in Nashville, grown in<br />

Honduras – Gibson uses<br />

<strong>FSC</strong>-certified wood for guitars<br />

The musical instrument company Gibson<br />

is one of the pioneers in the production<br />

of electric guitars, such as the legendary<br />

Les Paul, which is one of the favoured<br />

instruments of well-known artists like<br />

Jimmy Page, Eric Clapton, Slash etc.<br />

Gibson was not only at the cutting-edge<br />

in this respect, but has also been the first<br />

musical instrument company to produce<br />

guitars with <strong>FSC</strong>-certified wood. Since<br />

1996 Gibson has supported the <strong>FSC</strong> and<br />

cooperated with the Rainforest Alliance<br />

as well as supporting environmental<br />

and social projects in poverty-stricken<br />

regions, e.g. in Honduras. One aim of<br />

tropical forests through illegal logging activities not only<br />

threatens the existence of many fauna and flora species,<br />

but also the diversity of cultures and livelihoods of people,<br />

resulting in poverty and thus in the deprivation of<br />

quality of life 5) 6) .<br />

This makes the protection of tropical forests the prime<br />

challenge when talking about biodiversity conservation.<br />

Globally, around 12% of all forest areas certified to <strong>FSC</strong><br />

standards lie within the tropics or the subtropics. About<br />

60% of these are natural forests. 12% of <strong>FSC</strong> certification<br />

in tropical forests might appear a small percentage. This<br />

is partly due to the major changes that need to be implemented<br />

in many forest operations in the tropics, before<br />

they can comply with <strong>FSC</strong> requirements. Also, among all<br />

forest certification schemes <strong>FSC</strong> certifies by far the most<br />

forests in the tropics. The <strong>FSC</strong> Global Strategy (2007)<br />

recognizes the need to develop further tools and mechanisms<br />

to increase <strong>FSC</strong> certification in the tropics. Other<br />

<strong>FSC</strong> certified forest areas are about equally divided between<br />

the temperate and the boreal regions.<br />

Gibson CEO and<br />

Chairman Henry<br />

Juszkiewicz is to<br />

increase the share of certified wood<br />

bought by Gibson USA from 42% in 2006<br />

to 80%.<br />

In Honduras the Rainforest Alliance<br />

applies the so-called TREES-pro-<br />

gram (Training, Research, Extension,<br />

Education and Systems) to initiate<br />

incentives for sustainable logging<br />

practices and at the same time ensuring<br />

financial income for the local inhabitants.<br />

Gibson pays nearly four times the going<br />

rate for <strong>FSC</strong>-certified wood, especially<br />

for mahogany, which they use for the<br />

Les Paul. Workers in the sawmills are<br />

specifically trained to apply to Gibson´s<br />

specifications and to maximize the yield<br />

from every mahogany tree. Because of<br />

enormous market demands and illegal<br />

logging in the last years, the harvest<br />

and trade of mahogany has been rigor-<br />

ously constricted by the decision of the<br />

Convention on International Trade in<br />

Endangered Species of Wild Fauna and<br />

Flora (CITES). Nevertheless traders and<br />

producers of high class furniture are<br />

willing to pay high prices on the world<br />

markets, leading to continuation of lucra-<br />

tive illegal mahogany trade.<br />

The case of Honduras is a successful<br />

win-win situation: By contributing to pov-<br />

erty reduction and social development,<br />

Gibson can rely on exclusive and high-<br />

class raw materials for their instruments<br />

and strengthen coevally sustainable<br />

resource utilisation.<br />

6 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


The <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

What is it all about?<br />

The mission of <strong>FSC</strong> is to promote environmentally responsible,<br />

socially beneficial and economically viable<br />

management of the world’s forests. It roots stem back to<br />

the World Environmental Summit in Rio 1993.<br />

Everyone’s viewpoint is important<br />

The <strong>FSC</strong> is organised in the form of a non-governmental,<br />

non-profit membership organization,<br />

operating on global level. Currently<br />

<strong>FSC</strong> has National Initiatives in more<br />

than 46 countries around the world. 3<br />

More than 114 million ha forest are 3<br />

certified in 79 countries and more 3<br />

than 9100 COC (chain of custody) 3<br />

certificates have been assigned importance<br />

(May 2008). The <strong>FSC</strong> is supported 3<br />

by environmental organisations, unions,<br />

indigenous peoples, as well peoples<br />

as numerous companies from the<br />

forestry and wood production sectors.<br />

In order to balance the interests of these different<br />

stakeholders, <strong>FSC</strong> is governed by three chambers representing<br />

environmental, economic and social interests.<br />

Each of these chambers are additionally divided into<br />

sub-chambers of northern and southern countries. Each<br />

chamber has equal voting power, and makes decisions<br />

cooperatively. This guarantees equal influence of the different<br />

interest groups as well as for representatives from<br />

different parts of the world and economic powers.<br />

<strong>FSC</strong> and forest management<br />

<strong>FSC</strong> system clearly describes how forests shall be managed<br />

to meet social, economic, ecological, cultural and<br />

spiritual needs of present and future generations. 10<br />

principles and 56 criteria have been developed to form<br />

the basis for all <strong>FSC</strong> forest management standards<br />

worldwide. They include managerial aspects as well as<br />

environmental and social requirements. <strong>FSC</strong>-standards<br />

comprise the strictest social and environmental requirements<br />

in the business today.<br />

The <strong>FSC</strong> standards setting process is transparent, democratic<br />

and inclusive, with many opportunities for the interested<br />

public to participate. For example, stakeholders<br />

are invited to comment on the revised standards, and<br />

all certification documents are publicly available. It is<br />

through this process that <strong>FSC</strong> has become an important<br />

and recognized forum where innovative solutions are<br />

born, originating from all interested stakeholder groups.<br />

High Conservation Value <strong>Forest</strong>s<br />

<strong>Forest</strong>s with high biodiversity values<br />

Large intact natural forest areas<br />

Rare or threatened ecosystems<br />

<strong>Forest</strong>s with critical ecosystem<br />

<strong>Forest</strong> areas of particular importance<br />

to local communities and indigenous<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

<strong>FSC</strong> is the only certification system in forestry recognized<br />

by ISEAL to follow best-practice in standard setting.<br />

Credibility by transparency<br />

The complexity of forestry on the ground in different<br />

ecological regions makes it sometimes difficult to compare<br />

under which circumstances a forester has gained<br />

its <strong>FSC</strong>-certificate. To make certification<br />

decisions accessible and<br />

transparent for everyone <strong>FSC</strong><br />

requires that reports of <strong>FSC</strong>-certification<br />

are publicly available.<br />

With these reports everyone can<br />

analyze on his own, which correction<br />

have been needed in a forests<br />

company to fulfil <strong>FSC</strong>-requirements.<br />

This and the fact that every<br />

stakeholder are seriously heard in<br />

certification-processes, gains credibility<br />

and support from stakeholders<br />

and makes <strong>FSC</strong> a valuable brand on products.<br />

Taking care of particularities<br />

<strong>FSC</strong> certification prioritizes the protection of particularly<br />

valuable forest ecosystems. This includes both ecological<br />

and social values. To this end, <strong>FSC</strong> has developed<br />

a new concept, called High Conservation Value<br />

<strong>Forest</strong> (HCVF). This is defined in principle 9 of <strong>FSC</strong>’s<br />

10 Principles. Besides the particular attention given to<br />

HCVF, <strong>FSC</strong> certification does also protect biodiversity<br />

more generally on the whole forest areas managed in<br />

accordance with <strong>FSC</strong> requirements.<br />

Principle 9 requires that forests with high conservation<br />

values increase or at the very least maintain these<br />

values. All <strong>FSC</strong> certified operations must have a forest<br />

management plan that includes an inventory for high<br />

conservation values. If such values are found, the management<br />

plan has to include concrete actions on how<br />

these values will be maintained and enhanced. The classification<br />

of HCVFs is highly dependent on the particular<br />

socio-cultural and ecological context. To strike a balance<br />

between conservation and use, low-impact management<br />

procedures must be adopted so as not to degrade, but to<br />

improve the forest through management. Yearly surveillance<br />

audits prescribed by the <strong>FSC</strong> system control its<br />

effectiveness and implementation.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 7


3<br />

3<br />

3<br />

3<br />

3<br />

3<br />

3<br />

Main elements of <strong>FSC</strong><br />

Dialog<br />

basic process for credible standard<br />

development. Members and<br />

Stakeholders express their needs<br />

and come to conclusions within<br />

a 3-chamber-approch with fair<br />

participation of all partners.<br />

Standards<br />

sets out the minimal requirements<br />

for forest management in its<br />

ecological, economic and<br />

social dimension, that need to<br />

be complied with by the forest<br />

manager and against which<br />

certification assessments are<br />

made.<br />

Certification<br />

process to determine if a<br />

standard has been met or not.<br />

Independent auditors (certifiers<br />

verify compliance with standards<br />

annually).<br />

Accreditation –<br />

“certification of certifiers”<br />

Mechanism to check and ensure<br />

that certification bodies are<br />

qualified and trustworthy.<br />

Chain of Custody –<br />

or product supply chain<br />

Verification through the supply<br />

chain guarantees that a particular<br />

product comes from a well-<br />

managed forest.<br />

Controlled Wood<br />

controls the non-certified timber<br />

content in <strong>FSC</strong> certified products<br />

beyond legal requirements, which<br />

enable manufacturers and traders<br />

to avoid unacceptable timber and<br />

timber products.<br />

Labelling rules<br />

specify the conditions under which<br />

labels can be used by a certified<br />

forest owner or company. The<br />

forest owner cannot mark the<br />

wood with the <strong>FSC</strong>-Logo and<br />

promote it accordingly unless they<br />

have passed their audit. The Logo<br />

as well as the name “<strong>FSC</strong>” are<br />

registered trademarks.<br />

<strong>FSC</strong> certified forestry<br />

A crash course<br />

Understanding <strong>FSC</strong> certified forest management<br />

requires basic understanding of why it is<br />

not just the managing of resources.<br />

Sustainable forest management means managing<br />

a living organism with the intention of<br />

promoting growth and prosperity at all levels<br />

of the ecosystem and society. Here are the<br />

basics:<br />

FOREST INVENTORY<br />

Detailed registration of tree species, quality,<br />

distribution and volume (to judge how much<br />

of the resource can be harvested of each<br />

species).<br />

MAPPING<br />

Biological values, cultural values, watersheds<br />

and streams etc. (to know the specific location<br />

of what must be protected when planning<br />

the harvest).<br />

SELECTIVE HARVESTING<br />

Harvesting only a limited percentage of each<br />

species (to ensure natural regeneration of the<br />

whole species composition).<br />

SITE ADAPTED MANAGEMENT<br />

Using and promoting species and silvicultural<br />

systems based on the actual site (working<br />

with nature and not against nature).<br />

OPTIMIZING BY UTILIZATION<br />

Harvesting a lower volume of greater variety<br />

of species and products. (to avoid exploitation<br />

of the most commercial species and to ensure<br />

the balance of the ecosystem).<br />

REDUCED IMPACT LOGGING<br />

Felling direction, removing lianas, using the<br />

right equipment and skilled workers (to protect<br />

the harvest and standing trees from avoidable<br />

damage).<br />

REDUCED IMPACT EXTRACTION<br />

Planning a grid of tracks or using the right<br />

technology. (to make sure that the entire harvest<br />

is extracted and to minimize damages to<br />

the forest floors, hydrology, etc.).<br />

ROTATION<br />

Dividing the forest area into operating zones<br />

and rotating (up to 25 years) before returning<br />

(concentrating operations and thereby reducing<br />

costs and keeping impact on wildlife low).<br />

MONITORING<br />

Identifying indicators of the level of impact<br />

and monitoring them (to observe, measure<br />

and document that the operation is actually<br />

sustainable).<br />

CONSERVATION ZONES<br />

Designating certain parts (about 5%) to be left<br />

intact forever (to protect the most vulnerable<br />

and biologically valuable parts of the forest)<br />

RESERVES<br />

Protecting High Conservation Value <strong>Forest</strong>s<br />

(HCVF). Certain areas are so unique they<br />

must be protected entirely from any activity.<br />

BUFFER ZONES<br />

Between operation areas and areas of high<br />

conservation value (for example to protect<br />

streams and rivers).<br />

SOCIAL ASPECTS<br />

Providing proper education, safety equipment,<br />

respecting the rights of the labour force. (to<br />

improve practical forest operations and ensure<br />

the future of the forest industry).<br />

LOCAL CONSIDERATIONS<br />

Access to the forest, its beauty and resources,<br />

respecting neighbours (to ensure the people<br />

who live in and around the forest value it and<br />

take part in the protection of it).<br />

INDIGENOUS PEOPLE<br />

Protecting their livelihood, culture, respecting<br />

their inherited rights (to protect the few groups<br />

of people and minorities who still have an intact<br />

bloodline in the forest).<br />

It is a question of best practice<br />

8 | <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Changes on the ground<br />

Impacts of <strong>FSC</strong> in forests<br />

A Rainforest Alliance study conducted in 2005<br />

proves that <strong>FSC</strong> certification has a positive impact<br />

on worldwide forest management practices. The<br />

study examined Corrective Action Requests (CAR)<br />

of 129 certified operations in 21 countries 7) . CARs<br />

are conditions laid out by the certifying body that<br />

must be met in a certain period of time to validate<br />

certification. <strong>FSC</strong>-certification requires clear changes<br />

in certified forests once issues are addressed as<br />

a CAR.<br />

In the study certified forests were examined in<br />

South America, Central America and Mexico, Asia,<br />

New Zealand and Australia, USA and Canada and<br />

Europe. To get a better understanding for different<br />

conditions in these areas, the results were split into<br />

developed and developing countries.<br />

The results of the study (see graph below) show<br />

that <strong>FSC</strong>-certification leads to improvements in<br />

planning and monitoring in most <strong>FSC</strong>-certified for-<br />

Percentage of Rainforest<br />

Alliance certified forestry<br />

operations required to<br />

make changes during<br />

the certification process,<br />

shown for the ten issues<br />

most frequently requiring<br />

change. Comparison of<br />

less and more developed<br />

countries. Adapted from:<br />

Rainforest Alliance, 2005.<br />

ests. The impact on social aspects is much higher<br />

in less developed countries than in more developed<br />

countries. The most prevalent social impacts<br />

of <strong>FSC</strong>-certification were improved communication<br />

and conflict resolution with stakeholders, neighbours<br />

and communities, improved worker training<br />

and improved worker safety.<br />

Some environmental impacts of certification were<br />

improved riparian and aquatic management, improved<br />

treatment of sensitive sites and high conservation<br />

value forests and improved treatment of<br />

threatened and endangered species.<br />

Despite the presumption that sustainable forest<br />

management practises are more prevalent in more<br />

developed countries, the study shows clearly that<br />

in regards to environmental improvements <strong>FSC</strong><br />

has a significant impact in both developed and developing<br />

countries.<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Deanna Newsom,<br />

Research Coordinator<br />

at Yale University<br />

& TREES Program<br />

Associate at the<br />

Rainforest Alliance.<br />

At TREES she<br />

conducts research to<br />

better understand the<br />

effects of certification<br />

and to improve<br />

certification systems.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 9


Rebecca Butterfield<br />

Director of<br />

Evaluation and<br />

Research coordinates<br />

Rainforest Alliance<br />

efforts to quantify the<br />

impact of <strong>FSC</strong> and<br />

Rainforest Alliance<br />

certifications as<br />

well as Rainforest<br />

Alliance’s work in<br />

sustainable tourism.<br />

David Hughell<br />

Research and<br />

Geospatial Analyst,<br />

is a member of<br />

Rainforest Alliance’s<br />

Evaluation and<br />

Research team,<br />

providing analysis<br />

of satellite and other<br />

imagery, managing<br />

geographic refer-<br />

enced databases,<br />

and GPS support to<br />

Rainforest Alliance<br />

programs.<br />

Help for the rainforests<br />

<strong>FSC</strong> stops the burning off<br />

The Rainforest Alliance conducted a case study in<br />

the Peten region in Guatemala, to measure the impacts<br />

of <strong>FSC</strong> certification on forest conservation in<br />

the Maya Biosphere Reserve 8) .<br />

In 1990 the government of Guatemala created the<br />

Maya Biosphere Reserve (MBR) with over 2 million<br />

hectares in northern Petén. The primary motive<br />

was to combine conservation and sustainable use<br />

of natural and cultural resources and, in doing so,<br />

to maximize the ecological, economical and social<br />

benefits for Guatemala.<br />

For administrative purposes the MBR is divided<br />

into three zones with varying degrees of resource<br />

management: 1) Core protected area (CPA), designated<br />

for strict protection; 2) Multiple use zone<br />

(MUZ), designated for managed and sustainable<br />

low impact agriculture and the extraction of timber<br />

and non-timber forest resources; and 3) Buffer<br />

zone (BZ), a 15 km wide zone at the southern limits<br />

of the MBR where agriculture and land ownership<br />

are permitted.<br />

This move was controversial as many environmental<br />

groups lobbied for complete protected area status<br />

for the area and expressed concerns about allowing<br />

extractive activities within the reserve. In response,<br />

the Consejo Nacional de Areas Protegidas<br />

(CONAP) required that new forest concessions<br />

within the MUZ become <strong>FSC</strong>-certified within three<br />

years of the initial concession grant. The international<br />

NGO (Non-Governmental-Organization)<br />

Rainforest Alliance has been active in the Peten<br />

and specifically the MBR since 1996.<br />

First activities of Rainforest Alliance focused on<br />

training and outreach on <strong>FSC</strong> certification to nascent<br />

community groups and local NGOs involved<br />

in forest management activities. Thus by late 2007,<br />

Rainforest Alliance had certified 478.,000 hectares<br />

in the MBR, representing 60% of the multiple use<br />

zone and 23% of the total land base.<br />

To better understand the impact of <strong>FSC</strong> forest certification<br />

on forest conservation, Rainforest Alliance<br />

conducted a study where the deforestation rate and<br />

the occurrence of wildfires on <strong>FSC</strong> certified concessions<br />

were examined, and compared to those<br />

of other zones within the MBR with a different land<br />

use category.<br />

Picture: © Juan Carlos Reyes/ <strong>FSC</strong><br />

Improvements<br />

The following improvements in forest<br />

concession attributable to <strong>FSC</strong> certification<br />

have been identified 9)<br />

3 Creation of forest fire control and prevention<br />

plans, including a monitoring and patrol program,<br />

organization of fire brigades and fire fighting<br />

strategies, as well as training of personnel and<br />

purchase of adequate fire suppression equipment<br />

with support from the Guatemalan National System<br />

for the Prevention and Control of <strong>Forest</strong> Fires<br />

(SIPECIF)<br />

3 Reduced social conflict due to improved land use<br />

mapping and boundary definitions<br />

3 Creation of specialized committees within<br />

communities to manage fire suppression, forest<br />

inventory, timber extraction, and boundary patrols<br />

3 Formalization of rules and procedures governing<br />

outside collectors of non-timber forest products<br />

(often a historical source of illegal hunting and<br />

unintentional wildfires)<br />

3 Improved relations and collaboration with<br />

neighbouring communities over road use,<br />

maintenance and forest fire control<br />

3 Improvements in living and working conditions<br />

for forest workers including insurance, increased<br />

employment of safety equipment and use of labor<br />

contracts.<br />

10 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


The results showed that <strong>FSC</strong> certification has<br />

clearly played a pivotal role in protecting Petén’s<br />

forest resources and will have an increasingly important<br />

role in the future in maintaining forest cover<br />

in the MBR:<br />

3<br />

3<br />

From 2002 to 2007, the average annual<br />

deforestation rate for the entire MBR and also<br />

including the core protected areas was twenty<br />

times higher than the deforestation rate for<br />

the <strong>FSC</strong> certified concessions. If current rates<br />

of deforestation continue, the MBR will loose<br />

38% of its 1986 forest cover by 2050, with most<br />

of that loss within the western core protected<br />

areas and the buffer zone. In the future, the<br />

<strong>FSC</strong> certified forest concessions will contribute<br />

an increasing percentage of the remaining<br />

forest cover.<br />

Since 1998 the incidence of wildfires in the<br />

MBR has been variable (7% to 20% of forest<br />

area burnt annually), while the area burnt on<br />

<strong>FSC</strong> certified concessions has been a fraction<br />

of that and steadily dropped from 6.5% in<br />

1998 to 0,1% in 2007. While wildfire presence<br />

does not necessarily lead to land conversion<br />

or deforestation, repeated anthropic fires<br />

reduce forest cover, and significantly reduce<br />

the integrated economic potential of forest<br />

management derived from the collection of nontimber<br />

forest products (NTFP).<br />

The success of the <strong>FSC</strong> certified concessions in<br />

maintaining forest cover is likely due to the sustainable<br />

management practices required by <strong>FSC</strong> certification,<br />

as well as continued donor support and<br />

the activities of numerous government and nongovernment<br />

organizations to promote environmental<br />

awareness, community vigilance programs and<br />

sustainable economic activities.<br />

Right: Laguna des Tigre National Park under strict protection – logging is<br />

prohibited. Slash-and-burn farmers and illegal loggers already destroyed<br />

about half of the park´s forests. In contrast the <strong>FSC</strong> certified forest deep<br />

within the Maya Biosphere Reserve (Left). The Carmelita community<br />

managing the land harvest less than 2% of the forest a year. This access<br />

road was created two years ago – it demonstrates low impact logging<br />

(© Rainforest Alliance/ David Dudenhöfer).<br />

Strength in numbers<br />

ACOFOP<br />

The Association of <strong>Forest</strong> Communities of<br />

Petén (ACOFOP) is made up of 22 community<br />

organizations and aims to support socio-economic<br />

development and standard of living for<br />

their members by sustainable management<br />

of their forest resources. Besides educational<br />

measures and transfer of professional knowhow,<br />

ACOFOP successfully established market<br />

relations and encouraged the trade with nontimber-forest<br />

products such as medicinal plants,<br />

fruits and woven products. Since it´s foundation<br />

in 1995, ACOFOP has driven forward the<br />

extension of forest certification in the Reserve,<br />

established a good administrative structure<br />

and implemented effective tools for fire control<br />

and illegal logging. More than 14 000 people<br />

benefited directly from the sustainable forest<br />

use through education, salary above minimum,<br />

strong community structures and successful<br />

marketing of ACOFOP products.<br />

Picture: © ACOFOP/EED/ Wolfgang Wachenhausen<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 11


Peter Hirschberger<br />

4con <strong>Forest</strong><br />

Consulting worked<br />

several years for<br />

WWF with a focus<br />

on illegal logging and<br />

related trade. Other<br />

areas of expertise<br />

are forest certifica-<br />

tion, forests & climate<br />

change, bio energy,<br />

forest conservation.<br />

Illegal tropical timber<br />

A problem on European markets<br />

Illegal logging and related trade occurs when timber<br />

is harvested, transported, processed, bought<br />

or sold in violation of national or regional laws.<br />

Although generally portrayed as a problem in tropical<br />

forests, illegality also occurs in developed countries<br />

and economies in transition.<br />

Illegal logging for the demand of international markets<br />

has a particularly devastating effect on biodiversity.<br />

The main targets are the remaining highconservation-value<br />

forests, including protected<br />

areas, which contain highly valuable hardwood<br />

species that have been overexploited elsewhere.<br />

In tropical countries such as Indonesia and Brazil,<br />

illegal logging initiates the process of degradation<br />

and deforestation, which causes up to a quarter of<br />

global greenhouse gas emissions 10) . Improving forest<br />

governance and law enforcement is therefore<br />

the key issue in reducing emissions from deforestation<br />

and degradation.<br />

Illegal logging costs the global economy an estimated<br />

US$10-15 billion annually. According a<br />

report published by the American <strong>Forest</strong> & Paper<br />

Association, illegal logging depresses global timber<br />

prices by 7% to 16% 11) . An analysis of EU foreign<br />

trade data shows that nearly half of all tropical<br />

timber products imported in 2006 may come<br />

from illegal sources. Illegal tropical timber comes<br />

from West and Central Africa, South East Asia and<br />

Brazil. Main destinations within the EU are France,<br />

Spain, the Netherlands and Italy.<br />

The EU imports round and sawn wood and veneer<br />

from West and Central Africa. In addition, some EU<br />

countries import considerable amounts of charcoal<br />

from Nigeria, the country with the world’s highest<br />

deforestation rate. Imports from South East Asia<br />

mainly consist of furniture and other finished and<br />

semi-finished products, while imports from Brazil<br />

tend to be tropical sawn wood and plywood as well<br />

as finished products.<br />

However, a significant amount of EU imports of<br />

tropical timber comes from non-tropical countries.<br />

China’s timber imports have strongly increased<br />

over the last years, with most of these imports coming<br />

from countries and regions where illegal logging<br />

is widespread. Meanwhile, imports of finished tim-<br />

ber products from China into the EU have almost<br />

tripled between 2003 and 2006.<br />

To address illegal logging and related trade, the EU<br />

adopted the Action Plan on <strong>Forest</strong> Law Enforcement,<br />

Governance and Trade (FLEGT) in 2003. In 2007<br />

Ghana, Indonesia, Malaysia and Cameroon entered<br />

into formal negotiations of FLEGT partnership<br />

agreements, while negotiations with a number<br />

of West and Central African countries will start in<br />

2008.<br />

However, these partnership agreements, once implemented,<br />

will reduce illegal timber imports (tropical<br />

and non-tropical) into the EU by less than 10 %.<br />

The lion’s share of EU’s illegal timber imports come<br />

from countries not yet scheduled for negotiations:<br />

Brazil, China, Russia and many Eastern European<br />

countries. In addition, the FLEGT regulation only<br />

covers a limited range of products – round wood,<br />

sawn wood, plywood and veneer. For this reason,<br />

FLEGT can ban just 13 % of EU’s illegal timber imports<br />

from Indonesia.<br />

FLEGT may reduce direct imports of timber illegally<br />

logged in West and Central Africa. However, it may<br />

only shift the transport of illegal African timber from<br />

Europe to China, while products made from illegal<br />

African wood will still enter the European market<br />

via finished timber products from China. The EU<br />

commission is currently considering further legislation<br />

to address these loopholes. To have any real<br />

impact, additional legislation should cover all products<br />

made from wood and require that only legally<br />

harvested timber and timber products be placed on<br />

the European market 12)-14) .<br />

Credible forest certification is a tool already working<br />

to exclude illegal sources in the wood supply.<br />

Principle 1 of the <strong>FSC</strong> standard requires “compliance<br />

with laws, controlled by annual audits.” Chain<br />

of custody certification covers all types of products<br />

made from wood throughout the entire production<br />

process, and the controlled wood standard reduces<br />

the risk of illegal and other controversial sources in<br />

products with mixed <strong>FSC</strong> content. <strong>FSC</strong> recognizes<br />

the tremendous problems caused by illegal logging<br />

and hopes to reduce its prevalence through strict<br />

standards and monitoring.<br />

1 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Abdul and the teak furniture<br />

A story from Sulawesi<br />

In a crowded office shaded from the stifling midday<br />

sun the local heads of community organisations sit<br />

around a long table. There is very little space, they<br />

sit pressed shoulder to shoulder or stand along<br />

the walls, while others peer in from the doorway.<br />

Despite the humidity, the room is a bubble of chatter<br />

and laughter. There is palpable sense of confidence<br />

amongst these men and women, a feeling<br />

of communal strength and unity. One of the group<br />

bangs his fist on the table and exclaims “Tabang<br />

satu tanam sepulub (For every tree cut down, we<br />

plant ten!)” There is a chorus of approval from<br />

those around him.<br />

In the rich agricultural land of Konawe Selatan<br />

district that surrounds the port of Kendari in South<br />

East Sulawesi there is a remarkable success story<br />

which could spread to other areas of Indonesia.<br />

Koperasi Hulan Jaya Lestari (KHJL) is a co-operative<br />

for managing sustainable teak forests and<br />

the first co-operative in Indonesia to be awarded<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> (<strong>FSC</strong>) certification for<br />

the sustainability of the timber they produce. <strong>FSC</strong> is<br />

an organisation which sets international standards<br />

for forest management. Its aims are to promote environmentally<br />

appropriate, socially beneficial and<br />

economically viable management of the world´s<br />

forests. In developing countries, <strong>FSC</strong>-certified forestry<br />

has the potential to reduce rural poverty and<br />

curb illegal logging. In the last decade, organisations<br />

ranging from giant multinational corporations<br />

to small local communities, managing in total nearly<br />

1000 million hectares of forest in 77 countries,<br />

have been awarded <strong>FSC</strong> certificates. As of October<br />

2007, KHJL was the only certified co-operative producer<br />

of teak in Indonesia.<br />

“…the benefit of <strong>FSC</strong> certification is that the people<br />

are more aware about forest management. They<br />

receive free teak seeds and they know how to plant<br />

seedlings. They also understand their needs in the<br />

co-operative and the benefits they get from it – especially<br />

the benefits of annual dividend payments.<br />

The price we get for timber increases because of<br />

the cooperative; members can now re-build their<br />

houses, and there is better schooling for their children.<br />

We can show the government that illegal<br />

logging can be stopped. By 2015, we hope there<br />

will be no more poor people in Konawe Selatan…”<br />

(Abdul Harris Tamburaka, chairman of KHJL)<br />

Teak is a much sought after tropical hardwood.<br />

Famous for its durability, it is used for many purposes.<br />

But teak has one unrivalled quality which<br />

makes it uniquely different from other species. Due<br />

to unusually high oil-content, its wood is naturally<br />

water-repellent; it neither rots nor causes rust when<br />

in contact with metal, making it the timber of choice<br />

for the manufacture of outdoor furniture, flooring<br />

and boat decking.<br />

In 2003, the local people in Konawe Selatan started<br />

to plant the logging of their teak plantations, all<br />

of which are in privatelyowned<br />

small holdings. A<br />

total of nearly 200 farmers<br />

from 46 villages joined the<br />

cooperative. Together with<br />

a local NGO, the South<br />

Sulawesi <strong>Forest</strong> Network<br />

Institution (Jaringan Untuk<br />

Hutan or JAUH), KHJL invited<br />

<strong>FSC</strong> to begin certification<br />

of their plantations<br />

and, in May 2005, KHJL<br />

were finally awarded their<br />

certificate. Before certification<br />

KHJL members could<br />

only sell their teak at low<br />

prices – sometimes less<br />

than 50% of its true value.<br />

Now, with increasing im-<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Tim Lewis<br />

has been director and<br />

company secretary<br />

of Handcrafted Films<br />

Ltd. since 2006. He<br />

is a writer, photogra-<br />

pher and film maker.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 13


portance in international tropical wood and furniture<br />

markets given to certified evidence of sustainability<br />

and traceability, the teak sold by Konawe Selatan<br />

communities commands premiums high enough to<br />

sustain them economically.<br />

In previous years, illegal logging had all but decimated<br />

the forests throughout the region. This deforestation<br />

was, by and large, the results of vague and<br />

incoherent forest-use policies and laws – a situation<br />

exploited by corrupt forestry officials, often supported<br />

by the police and the military. Logging permits<br />

were handed out which generally contravened the<br />

regulations, did little to conserve the forests and<br />

added to the dubious reputation of Indonesian timber.<br />

One of the victories which came with KHJL´s<br />

<strong>FSC</strong> certification was the empowerment of the local<br />

community to protect and manage their own forests.<br />

Now the teak trees that grow in the fields and<br />

gardens of Konawe Selatan district not only provide<br />

villagers with a substantial improvement in income;<br />

they also serve as a model to persuade nearby<br />

communities to stop illegal logging.<br />

“... by protecting their environment, the children can<br />

benefit from the teak. In future, the generation can<br />

have better living conditions and can pay for their<br />

education. It won´t be a problem for them…” (Abdul<br />

Maal, local KHJL member and small furniture enterprise<br />

owner).<br />

Abdul Maal is a good example of how KHJL is improving<br />

the lives of villagers. A member of the coop-<br />

Tran and the garden furniture<br />

Tran is 26 yeas old and lives with his family in<br />

Vietnam. Like so many other Vietnamese men,<br />

he is supporting his family by himself and so must<br />

be regularly employed. When people like Tran<br />

want to work in Vietnam, they often have to accept<br />

poor working conditions, low wages and unstable<br />

employment.<br />

But Tran is one of the lucky Vietnamese people.<br />

For the past three years, he has worked with <strong>FSC</strong><br />

certified wood at a factory owned by Scancom.<br />

Here he is producing <strong>FSC</strong>-labelled garden furniture<br />

for western markets. And Tran produces<br />

the many pieces of garden furniture with a clear<br />

conscience. He knows that the <strong>FSC</strong> label on the<br />

wood means that the forests have been taken care<br />

of and that no more wood is logged than the forest<br />

itself can reproduce.<br />

erative since 2003, Abdul has started his own small<br />

business enterprise. An accomplished and skilful<br />

carpenter, he uses the off-cuts from the teak plantations<br />

to build furniture which is then sold locally to<br />

the inhabitants of Kendari. Trying to reach the front<br />

door of his house is much like beginning an assault<br />

course, you have to navigate your way through<br />

stacked teak doors, chairs, benches, panelling and<br />

wardrobes that fill his front garden. He stands with<br />

his hands on his hips and smiles at the fruits of his<br />

labour. This enterprise has allowed him to prosper,<br />

to Abdul, as with the other villagers in the district,<br />

the real story of their success is aimed at the future:<br />

making certain the younger generation understands<br />

the importance of their teak plantations.<br />

Since KHJL’s <strong>FSC</strong> certification, other communities<br />

have organised themselves. They have applied for<br />

small grants formed their own local initiatives and<br />

joined KHJL. Solidarity has made them more confident<br />

in applying for use of the land. For the first<br />

time these communities – previously some of the<br />

poorest in Indonesia – are planning for the future.<br />

A secure and sustainable livelihood means many<br />

things to these villagers: better schooling, better<br />

access to health and a better rural economy. This is<br />

only a small beginning, but an encouraging one.<br />

Pictures: © Tim Lewis/ Handcrafted Films.<br />

The factory that Tran works for has been a great<br />

success. There is a growing demand from garden<br />

furniture retailers for <strong>FSC</strong> labelled products because<br />

of the guarantee that it offers: forest workers<br />

safety and rights. This is why Tran knows that in<br />

the future he will have a goo d job that can provide<br />

enough for him and his family.<br />

Make sure you look for the <strong>FSC</strong> logo when you<br />

buy paper and wooded products to be sure that<br />

you are supporting better conditions in the forests<br />

for the people that depend on them around the<br />

world.<br />

Picture: Tran working for Scancom in Vietnam.©<br />

<strong>FSC</strong> Denmark<br />

14 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Trailblazer for sustainability<br />

The Roda Group in Bolivia<br />

Bolivia has seen the most rapid and comprehensive<br />

integration of <strong>FSC</strong> forestry principles of any country<br />

in the world. Since 1995, more than 2 million hectares<br />

of natural tropical forest has been certified.<br />

This area places Bolivia at the top among tropical<br />

countries in <strong>FSC</strong> protected natural forests.<br />

In less than a decade, the <strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong> (<strong>FSC</strong>) certification lets to Industria de<br />

Muebles Roda (IMR), of Santa Cruz, Bolivia grows<br />

an average over 30 % per year opening an international<br />

market in USA, UK, Europe and Mexico<br />

to certified products. IMR expects to reach over<br />

US$ 12 million in sales of <strong>FSC</strong> certified products<br />

by spring. The retail value of these products totals<br />

over US$25 million dollars.<br />

Since 1996, IMR, has been a regional catalyst<br />

and early innovator in <strong>FSC</strong> certified forestry in<br />

Latin America. By being the first to certify its forestry<br />

holdings, IMR as division of the Roda Group,<br />

spearheaded the greening of the country’s forest<br />

industry. The company currently manages more<br />

than one million hectars of natural tropical forest<br />

under <strong>FSC</strong> certification. Most of CIMAL/IMR’s certified<br />

concessions are located in Bolivia’s Chiquitano<br />

Dry <strong>Forest</strong>. Characterized by dry, thorny scrub and<br />

vegetation, the forest is considered one of the most<br />

biodiverse dry forests in the world. “Without <strong>FSC</strong><br />

we would not have a business today”, states IMR<br />

Marketing Director Robert Simeone. The company<br />

boosts 100% <strong>FSC</strong> certification of their forest lands<br />

and of the products it manufactures. “Everything<br />

we do and everyone in our organization is committed<br />

to <strong>FSC</strong> certification.”<br />

The diversification of species has been a key in this<br />

process. Before 1995, 80% of Bolivia’s wood product<br />

exports depended on only one specie, Mahogany.<br />

Today, market demand for <strong>FSC</strong> products opened<br />

the door for many of Bolivia’s most abundant albeit<br />

lesser-known wood species. This has been a key<br />

element to IMR’s success since sustainable forest<br />

management (SFM) is based on giving primary importance<br />

to a forest’s most abundant species and<br />

not just its commercially recognized species.<br />

According to Katherine Pierront, the Rainforest<br />

Alliance’s regional manager for South America,<br />

“IMR has not only complied with all of the conditions<br />

established in their certification contracts, but they<br />

strive to be leaders in all aspects of forest management<br />

and certification.” For example, the company<br />

is the only one in Bolivia that is harvesting and<br />

making use of tree branches, in addition to logs.<br />

IMR was the first company to implement guidelines<br />

for identifying high conservation value forests. The<br />

company has a comprehensive internal auditing<br />

system to monitor production, quality and the implementation<br />

of environmental and social guidelines.<br />

In 2006, the Roda Group was recognized as<br />

a Corporate Sustainable Standard-Setter, by the<br />

Rainforest Alliance. “The greatest satisfaction in<br />

the certification process is to know that we are doing<br />

things the right way,” said Cristobal Roda, CEO<br />

of Grupo Roda. “We are so convinced that this is<br />

the way to go that we will continue until we achieve<br />

a ‘certified country.’”<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Robert Simeone<br />

Sylvania <strong>Forest</strong>ry<br />

Consulting and<br />

Sales Director at<br />

Industria de Muebles<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 15<br />

Roda


Dr. Marion Karmann<br />

is working on develop-<br />

ment of criteria and<br />

indicators for certifica-<br />

tion of responsible<br />

forest management<br />

since 1989 for ITW<br />

and later for <strong>FSC</strong> IC<br />

and <strong>FSC</strong> Germany.<br />

Since January 2008<br />

she works in the new<br />

established monitoring<br />

and evaluation<br />

program..<br />

Think globally, act locally<br />

<strong>FSC</strong> helps to reduce poverty<br />

Efforts to reduce poverty gained new impetus from<br />

the UN Millennium Development Goals, aiming to<br />

drastically reduce the proportion of people suffering<br />

from hunger and living on less than one dollar<br />

a day. A significant number of these most marginalized<br />

people still have access to forests. The Center<br />

for International <strong>Forest</strong>ry Research (CIFOR) estimated<br />

in 2003 that at least 400 million people<br />

depend primarily on forests for subsistence and<br />

financial needs.<br />

<strong>Forest</strong>s offer great opportunities for poverty reduction,<br />

and responsible forest management (FM) can<br />

deliver long-term economic, environmental and<br />

social benefits for the rural poor. <strong>Forest</strong> based activities<br />

can support subsistence livelihoods (with<br />

forest products like mushrooms, honey, medicines,<br />

bush meat, fodder, fuel, and construction wood).<br />

Sometimes forest products and services are marketable<br />

regionally; they provide income from employment<br />

in formal and informal sectors as well as<br />

direct and indirect benefits.<br />

Third party certification of FM and related processes<br />

can offer many different benefits in addition to price<br />

premiums: improved market access for products,<br />

lowered costs to gain new clients, better organization<br />

of FM and of the people involved, consolidation<br />

of land tenure, and recognition of customary rights<br />

and local cultures. Additional ways that certification<br />

can benefit communities include increased effectiveness<br />

in FM, increased organization and marketing<br />

through institutional partnerships, systems<br />

of payment for ecosystem services, eco-tourism,<br />

and transfer payments based on Corporate Social<br />

Responsibility awareness of ethical trading. <strong>FSC</strong>certified<br />

forest products sometimes earn price premiums<br />

in international markets, though the sale of<br />

those products is dominated by large-scale commercial<br />

operations and so premiums rarely reach<br />

the local community 15) .<br />

Although currently only 5% of the area of <strong>FSC</strong><br />

certified forests is managed by communities, the<br />

number of communities involved is much larger:<br />

1 out of 7 <strong>FSC</strong> forest management certificates<br />

is held by a community. But the concept of <strong>FSC</strong><br />

certification was originally not designed for small<br />

operations. Therefore the value of certification to<br />

communities, especially in the South, is not always<br />

immediately evident due to insufficient investment<br />

capital, scale barriers to effective marketing of timber,<br />

environmental, technical and political barriers<br />

preventing the marketing of even non-timber forest<br />

products, limited market access and business<br />

know-how, and the cost of certification.<br />

Today <strong>FSC</strong> considers it a priority to address the<br />

needs of the small communities with regards to<br />

better understanding and managing the forests<br />

through special programs for group certification<br />

and for small and low intensity managed forests<br />

(SLIMFs). The SLIMFs program was developed<br />

to widen access to certification and to bring the<br />

resulting benefits to communities that would otherwise<br />

have difficulty getting certified. Still, the<br />

SLIMFs program is not the silver bullet; additional<br />

actions are needed. <strong>FSC</strong> is reviewing options for<br />

the development of a separate program that would<br />

identify community forest operations in <strong>FSC</strong> documents<br />

or through Fair Trade labelling for the products<br />

that come from small-scale, community based<br />

forest operations. <strong>FSC</strong> is also seeking to strengthen<br />

the social standards that are applied both in<br />

FM and in forest product processing operations.<br />

It appears reasonable that a small additional price<br />

premium for Community or Fair Trade labelled<br />

<strong>FSC</strong> products might emerge in some international<br />

markets. This, together with a possible social premium,<br />

could make the difference for community<br />

forest owners worldwide, strengthening their ability<br />

to compete in those international markets. <strong>FSC</strong><br />

is looking into the Fair Trade labelling umbrella organization<br />

FLO to assess the possibility of creating<br />

a double seal that would identify community based<br />

forest products.<br />

ScanCom took a proactive approach with <strong>FSC</strong> certification<br />

by being one of the first to produce <strong>FSC</strong><br />

garden furniture and thus commit to working with retailers<br />

willing to carry an established percentage of<br />

<strong>FSC</strong> products in their stores. By involving itself with<br />

environmental organizations such as WWF/VFTN,<br />

ScanCom has contributed to increasing awareness<br />

of environmental and social safeguards in the forest<br />

industry and helped to improve forest management.<br />

16 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Cooperate growth<br />

Scancom’s increased environmental and social<br />

awareness has required a large investment of financial<br />

resources, time and labor. However, it’s<br />

proven to be worth the costs because of the many<br />

benefits they’ve received. ScanCom was one of the<br />

first private organizations to receive the WWF “Gift<br />

to the Earth Award” in 2001. Because of its leadership<br />

in the marketplace, Scancom is more competitive<br />

and has gained credibility from retailers and<br />

consumers who are looking for ethical products. As<br />

the demand for <strong>FSC</strong> products grows worldwide,<br />

ScanCom is now one of the major suppliers who<br />

can supply the marketplace.<br />

“Act positively within the local community”<br />

ScanCom has a duty to act responsibly not only in<br />

the forest but also in the local communities where<br />

it operates. Adopting an <strong>FSC</strong> policy has pushed<br />

ScanCom to develop good labor policies and conditions<br />

for its employees. ScanCom Vietnam has<br />

financially supported 5,000 people directly and<br />

40,000 people indirectly. They work based on<br />

the ‘ScanCom International Social Accountability<br />

Standard’, which is a set of principles and criteria<br />

based on the SA8000 Standard of Social<br />

Accountability International (SAI).<br />

“Be an active part of the local development”<br />

ScanCom has been present in Brazil since 2002<br />

and employs around 1,000 people. There it represents<br />

one of the largest Eucalyptus sawmills<br />

worldwide. Increasing demand for <strong>FSC</strong> timber from<br />

the ScanCom Group provides many job opportunities<br />

in the poor state of Rio Grance do Sul and a<br />

new level of economic development in the region.<br />

“Besides the contribution of economic development,<br />

ScanCom is one of the best companies to work for,<br />

offering great benefits like health insurance, food<br />

subsidies, and a great working environment. Once<br />

our main focus was solely the client; now externally<br />

and internally, it is our employees” said Wenzel<br />

Nielsen, Managing Director of ScanCom Brazil.<br />

ScanCom’s strategy, which has worked towards<br />

<strong>FSC</strong> certification in all of their operations, has also<br />

positively affected Brazilian forests. They have done<br />

this by educating forest owners to the added value<br />

of <strong>FSC</strong>-certified forests. Wenzel Nielsen explains<br />

that “Scancom has, since the beginning, placed<br />

a strong focus on developing <strong>FSC</strong> certified forest<br />

suppliers. We estimate that more than 100.000<br />

hectares of Eucalyptus forests have been <strong>FSC</strong> certified<br />

in Brazil based on demand from Scancom.”<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Through environmental and social compliance<br />

ScanCom<br />

ScanCom is a young company, formed in 1995; with<br />

its head office is in Korsor, Denmark. It has production<br />

facilities in Vietnam, Indonesia, Brazil and sales organi-<br />

zations in the US, the UK and Germany. It sells garden<br />

furniture to some of the biggest retailers, supermarkets<br />

and DIY stores worldwide.<br />

Involvement with the <strong>FSC</strong> started in 1999, at a time<br />

when ScanCom’s customers were under pressure from<br />

environmental and social groups, to develop improved<br />

ethical policies with their suppliers. These expectations<br />

led Scancom to a radical change in their environmental<br />

and social policies, and enabled them to become a<br />

leader in this field.<br />

Today, ScanCom is a fast growing company, with more<br />

than 5,000 employees worldwide, and a turnover of<br />

more than 185 million dollars.<br />

Kai-Uwe Sielaff<br />

Sales and Marketing<br />

Director of Scancom<br />

International AVS<br />

Pictures:<br />

© Scancom<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 17


Sarah Price<br />

works at TFT’s office<br />

in Switzerland as<br />

Communication &<br />

Program Manager.<br />

She works to support<br />

a number of TFT’s<br />

projects around the<br />

world, while advancing<br />

the communications<br />

program for the<br />

organization. She<br />

holds a Master in<br />

<strong>Forest</strong> Science from<br />

Yale University.<br />

Sustainable forest management<br />

An example from the Congo Basin<br />

Respecting the rights of indigenous peoples is an<br />

essential component of implementing sustainable<br />

forest management. However, for many forest<br />

companies operating in culturally diverse tropical<br />

regions, just how to accomplish this goal is not obvious.<br />

For one company operating in the Republic<br />

of Congo, its pursuance of <strong>FSC</strong> certification has<br />

led to the development of new and innovative technologies<br />

and best practices for conducting responsible<br />

forest management in the region.<br />

Congolaise Industrielle des Bois (CIB) possesses<br />

long-term harvesting rights over four forest concessions<br />

in the Republic of Congo. The concessions<br />

cover about 1.3 million hectares of dense<br />

tropical rainforest. The forests are also home to<br />

26,700 people (2006), 9600 considered indigenous,<br />

of whom 50% are Mbendjele Pygmies that<br />

live throughout the forest concessions.<br />

With barriers in communication and culture, CIB’s<br />

quest to progressively pursue <strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong> (<strong>FSC</strong>) certification in all four concessions<br />

has led to the development of new techniques for<br />

consultation, conflict resolution and benefit sharing.<br />

In partnership with Tropical <strong>Forest</strong> Trust, <strong>Forest</strong><br />

Peoples Programme, London School of Economics<br />

and Helveta Ltd, over the last few years they have<br />

developed tools and practices which have empowered<br />

local indigenous people to get involved in<br />

CIB’s forest management decision making.<br />

Two of the key elements of CIB’s social program<br />

that evolved from this partnership are an indigenous<br />

peoples’ resource and cultural mapping pro-<br />

gramme and the development of an indigenous<br />

language radio station.<br />

The resource mapping component has involved<br />

the development of icon-based, GPS technology<br />

to enable illiterate people to conduct the mapping<br />

of key resources themselves. By locating and<br />

mapping forest areas important to their day-to-day<br />

lives, their culture or spiritual identity, CIB established<br />

a basis for communication between the people<br />

living throughout the forest and the company.<br />

With maps in their possession, the forest people<br />

have been able to come to an agreement with<br />

CIB on the protection of key resources. To date,<br />

all mapped areas and community resources have<br />

been formally protected by CIB and demarcated<br />

as such in the field.<br />

The indigenous language radio station, or ‘Biso na<br />

Biso’ (between us), is in the development stages. It<br />

will be staffed by indigenous people and aim to ensure<br />

that consistent communication channels are<br />

enhanced and maintained between the forest people<br />

and CIB. At press time, the radio station building<br />

has been constructed and radio equipment<br />

is in transit towards Pokola, Republic of Congo.<br />

Eventually the radio will broadcast throughout the<br />

region, to handheld, wind-up radios distributed to<br />

people within the forest. Broadcasting stories collected<br />

from local journalists, traditional music, and<br />

educational programs, the radio station will push<br />

the boundaries and norms of what it means to truly<br />

practice sustainable forest management in the<br />

tropics.<br />

Helveta GPS unit with<br />

symbolic language.<br />

Picture right:<br />

Old pygmy woman<br />

marking a sacred tree.<br />

©Tropical <strong>Forest</strong> Trust<br />

18 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Changing climate<br />

Effects on the <strong>FSC</strong><br />

<strong>FSC</strong> can be an important tool and means for climate<br />

change reduction via reduced deforestation and<br />

degradation in tropical countries. There are three<br />

important tasks that <strong>FSC</strong> can fulfil that a successful<br />

REDD (Reducing Emissions from Deforestation<br />

and Degradation) scheme needs. First, on the<br />

ground trusted operations will deliver real long term<br />

reduction in emissions. Secondly, <strong>FSC</strong> certification<br />

will include a role for the consumer countries. And<br />

thirdly, <strong>FSC</strong> certified timber plantations can supply<br />

wood when REDD is successful in reducing<br />

supply.<br />

The United Nations Framework Convention on<br />

Climate Chance (UNFCCC) is a relatively new powerful<br />

movement that tries to limit climate change by<br />

curbing Greenhouse Gas (GHG) emissions. The<br />

Kyoto protocol developed by the UNFCCC uses<br />

assigned caps on GHG emissions for each contributing<br />

country and allows trading of carbon between<br />

countries to fulfil their obligations.<br />

The latest tool discussed under UNFCCC is the so<br />

called REDD. This tool was adopted at the UNFCCC<br />

Conference of Parties no 13 in Bali, Indonesia in<br />

December 2007. The final text (Decision 2/CP.13)<br />

acknowledges incentives to reduce emissions from<br />

deforestation and forest degradation in developing<br />

countries as well as the role of conservation, sustainable<br />

management of forests and enhancement<br />

of forest carbon stocks in developing countries.<br />

Although the mechanism and details of how<br />

REDD should operate were left open in Bali, they<br />

developed a strong guiding principle for REDD:<br />

“Measurable, reportable and verifiable”. This has<br />

spurred many activities to quantify carbon and sustainable<br />

forest management (as mentioned in the<br />

Bali text). It is precisely this last point, quantifying<br />

sustainable forestry, in which <strong>FSC</strong> has more than<br />

10 years of experience.<br />

To date, international discussions on REDD have<br />

focused on technical requirements for quantifying<br />

emissions reductions, tracking forest cover change,<br />

and distributing financial incentives. Many (though<br />

not all) of these principles are also part of the <strong>FSC</strong><br />

certification scheme, e.g.:<br />

<strong>FSC</strong> Principle #1 compliance with national laws is<br />

linked to UNFCCC REDD rule to adhere to national<br />

circumstances;<br />

<strong>FSC</strong> Principle #3: Indigenous peoples’ rights is very<br />

much in line with the UNFCCC that addresses the<br />

needs of local and indigenous communities;<br />

<strong>FSC</strong> Principle #8: Monitoring and assessment<br />

is of course linked to the UNFCCC criteria of<br />

“Measurable, reportable and verifiable.”<br />

But more importantly, carbon payments or carbon<br />

trade under UNFCCC will only work if the public really<br />

trusts that carbon emissions are being reduced.<br />

Currently, the climate community does not believe<br />

in the ability of the forest community to deliver real<br />

and tangible reductions in carbon emissions, which<br />

hampers progress. So how can a relatively new<br />

framework like UNFCCC, which often has no connection<br />

to the forestry agencies in different countries,<br />

get on the ground evidence that reductions<br />

are real and rewards can be paid?<br />

Here is where <strong>FSC</strong> has long and hard won experience.<br />

<strong>FSC</strong> certification is granted only after professional<br />

third party assessors have visited the site(s)<br />

in question and are satisfied that the ten principles<br />

and criteria have been fulfilled, and the sites will<br />

be reassessed every few years. This detailed and<br />

thorough evaluation of forest operations is a major<br />

component of <strong>FSC</strong>, and I think it is a structure that<br />

UNFCCC needs to use. The production of wood<br />

in <strong>FSC</strong> certified operations will emit considerably<br />

less carbon from their operations since logging is<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Pictures: © <strong>FSC</strong><br />

Fred Stolle<br />

Program manager<br />

for World Resouce<br />

Institutes (WRI) <strong>Forest</strong><br />

Landscape Objective,<br />

working on forest<br />

governance, forest<br />

changes, and their<br />

impacts on climate<br />

change, and biofuels<br />

issues in Southeast<br />

Asia, especially<br />

Indonesia.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 19


Andre de Freitas,<br />

Executive Director<br />

<strong>FSC</strong> International<br />

carried out with minimal impact to the surrounding<br />

stands of trees. <strong>FSC</strong> in the tropics could thus be<br />

a method and label for successful REDD compliance.<br />

Rewards from the reduced emissions might<br />

then help to pay for bringing the forest up to <strong>FSC</strong><br />

standards.<br />

<strong>FSC</strong> can be an additional implementation body<br />

for REDD, because it is an organization that has<br />

proven its viability and trustworthiness, necessary<br />

qualities of a payment scheme like REDD.<br />

But there is more that <strong>FSC</strong> has that is necessary<br />

for REDD to succeed. REDD is now only focused<br />

on the role (and reward) that developing countries<br />

can play in decreasing carbon emissions from their<br />

forest operations. <strong>FSC</strong> takes a wider scope, brings<br />

in the demand of timber and carbon into the equation.<br />

It is important that developed countries also<br />

play their role in REDD by reducing their demand<br />

for unsustainable timber. If they don’t, it will hurt<br />

<strong>FSC</strong> in a changing climate<br />

<strong>FSC</strong> recognizes the critical role that forest ecosystems<br />

play in regulating the earth’s climate and that most forest<br />

ecosystems are also threatened by climate change.<br />

The recent UNFCCC Bali conference has also recog-<br />

nized the importance of forests in relation to this issue<br />

and stressed the potential for Reduced Emissions from<br />

Deforestation and Degradation (REDD).<br />

<strong>FSC</strong> believes that all forest and plantations should be<br />

managed in an ethical and responsible manner to credible<br />

social, environmental and economic standards. The <strong>FSC</strong><br />

Principles and Criteria are widely considered the ‘gold<br />

standard’ for forest management worldwide and it is argu-<br />

able that forests certified according to them are in line with<br />

the REDD approach adopted by UNFCCC.<br />

Due to the adoption of best practices and minimization<br />

of environmental impacts <strong>FSC</strong> certified tropical forests<br />

present a strong case for REDD, having a lower carbon<br />

impact than similar non certified production forests.<br />

Furthermore, by ensuring that these areas remain as<br />

forests in the long term, <strong>FSC</strong> certified tropical forests<br />

contribute to reduce deforestation. This happens because<br />

<strong>FSC</strong> certification helps to increase the value of forest land-<br />

REDD’s chances of succeeding because forest<br />

operators will continue with business as usual if<br />

it is profitable for them to do so. It is up to consumers<br />

and producers to change their practices in<br />

order for REDD to succeed. <strong>FSC</strong> certification can<br />

help consumers identify wood from sources with<br />

lower carbon emissions and give the option to governments<br />

to increase the demand for wood from<br />

low emissions operations, thus supporting REDD<br />

schemes.<br />

If REDD is successful and there is a reduction in<br />

wood produced from unsustainable sources, supply<br />

must increase from well-managed plantations<br />

in order to fulfil the demand for wood. <strong>FSC</strong> certified<br />

plantations could be the solution. Increased production<br />

by well-managed plantations is a necessity<br />

for providing wood to prevent the growth of less<br />

carbon friendly products like plastics.<br />

use, reducing the economic argument that often drives<br />

the conversion to other types of land-use in these regions.<br />

Even though not yet widely used for this purpose, <strong>FSC</strong><br />

certification can also be used to support the recognition<br />

of the carbon stored in protected forest areas, where the<br />

management objectives are related to conservation.<br />

The world’s tropical forests continue to be under intense<br />

pressure from other land-uses and from predatory logging,<br />

resulting in high carbon emissions, biodiversity loss and<br />

water pollution. In these regions, <strong>FSC</strong> certification is partic-<br />

ularly valuable to promote forest conservation and reduce<br />

forest based carbon emissions. However, efforts to stop<br />

deforestation and other forest-based mitigation activities<br />

should be seen in the context of being additional to, and<br />

not a substitute for, necessary reductions in greenhouse<br />

gas emissions from other sectors.<br />

<strong>FSC</strong> aims to promote the use or adoption of <strong>FSC</strong>’s <strong>Forest</strong><br />

<strong>Stewardship</strong> Standards and certification system as a<br />

means to assure co-benefits and as a pre-requisite for any<br />

carbon financing or financial incentives for forest related<br />

climate change mitigation approaches.<br />

20 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


The jaguars lounge<br />

<strong>FSC</strong> in Bolivia<br />

Bolivia ranks among the top countries in the world in<br />

area of natural forests under <strong>FSC</strong> certified management,<br />

sixth for its coverage of tropical forests, and<br />

among the top ten for its biodiversity. <strong>Forest</strong>s managed<br />

for timber range from the wet Andean foothills<br />

to the drier lowlands, and most of them have good<br />

conservation status, harboring jaguars and many<br />

other threatened species. These timber management<br />

areas still form large forest blocks that are<br />

functionally important as source of biodiversity and<br />

ecosystem services, but they are threatened by the<br />

expansion of industrial crops, intensive ranching,<br />

and unplanned colonization.<br />

The “Chiquitano” or Bolivian lowland dry forest is a<br />

seasonal tropical forest spread on the Precambrian<br />

shield, associated hills and plains of eastern Bolivia,<br />

northern Paraguay and western Brazil. It also occurs<br />

as isolated patches on dry Andean slopes,<br />

as evidence of a wider distribution during drier climatic<br />

ages. Because of deforestation rates and its<br />

high biodiversity, it is considered an endangered<br />

ecoregion and a conservation priority at global and<br />

regional levels. An assessment made in 2005 by<br />

the Chiquitano <strong>Forest</strong> Conservation Foundation<br />

(FCBC) and The Nature Conservancy (TNC) defined<br />

a 24 million hectare range for this ecoregion<br />

in three countries (66% Bolivia, 26% Brazil, 7%<br />

Paraguay). They also estimated that 15 million<br />

hectare of forests still remain (92% Bolivia, 2%<br />

Brazil, 6% Paraguay) and categorized the relative<br />

value of forest patches, ecological gradients, and<br />

the landscape matrix for biodiversity, connectivity<br />

and ecosystem function. This analysis showed that<br />

the most extensive and least disturbed Chiquitano<br />

forest is found in Bolivia, and suggested that its<br />

functional attributes may be maintained if protected<br />

areas, indigenous territories and forestry operations<br />

(certified and not) are appropriately managed<br />

according to soil and climate limitations.<br />

One of the areas predicted as key for its ecological<br />

value was the El Encanto forestry concession,<br />

where in 2006 the Wildlife Conservation Society<br />

conducted a two-month systematic survey of mammals<br />

by camera-trapping. The study used 20 camera<br />

stations and covered 36 km² of forest including<br />

a riverine reserve and a selectively logged area. Its<br />

results showed a high abundance of tapirs, and the<br />

presence of six species of cats (jaguar, puma, ocelot,<br />

margay, yaguarundi and Geoffroy’s cat), two<br />

brocket deer (red and brown), the rare bush dog,<br />

and three species of vulnerable game birds (bare<br />

faced curassow, piping guan, and rusty margined<br />

guan). This wildlife richness seemed to be a consequence<br />

of the size of the forest stand (part of a<br />

2 million ha forest block), the availability of critical<br />

resources (dry-season water sources, salt licks,<br />

fruits from the riverine forest, etc.) and the protection<br />

from hunting provided by the certified forestry<br />

operation.<br />

Findings from this kind of assessment have<br />

been applied by the Bolivian <strong>Council</strong> for <strong>Forest</strong><br />

Certification (CFV) to develop national standards<br />

for <strong>FSC</strong> certification and to guide the management<br />

of high conservation value forests. To date, Bolivia<br />

has over two million hectares of certified natural forests,<br />

half of that in the Chiquitano dry forest, which<br />

allows several private enterprises to sell value-added<br />

products to certified markets. However, several<br />

million hectares more are legally or illegally logged<br />

with little economic returns for their community or<br />

small private owners. The forest is then converted<br />

to other uses that usually exhaust the soil, alter water<br />

regimes and produce negative impacts on the<br />

landscape. To prevent the loss of this natural capital<br />

it is necessary to facilitate the certification process<br />

for small stakeholders and to educate consumers<br />

so they understand the value of the Chiquitano<br />

forest products.<br />

Picture: Jaguar observed in the Chiquitano Dry <strong>Forest</strong>.<br />

© Wildlife Conservation Society<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Damián I. Rumiz<br />

Coordinator of the<br />

Wildlife Conservation<br />

Society, Bolivia,<br />

Planning Ecologist<br />

in Chiquitano <strong>Forest</strong><br />

Conservation<br />

Foundation Project,<br />

Board Director of the<br />

Bolivian <strong>Council</strong> for<br />

<strong>Forest</strong> Certification<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 1


Yati A. Bun<br />

<strong>FSC</strong> Contact Person<br />

in Papua New Guinea<br />

and member of<br />

Foundation for People<br />

and Community<br />

Development (FPCD)<br />

and Israel F. Bewang,<br />

FPCD, Papua New<br />

Guinea<br />

Hope for people and forests<br />

<strong>FSC</strong> and forestry in Papua New Guinea<br />

<strong>Forest</strong>ry Problems in PNG<br />

Since Papua New Guinea (PNG) became independent<br />

from Australia in 1975, sustainable forest<br />

management (SFM) has not been widely practiced<br />

in the country. The 2007 ITTO Diagnostic Mission<br />

report of PNG highlighted that PNG has a long<br />

way to go in achieving the ITTO Objective 2000,<br />

in which member countries are expected to trade<br />

from SFM areas. The same report mentions that<br />

harvesting laws are not implemented, due primarily<br />

to a lack of government capacity. Environmental<br />

safeguards are not being complied with during logging,<br />

which leaves behind environmental destruction,<br />

damaged waterways and unprecedented consequences<br />

for ecosystems.<br />

80% of PNG is covered with forests. 97% of the<br />

land is owned by the local indigenous people who<br />

must be consulted before any major changes in<br />

land use. However, this does not happen because<br />

landowner rights are being sold at low costs without<br />

accounting for the long-term impacts of logging.<br />

In addition, logging permits are only granted for<br />

the period of time that the land is logged, without<br />

considering sustainable criteria for the period after<br />

harvesting.<br />

<strong>FSC</strong> certification in PNG<br />

<strong>Forest</strong> certification was introduced in 1993 when<br />

a nationwide survey was conducted to gather the<br />

opinions of stakeholders on forest certification in<br />

PNG. The first <strong>FSC</strong>-certificate was issued in 1994<br />

to a community owned forest as part of the Bainings<br />

project in East New Britain, which was adminis-<br />

Shymala and the rubber trees<br />

Shymala is 57 years old and lives in the southern part of<br />

India, and she will retire in one year. She is known as a<br />

strong women and has been a leader for more than 34<br />

years in a rubber factory in New Ambadi. The factory pro-<br />

duces balloons, shoes and rubber balls from the rubber<br />

trees in a local <strong>FSC</strong> forest.<br />

The rubber factory receives a higher price for the <strong>FSC</strong><br />

products on the condition that the money is reinvested to<br />

improve the conditions for the local workers. The workers<br />

helped decide how the money should be spent, and they<br />

decided to pay for their children’s education. Shymala’s<br />

tered by the then Pacific Heritage Foundation. This<br />

operation ceased because of a volcanic eruption in<br />

1996. Also in 1996 a national <strong>FSC</strong> Working Group<br />

was established. The writer was appointed as<br />

the national coordinator to develop National <strong>FSC</strong><br />

Standards for PNG.<br />

Why did FPCD take the initiative<br />

to help solve the forest issue?<br />

Currently there are two group certifications in place<br />

that cover community forests of around 30,000 ha<br />

in total. One certificate is managed by Foundation<br />

for People and Community Development (FPCD).<br />

FPCD is a local NGO established in 1992 with the<br />

mission to help improve and enhance the quality<br />

of life of the local people. Its goal is to encourage<br />

PNG indigenous people to practice sustainable<br />

forest management (SFM) in their forests for social,<br />

economic and environmental benefits.<br />

Instead of simply criticizing what the government<br />

and the forest industry are doing, FPCD works to<br />

solve problems concerning PNG’s forests and is<br />

taking the initiative to find a way forward. One of the<br />

main problems was the lack of SFM in the country<br />

and the exclusion of forest landowners from forest<br />

management. FPCD is teaching forest landowners<br />

to practice SFM on their own and helping them<br />

market their forest products to get fair prices.<br />

FPCD saw that <strong>FSC</strong> brings stakeholders together,<br />

making it an effective system to improve forestry<br />

practices. Landowners in PNG will not be marginalised<br />

under <strong>FSC</strong> system and, for the first time,<br />

landowners will be on the same level as all the<br />

grandchild Roopa can finally get the opportunity to train<br />

as a nurse, her lifelong dream.<br />

To Shymala and her granddaughter Roopa, <strong>FSC</strong> is not<br />

only about preserving the forest but also about making<br />

their dreams come true.<br />

Make sure you look for the <strong>FSC</strong> logo when you buy paper<br />

and wooded products to be certain that you are supporting<br />

better conditions in the forests for the people that depend<br />

on them around the world.<br />

Picture:© <strong>FSC</strong> Denmark<br />

| <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Picture: Certified timber shipped on 4 canoes down stream<br />

to road side for pickup with truck to town for eventual<br />

export in Papua Neuguinea. © Foundation for People and<br />

Community Development.<br />

other stakeholders. <strong>FSC</strong> empowers landowners<br />

to have a say in the development of their forest<br />

resources.<br />

<strong>FSC</strong> appears to suit PNG society very well. In particular<br />

the land tenure system has already shown<br />

that SFM can be administered with the certification<br />

of landowner groups in PNG. The group certification<br />

of FPCD started in 2007 with four communities<br />

in Madang province, and many more landowner<br />

groups are lining up to join this group outside<br />

Madang.<br />

Obstacles for <strong>Forest</strong> Certification<br />

One of the major obstacles for <strong>FSC</strong> certification is a<br />

lack of demand for certified timber from PNG. The<br />

government itself does not adequately support <strong>FSC</strong><br />

certification, and there is a lack of public pressure<br />

against the forest industry.<br />

What could change through <strong>FSC</strong> certification<br />

First, <strong>FSC</strong> certification will enable landowners to<br />

take charge of forestry management on their land.<br />

They will not be marginalized in decisions regarding<br />

their forests. Second, <strong>FSC</strong> certification will enable<br />

landowners to receive the full benefits from the<br />

management of their forests including a sustainable<br />

source of income. Additionally <strong>FSC</strong> certification will<br />

instil sustainable forest management practices and<br />

end illegal logging in PNG.<br />

Carlos and the trees.<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

“When I was 15, my big brother Hector taught me how to use a chain<br />

saw so I could help my family earn money by cutting down trees. He<br />

was also the one who helped me get a position in the local group of<br />

forest owners who sell wood from Rio Viejo – the small village where<br />

I was born. My brother left the group because business was slow, but<br />

the rest of us kept on working and in 1997 we decided to certify our<br />

forest when we heard about <strong>FSC</strong>.<br />

We liked the idea of <strong>FSC</strong> certification but had no idea how we would<br />

make anybody buy the certified wood. At the same time several large<br />

privately owned companies got access to export wood from our area.<br />

This meant that a lot of forest disappeared and the prices for wood<br />

were very low.<br />

Things weren’t looking too good for our small business and we were<br />

very close to giving up. But then an offer came along that would change<br />

everything. The Danish environmental organisation Nepenthes came<br />

to us and offered us a marked contract that would secure us with long<br />

term business relationships with Danish companies that wanted to<br />

buy certified wood.<br />

Picture: Carlos from Honduras. © Miriam Dalsgaard<br />

The help from Nepenthes made everything different - for us and for<br />

the forest. We get a better price for the wood and there is an increas-<br />

ing demand for lesser known species which makes the forest much<br />

more valuable to us now. As a result we contributed to marking the<br />

forests boarders clearly, and we are keeping settlers and illegal forest<br />

workers out of that area. On top of this I can now afford to live in a<br />

brick house and send my daughter Yasmin to school.<br />

There is still a lot of illegal and unsustainable logging in Honduras, but<br />

our story shows that a win-win situation actually can be created - both<br />

for the environment and for the humans living in it.”<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 23


Fonvinyuh<br />

Gordian Fanso<br />

Project officer at the<br />

<strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong> International<br />

Centre, Bonn. Works<br />

with a Public Private<br />

Partnership project<br />

between <strong>FSC</strong>, GTZ,<br />

IKEA, StoraEnso and<br />

ASI<br />

The Lomie community forest<br />

in the eastern province of Cameroon<br />

Lomie is a small town in the middle of the rainforest<br />

and a prominent administrative town in the<br />

Department of Haut Nyong, Eastern Province of<br />

Cameroon. The local people are made up of two<br />

main ethnic groups; the Nzime (Bantou people)<br />

and the Baka (Pygmy people). They have strong<br />

links with the forest and depend on it for their food<br />

and livelihood. In an effort to take advantage of<br />

the 1994 forest law No94/01 and its subsequent<br />

implementation decree, the Lomie community forests<br />

of Medjoh,Ngola and Haut Nyong were established.<br />

The 1994 forest law, which is seen as<br />

the second revision of laws governing the forest<br />

sector in Cameroon, is the law that revolutionised<br />

the Cameroonian forest sector (Ekoko, 2001).<br />

It divided the forest estate into Permanent and<br />

Non Permanent forest and amongst other changes<br />

brought about community forestry not only to<br />

Cameroon but to the Sub-Saharan region of Africa<br />

(ODI, 2002).<br />

After its establishment, the Lomie community forests<br />

of Medjoh, Ngola were faced with several<br />

challenges. These range from financial, technical,<br />

social and cultural problems, to responsibly managing<br />

and marketing their forest resources. These<br />

problems are not just specific to the Lomie community<br />

in the eastern province of Cameroon, but also<br />

to other community forest initiative in the Lomie district<br />

and the rest of the country. The problems communities<br />

faced in establishing and operating community<br />

forests in Cameroon has led some scholars<br />

to question whether communities in Cameroon are<br />

ready for community forest initiatives like the one<br />

seen here, which focuses on timber exploitation.<br />

To meet these challenges, the locals of these<br />

communities came up with the idea of a Business<br />

Service Provider (BSP), intended to act and mediate<br />

on behalf of the communities on matters of<br />

responsible forest management and marketing<br />

their forest products. This BSP goes by the French<br />

acronym SCNIC. This BSP is now a reality and a<br />

source of pride for the locals. This is not only because<br />

it is able to link both the Pygmy and Nzimie<br />

people to the national and international markets,<br />

but also because it is a local initiative of the communities<br />

for the communities.<br />

The major challenge for them now is moving towards<br />

responsible forest management and subsequently<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> (<strong>FSC</strong>) certification.<br />

<strong>FSC</strong> certification will bring about major<br />

improvement in the lives of community residents<br />

and forest workers in the Lomie community forest.<br />

One example of a possible improvement could be<br />

a rule against women transporting wood on their<br />

heads from forest to storage areas, which causes<br />

grave neck and back problems. Increased revenues<br />

can be expected from the sale of certified<br />

community timber, especially given the discussion<br />

of identification of community timber in the marketplace.<br />

Another major advantage is that <strong>FSC</strong> certification<br />

will bring about a certain degree of resource<br />

tenure. It is rarely the case in francophone Africa<br />

that local communities can have a significant say<br />

on land matters. The <strong>FSC</strong> certificate demands<br />

management plans give communities a certain<br />

degree of long term security of their land and resource.<br />

With <strong>FSC</strong> certification there is also hope<br />

that these communities can safeguard their forest<br />

resources for future generations. It remains to be<br />

seen whether this will be another success story.<br />

Picture: Baka pygmy community living in the Lomie<br />

Community <strong>Forest</strong>. © Gordian Fanso<br />

24 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Lesser known species<br />

A largely untapped potential<br />

Tropical forests contain an incredible number of<br />

tree species. This species richness is reflected in<br />

the variety of tropical timber products, which vary in<br />

colour from black to warm yellow and even bright<br />

purple and green. Every species has its own specific<br />

characteristics (strength, durability, working<br />

properties) and thus is suited for distinct purposes.<br />

Unfortunately the vast majority of traditional timber<br />

traders consider variety a problem. For many<br />

products, only one timber species is acceptable.<br />

But only harvesting one or two species in a highly<br />

diverse rainforest throws the ecosystem out of balance<br />

and is an unsustainable practice. In responsibly<br />

managed tropical rainforests, low volumes of a<br />

variety of species are harvested, which preserves<br />

the biodiversity and species distribution.<br />

Precious Woods is Europe’s market leader in tropical<br />

<strong>FSC</strong>-timber, as well as so-called “Lesser Known<br />

Species”. The company has gained this position by<br />

recognizing the natural variety in timbers as a positive<br />

attribute and by realizing the full potential of<br />

what different timbers have to offer. Currently 55<br />

different species from its Brazilian operations are<br />

found on its yards in the Netherlands. Some species<br />

have been promoted so effectively that they<br />

are no longer Lesser Known Species. This is the<br />

case even for very difficult applications such as<br />

window frames.<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Introducing new species is typically a slow process.<br />

First, the company identifies promising timbers<br />

found in the rainforests in large enough volumes.<br />

Experts take a first look at the timber and then test<br />

it to see if the material is easy to dry, saw, plane,<br />

glue, etc. Often further tests by specialised institutes<br />

are necessary either because independent information<br />

is needed or to have to timber accepted<br />

under a contingency fund.<br />

When all tests come out positive, partners are<br />

sought to test the wood. The process costs a fair<br />

amount, especially if a timber species eventually<br />

fails the test. Precious Woods would not have been<br />

able to introduce so many new species had it not<br />

been for its large number of committed partners<br />

willing to share some of the costs and risks. These<br />

partners use new timbers in bridges, cladding or<br />

beautiful interior applications.<br />

Precious Woods is convinced that the market share<br />

of Lesser Known Species will continue to grow. This<br />

will happen partly out of necessity due to increasing<br />

shortages in traditional timber species and partly<br />

because the new species have so much to offer.<br />

This is good news. Economically viable responsible<br />

forest management depends on making good use<br />

of what the forests can provide. Precious Woods<br />

and its increasing European network of partners<br />

will do their best to continue to lead the way.<br />

Arnold van Kreveld<br />

Head of Marketing<br />

and Sustainability<br />

for Precious Woods<br />

Europe<br />

Picture: <strong>FSC</strong> Cumaru<br />

balconies at a private<br />

luxury home on the<br />

Starnberger See,<br />

Germany<br />

´Terrace System`<br />

Hartmann<br />

Munich, Germany<br />

© Precious Woods<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 5


Bettina Gilomen<br />

Head of Marketing for<br />

the Precious Woods<br />

Holding<br />

Surprising facts<br />

about responsible forest management<br />

Did you know that according to <strong>FSC</strong> criteria, responsible<br />

forest management in tropical forests<br />

leaves most of the forest untouched? Only a few<br />

trees per hectare are harvested. Here are some<br />

surprising facts about reforestation and responsible<br />

forest management at Precious Woods, which<br />

has been harvesting in tropical forests since 1990:<br />

In the existing natural forests of Precious Woods<br />

Brazil, every tree with a diameter of 40 cm is identified,<br />

marked and recorded in computer files. This<br />

means that millions of trees are identified and<br />

monitored over decades.<br />

3<br />

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Some 25% of the forests of Precious Woods<br />

Brazil are set aside as preservation areas.<br />

At least 10% of the trees which could be<br />

harvested are left standing as seed bearers.<br />

Trees of religious or economic importance for<br />

the local population are not harvested.<br />

The Amazon forest contains over 80 different<br />

timber species, of which Precious Woods<br />

successfully sells more than 50 species,<br />

leaving a natural composition of species in the<br />

forest.<br />

Precious Woods harvests only 15-20 m_ (= 2-4<br />

trees) of round wood per hectare in each 25<br />

year rotation cycle.<br />

Directional felling minimizes damage to<br />

adjacent trees and leaves the surrounding area<br />

largely intact.<br />

To avoid damage to the forest floor, logs are<br />

winched to the nearest skid trail by steel cable.<br />

This significantly reduces the number of roads<br />

in the forest.<br />

Precious Woods’ plantations in Central America<br />

are interlaced with secondary forest remnants<br />

and native single trees and enhanced with<br />

fruit and flowering trees, transforming formerly<br />

impoverished landscapes into visually<br />

attractive, rich mosaics.<br />

Sustainable forest management according to<br />

<strong>FSC</strong> rules preserves not only flora and fauna, but<br />

also provides local employment and better living<br />

conditions.<br />

Precious Woods typically provides jobs<br />

in impoverished areas with few income<br />

opportunities. Most of the workforce originates<br />

from the immediate vicinity. In Brazil the<br />

majority of the jobs represent permanent,<br />

long-term employment. Additionally,<br />

Precious Woods can offer temporary working<br />

opportunities in the harvest season.<br />

In many forest areas, Precious Woods has built<br />

schools for the children of its employees, as<br />

well as hospitals.<br />

Precious Woods regularly trains its employees<br />

in equipment maintenance, safety and<br />

waste disposal, disease prevention, anger<br />

management and first aid.<br />

Precious Woods Para offers a 24 hour<br />

emergency medical care to their workers<br />

nearby local communities.<br />

Through a partnership between Precious<br />

Woods Amazon and the local branch of Banco<br />

do Brasil, employees have access to a microcredit<br />

scheme.<br />

Through a joint project between AVIVE<br />

(Associação Vida Verde da Amazônia), WWF<br />

and Care, local families receive direct payment<br />

for collecting fruits and seeds.<br />

Picture: Felling activities in accordance to <strong>FSC</strong> standards.<br />

© Precious Woods.<br />

6 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)<br />

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Ruben and the guitar<br />

<strong>FSC</strong> certified musical instruments<br />

Ruben Gomes is a man with special ambitions. He<br />

wants to teach children and young people how to<br />

take care of the environment and provide jobs for the<br />

local area. Subsequently he rearranged his home<br />

in the big city of Manaus in Brazil to fit the needs<br />

of a school where children and young people learn<br />

how to build guitars from responsibly sourced wood<br />

as certified by <strong>FSC</strong>. At the same time he teaches<br />

them about ecology and responsible forestry.<br />

And Ruben’s project is important. The area around<br />

Amazonas is home to the world’s fastest growing<br />

population. During the last ten years the population<br />

grew from 850.000 to 1.5 million people. As a result<br />

large areas of forests are being used and unemployment<br />

is soaring.<br />

Ruben and his colleagues saw <strong>FSC</strong> as a good solution<br />

to the many problems. By focusing on wellmanaged<br />

forestry they could create jobs and still<br />

protect the surrounding nature.<br />

The school has grown a lot since the beginning. It<br />

has become so big that Ruben and his wife Fatima<br />

had to move to the other side of the street to make<br />

room for the 70 students. For Ruben, the guitar is a<br />

symbol of hope and a more sustainable future.<br />

“Supervising the whole production process of the<br />

musical instruments under the <strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong>’s forest management standards allows the<br />

children to work as a group to become responsible<br />

for the whole process, from the forest to the finished<br />

product in the marketplace. Their heightened<br />

awareness of the value and benefit of these natural<br />

resources is improving theirs lives today, and will<br />

continue to do so in the future,” emphasizes Tasso<br />

Acevedo, Deputy Director of the <strong>Forest</strong> Policy Unit<br />

for Brazil´s National <strong>Forest</strong> Program.<br />

The program provides environmental as well as social<br />

benefits. Tasso Acevedo and Rubens Gomes,<br />

school director, conceived the project with the goal<br />

of extending the forest resource and promoting<br />

the use of lesser known <strong>FSC</strong>-certified woods that<br />

have the same performance characteristics as mahogany<br />

and cedar. By creating value for the use of<br />

these lesser-known species of <strong>FSC</strong>-certified wood,<br />

consumption pressures are spread over a greater<br />

number of trees per hectare, reducing the need for<br />

further encroachment into the forest.<br />

Rubens Gomes summarizes his work in the following<br />

way, “Certification not only gives us an entrance<br />

to the markets, it means a full education for our students,<br />

professionals and citizens. When we use a<br />

certified product, we can prove to ourselves and<br />

the world the responsibility we have in relation to<br />

the origin of the raw materials we use. At this point<br />

in time, <strong>FSC</strong> forest certification represents the best<br />

possible contribution to our region, one that helps<br />

us realize a breadth of social, environmental and<br />

economic benefits for this and future generations.”<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Rubens Gomes,<br />

Founder and director<br />

of Lutheria School in<br />

Amazonia<br />

Pictures: Students of<br />

the OELA are working<br />

on <strong>FSC</strong>-certified musi-<br />

cal instruments.<br />

© Rubens Gomes.<br />

The finished<br />

<strong>FSC</strong>-certified guitar.<br />

© Uwe Sayer<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 27


Mauricio Voivodic<br />

forester, Coordinator<br />

of <strong>Forest</strong> Certification<br />

at IMAFLORA,<br />

responsible for the<br />

certification in the<br />

Amazon region for the<br />

last five years, work-<br />

ing both with com-<br />

munities and large<br />

operations<br />

Hindered by governance<br />

A scenery in the Brazilian Amazon<br />

When world governments and the UN recently recognized<br />

that deforestation and ecosystem degradation<br />

contribute substantially to human-caused<br />

greenhouse gas emissions, it brought significant<br />

attention to tropical forests, especially the Amazon.<br />

The conservation of the Amazon is important not<br />

only at the local and regional levels (to sustain ecosystem<br />

services and promote the livelihoods of the<br />

local population; conservation is now also crucial<br />

at the global level to mitigate climate change.<br />

Sustainable forest management in the Amazon<br />

plays a very important role in this goal of conservation,<br />

since the creation of protected areas is not<br />

enough to avoid the encroachment of deforestation.<br />

The forests must be used in an economically<br />

viable and sustainable way in order to stop the<br />

conversion of forests to other non-forest economic<br />

uses. In this context, the <strong>FSC</strong> certification fits this<br />

conservation goal as a powerful instrument to ensure<br />

the economic benefits from sustainable forest<br />

management.<br />

Although the above observations might seem<br />

very obvious to most readers, the situation in the<br />

Brazilian Amazon is now heading in the opposite<br />

direction. After a period of intensive growth of the<br />

<strong>FSC</strong> certification in the Amazon (2001 – 2005),<br />

last year was the first with no new certificates for<br />

forest enterprises 16) . Moreover, in the last 2 years,<br />

six companies of the timber sector had their <strong>FSC</strong><br />

certificates suspended. On the other hand, illegal<br />

logging is still responsible for the large majority of<br />

timber production in the Amazon: in 2005 the environmental<br />

federal agency (IBAMA) estimated that<br />

62% of timber production in the region was coming<br />

from predatory sources 17) (illegal + legal deforestation).<br />

Although there is no updated estimate, there<br />

is no reason to believe that this situation has really<br />

changed – at least not for better.<br />

Along with sustainable forest management, <strong>FSC</strong><br />

certification in the Brazilian Amazon has stagnated.<br />

The chaotic situation of land tenure and property<br />

rights in the region is the main bottleneck for<br />

the implementation of sustainable forest management<br />

and the expansion of <strong>FSC</strong> certification. In addition,<br />

the continuous valorization of the Brazilian<br />

currency Real in relation to US Dollar reduces the<br />

incentives for exports and steers the sector to the<br />

domestic market, where the demand for <strong>FSC</strong> wood<br />

is lower.<br />

An institutional change in the land tenure regulation<br />

in December 2004 18) presented the forestry<br />

sector in the Amazon with a predictable and very<br />

serious problem: most of the timber has been<br />

produced on unclaimed land, without any formal<br />

property recognition other than the so called “possession<br />

titles”. Before this regulation, possession<br />

titles were accepted for the licensing of forest management<br />

plans, but as from December 2004 those<br />

titles were no longer valid. This “simple” change<br />

resulted in a very difficult situation, since there is<br />

not enough private land with property land titles for<br />

the timber production in the Amazon: only 4% of<br />

the total area is private.<br />

The Brazilian <strong>Forest</strong> Service, created in March<br />

2006 with the approval of the <strong>Forest</strong>ry Concession<br />

Law, is deeply engaged in overcoming this situation.<br />

The forestry concession system has been<br />

presented as the only alternative to solve the land<br />

tenure issue. The approved concession law is a<br />

result of the participation of different stakeholders<br />

involved in the forestry sector, including representatives<br />

of local communities, environmentalists,<br />

NGOs and timber companies. Transparency and<br />

public participation during the different stages of<br />

the implementation of the law was an innovative<br />

step. The technical criteria for harvesting operations<br />

that the concessions will have to follow are<br />

expected to be very strict and in some aspects are<br />

very close to the <strong>FSC</strong> Principles and Criteria. The<br />

problem is that the implementation of the concession<br />

law is not an easy process in a country where<br />

some strong economic and political sectors still<br />

benefit from illegal logging and deforestation. The<br />

implementation is taking much more time than it<br />

was expected and maybe more time than the forestry<br />

sector can wait.<br />

Until then, timber companies find little or no security<br />

for new investments in sustainable forest<br />

management or <strong>FSC</strong> certification. This is a situation<br />

where <strong>FSC</strong> certification finds its limits. In the<br />

absence of some basic governance conditions<br />

- such as property and harvesting rights – <strong>FSC</strong><br />

certification may fail to be effective and will thus be<br />

hindered in playing a role as a conservation tool for<br />

tropical forests.<br />

28 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


The Brazilian Amazon<br />

Challenges for <strong>FSC</strong><br />

Logging in natural forests is vital to the fragile economy<br />

of the Brazilian Amazon. As the third major<br />

Amazonian economic activity in 2004, logging generated<br />

a total income of US$ 2.3 billion and 400,000<br />

jobs, representing 5% of all formal regional jobs.<br />

However, logging in Brazil is predatory, extensive,<br />

and depletes large extents of forests in an accelerated<br />

manner due to the infrequent implementation<br />

of sound forest management practices. Logging<br />

leads to the conversion of forests to ranches, agriculture<br />

and other uses since the extraction of high<br />

value species (mahogany, ipa cumaru, jatoba and<br />

massaranduba), and finances the construction of<br />

roads which increases access to new areas previously<br />

unreachable. In 2007, more than 1.1 million<br />

hectares of forests were logged according to<br />

data from Inpe (i.e., the Brazilian spatial research<br />

agency). This brings the total deforested area of the<br />

Certified Area (ha)<br />

Amazon up to 73 million hectares, an area greater<br />

than Belgium and the Netherlands combined. As of<br />

February 2008, according to data from <strong>FSC</strong> Brazil,<br />

3.27 million hectares of <strong>FSC</strong>-certified forests in the<br />

Brazilian Amazon are concentrated in the hands<br />

of 28 company or community forest enterprises.<br />

Almost half of this area (48%) is <strong>FSC</strong>-certified for<br />

NTFP production, while companies certified for<br />

timber production represent 37%, communities<br />

harvesting timber 1%, and forest plantations 14%<br />

(Figure 1). Unfortunately, certified areas are able<br />

to supply less than 3% of the demand for wood<br />

from the Amazonian sector. While certified enterprises<br />

represents less than 1% of the companies<br />

operating in the Amazon, as we can see in Figure<br />

1, certification for timber production has apparently<br />

stabilized in recent years.<br />

FM companies FM communities FM for NTFPs harvesting <strong>Forest</strong> plantations<br />

3.500.000,00<br />

3.000.000,00<br />

2.500.000,00<br />

2.000.000,00<br />

1.500.000,00<br />

1.000.000,00<br />

500.000,00<br />

0,00<br />

1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007<br />

Year<br />

Figure 1. Evolution of the <strong>FSC</strong> in the Brazilian Amazon, 1997-2007 19)<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Marco Lentini<br />

Imazon, Brazil.<br />

Coordinating a<br />

research team to<br />

promote and provide<br />

incentives for the<br />

adoption of sound<br />

forest management<br />

practices by timber<br />

companies in the<br />

Brazilian Amazon<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 9


Picture: © <strong>FSC</strong><br />

# of certified operations<br />

30<br />

25<br />

20<br />

15<br />

10<br />

5<br />

0<br />

FM companies FM communities FM for NTFPs harvesting <strong>Forest</strong> plantations<br />

1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007<br />

Figure 2: Evolution of the <strong>FSC</strong> certied operations in the Brazilian Amazon, 1997-2007 20)<br />

Barriers such as land tenure, instability in the<br />

Amazon, risks of land invasion from illegal loggers<br />

and land grabbers, high logging transaction costs<br />

(e.g. the bureaucracy of creating and licensing<br />

management plans), and the lack of market incentives<br />

have discouraged forest entrepreneurs from<br />

investing in certification. However, the forest sector<br />

in the Brazilian Amazon is currently undergoing<br />

profound transformation. First, new regulations<br />

have been established to reinforce control of public<br />

lands, including the concession of public forests for<br />

timber production. Second, the forest administration<br />

is decentralizing, while the Federal Agency is<br />

transferring its responsibilities to state agencies.<br />

Third, significant advances have been made in<br />

the monitoring of deforestation and illegal logging<br />

through remote sensing techniques. Fourth, there<br />

is a consensus that transparency and independent<br />

participation in government actions is crucial<br />

to diminishing the widespread bribery and illegality<br />

in the forest sector. In this context, certification<br />

can play a major role in promoting independent<br />

improvement of management practices and timber<br />

production monitoring, helping to stabilize the<br />

forestry industry. Certification can also be largely<br />

expanded in public forests harvested within timber<br />

concessions, since entrepreneurs can benefit<br />

from a stable environment where they can invest<br />

in good practices. Public insistence on independent<br />

monitoring and greater demand for responsibly<br />

managed forest products are key to the success of<br />

these new regulations.<br />

30 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)<br />

Year


<strong>FSC</strong> and the brazil nuts<br />

<strong>FSC</strong>-certified cosmetics<br />

Less than two years ago, the Baú Indigenous<br />

Territory of the Kayapo Nation in the Amazonian<br />

Basin was granted <strong>FSC</strong> certification on an area<br />

of 1 million ha. Thus it became one of the largest<br />

<strong>FSC</strong> certified forest areas in the world. The Kayapo<br />

communities harvest the brazil-nut (Berthollethia<br />

excelsa) and extract its oil, in an activity that is part<br />

of their ancestors’ traditions.<br />

The extraction project and management plan were<br />

developed by the Kayapo communities and aimed<br />

to interfere minimally with their customs, preserving<br />

traditional parties such as celebrations related<br />

to denomination, women (me˜nirebiôk), men<br />

(me˜mybiôk), land turtle (kaprãôk), hunting expeditions<br />

and others that the Kayapo people maintain<br />

and present in a fascinating way.<br />

Today the brazil-nut oil produced by the Kayapo<br />

is supplied to Brazilian cosmetics industries that,<br />

having developed refining technologies, sell the<br />

product to major international companies. For the<br />

Kayapo, this is a source of great pride because<br />

their relationship does not depend on intermediaries,<br />

and the <strong>FSC</strong> oil is in high demand. This is a<br />

significant change from the past when not even the<br />

Kayapo themselves could imagine extracting riches<br />

from their forest.<br />

Facing this scenario, when we look inside the<br />

Kayapo society, we can point out some very positive<br />

impacts brought by the <strong>FSC</strong> certification. The main<br />

impact lies in the fact that the Bau indigenous community<br />

halted mining activities. The activity divided<br />

the community because only a small group handled<br />

the money. Today, with the brazil-nut project, the<br />

situation is very different – the whole community<br />

develops rules and takes control, with all families<br />

participating and gaining economic benefits.<br />

In terms of social impacts, individuals that have<br />

less prominence in the Kayapo culture – such as<br />

single women and handicapped people – can be<br />

part of the project, with many opportunities to give<br />

opinions, and work and manage production areas.<br />

Old people regain their significance since they can<br />

teach the younger ones about the secrets of surviving<br />

in the forest and the care that must be taken<br />

during harvesting. Most importantly, they can revive<br />

old myths practically forgotten by the Kayapo<br />

society.<br />

It may look like western ideology, but the <strong>FSC</strong> system<br />

knew how to connect with the cultural complexity<br />

of the Kayapo people. They now can visualize<br />

the certification of more forest areas in the Xingu<br />

basin, bringing the positive impacts to other communities,<br />

which can already be observed when we<br />

look at the social, economic and environmental<br />

situation of the contemporary Brazilian Amazon.<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Luis Carlos<br />

da Silva Sampai<br />

Biologist<br />

post-graduated by<br />

University of Cuiabá<br />

(Mato Grosso, Brazil)<br />

<strong>FSC</strong> certified<br />

cosmetics<br />

© <strong>FSC</strong>/ Katerina<br />

Germanis<br />

Picture right:<br />

Young Kayapó is<br />

cooking the shredded<br />

brazil nuts. Kaypós<br />

are controlling the dry-<br />

ing of the brazil nuts<br />

Picture far right:<br />

Harvest of brazil nuts<br />

© Luis Carlos<br />

da Silva Sampai<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 31


Rosie Teasdale<br />

Marketing Officer<br />

for <strong>FSC</strong> UK<br />

Rosies main priority<br />

is to raise awareness<br />

and understanding of<br />

the <strong>FSC</strong> logo amongst<br />

the British public.<br />

Picture:<br />

Penelope obscura in<br />

CENIBRA eucalyptus<br />

plantations.<br />

© CENIBRA<br />

Eucalyptus plantations -<br />

More than just cash crops?<br />

CENIBRA (Celulose Nipo Brasileira S.A.) is a<br />

Brasilian-Japanese pulp producing company, running<br />

its operations in 48 counties in Brasil and<br />

exploiting an overall area of 247.672 hectares, of<br />

which 123.033 ha are eucalyptus plantings. In 2007<br />

CENIBRA marketed around 1.133.788 thousand<br />

tons of pulp mainly to foreign markets 21) . CENIBRA<br />

was granted <strong>FSC</strong> certification in June 2005. The<br />

company is committed to environmental conservation<br />

and the region’s development by adopting an<br />

ethical and respectful approach in its relationship<br />

with customers, communities, shareholders, suppliers<br />

and employees. Thus in 2007 they received<br />

the Annual Balance Sheet award 2007 as the best<br />

company in the Pulp and Paper industry.<br />

The forest and wildlife monitoring, required by<br />

<strong>FSC</strong>, enables CENIBRA to take stewardship and<br />

environmental preservation measures, such as the<br />

enrichment of native reserves and reintroduction<br />

of birds in danger of extinction. CENIBRA has carried<br />

out a number of environmental actions in buffer<br />

strips located along water streams, lakes and<br />

springs. The recovery of these natural ecosystems<br />

involves planting native species seedlings and the<br />

protection of existing vegetation. The company<br />

keeps these areas under permanent surveillance<br />

in order to prevent forest fires, cattle treading and<br />

capture of wild animals, thus ensuring the necessary<br />

conditions for environmental recovery.<br />

A number of procedures must be adopted to integrate<br />

the eucalyptus trees to the natural environment,<br />

while keeping, or even fostering, the biodiversity<br />

in the planted areas. This can be achieved<br />

through technical planning, creation of natural<br />

vegetation corridors for wildlife, enriching planting<br />

in preservation areas and adopting practices that<br />

ensure the entire system’s long term future.<br />

Native woods are maintained and form part of the<br />

legal reserve areas. Water springs are also protected.<br />

Surveys carried out on CENIBRA’s land found<br />

in excess of 300 species of plants cohabiting with<br />

eucalyptus plantations, adding to the evidence of<br />

the production system’s complexity and diversity.<br />

Animals use the eucalyptus planted areas to build<br />

nests and to look for food.<br />

32 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Picture:<br />

CENIBRA eucalyptus<br />

plantations in Brasil<br />

© CENIBRA<br />

In the region of Cocais, dusky-legged guan couples<br />

were found in nests in eucalyptus plantations.<br />

According to Brazil’s Environmental Agency´s official<br />

list, this species is in danger of extinction.<br />

Its scientific name is Penelope obscura and it is<br />

known in Brazil as Jacuguaçu or Jacuaçu. It lives<br />

in secondary woods, brushwoods, plantations and<br />

riverside gallery forests. It feeds on fruits, sleeves,<br />

sprouts, grains and insects The Jacuaça bird has<br />

e\special preference for the fruits of the palm hear<br />

tree. Upon finding the nests, the workers immediately<br />

stopped the operations in the area until the<br />

nestlings were ready to leave their nests.<br />

CENIBRA preserves 1.5 hectares for every 2 hectares<br />

of eucalyptus plantation, totalling 95,000<br />

hectares of protected native vegetation. In addition,<br />

with the aim of improving these areas’ environmental<br />

quality, the company has implemented<br />

a biodiversity enrichment program, which includes<br />

planting more than 70,000 native species seedlings<br />

every year. In excess of 200,000 native species<br />

seedlings have already been planted over an extension<br />

of 30 km on the banks of Doce River.<br />

For Paulo Henrique de SouzaDantas of CENIBRA<br />

the maintenance of the <strong>FSC</strong> certificate “motivates<br />

us towards continuous improvement of our forest<br />

management good practices, being a way to demonstrate<br />

to society our social and environmental<br />

responsibility.”<br />

Tigerprint uses paper made from CENIBRA’s<br />

<strong>FSC</strong> certified Eucalyptus to make greeting cards<br />

for Marks and Spencer. Lauren Orme, Marks and<br />

Spencer´s Sustainable Raw Material Manager explains<br />

their commitment: “All of the wood that we<br />

use is either <strong>FSC</strong> certified, or made using recycled<br />

materials. This will not only assist in protecting one<br />

of the world’s most precious resources - the forest<br />

- but will assist in reducing the amount of waste<br />

unnecessarily sent to landfill. This year, 60 million<br />

Christmas cards will be made using <strong>FSC</strong> certified<br />

board which is a very exciting achievement for our<br />

business.”<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 33


Uwe Sayer<br />

Executive Director<br />

of the <strong>FSC</strong> Working<br />

Group Germany<br />

Plantation certification<br />

Credibility and market demand<br />

Plantation forestry is one of the most controversial<br />

issues discussed among forest experts worldwide.<br />

There are controversial disputes concerning the<br />

size of many plantations, use of exotic species or<br />

genetically modified trees, use of pesticides, and<br />

loss of biodiversity and natural ecosystems. The<br />

growing number of plantations worldwide has led<br />

to competition for land, leading to a clash of interests<br />

between different stakeholders. This situation<br />

shows the significance of stakeholder involvement,<br />

clarification of landownership, and protection<br />

of human rights to proper forest and plantation<br />

management.<br />

On the other hand, plantations can play a growing<br />

role in satisfying the increasing global wood and<br />

paper supply and ease pressure placed on natural<br />

forests. They can also play an important part in<br />

restoring deforested land and as carbon sinks to<br />

mitigate climate change.<br />

Due to the prevalence of plantations in the global<br />

timber and paper market, <strong>FSC</strong> decided early on<br />

to integrate the certification of plantations into its<br />

standard. Certification is possible only if the plantation<br />

has not been converted from natural forests<br />

and if management of the plantation aims to restore<br />

the forest to its natural state and preserve remaining<br />

natural elements. So far over 8 million hectares<br />

of plantation have been certified under the <strong>FSC</strong><br />

system (April 2008).<br />

In recent years many stakeholders have voiced<br />

concerns over <strong>FSC</strong> plantation standards and pointed<br />

out the ecological and social consequences<br />

of plantations, especially in developing countries.<br />

<strong>FSC</strong> is undertaking a comprehensive review of its<br />

policies and standards for plantations. The ultimate<br />

purpose of the review is to clarify global expectations<br />

for responsible plantation management and<br />

improve plantation certification.<br />

The review process started in 2004 with an international<br />

stakeholder meeting. As a result a balanced<br />

policy working group was formed to analyse the issues<br />

and make recommendations for possible solutions.<br />

In 2006 a final report was completed (see<br />

box).<br />

As a result the policy working group came to the<br />

conclusion that <strong>FSC</strong> should invest more in preventing<br />

risks beforehand, rather than trying to ‘undo’<br />

damage once it has been done. This addresses not<br />

only discussions around plantation certification but<br />

the certification process as a whole.<br />

With the recommendations of the policy working<br />

group in hand, <strong>FSC</strong> established four international<br />

technical expert groups dealing with the issues of<br />

social responsibility, chemicals, ecosystem integrity<br />

and conversion of plantations. Results of these<br />

groups have already influenced a current review<br />

process of <strong>FSC</strong>s Principles and Criteria. The whole<br />

plantation review process is expected to be completed<br />

by 2009.<br />

Recommendations of the<br />

policy working group on plantations<br />

1. Social Issues: <strong>FSC</strong> should elevate the social compo-<br />

nents of its system to a level equal to the ecological<br />

and economic components.<br />

2. Ecosystem integrity: The level of prevention mitiga-<br />

tion and remediation efforts taken by forest manag-<br />

ers shall be appropriate to the level of impact (higher<br />

impact = higher efforts)<br />

3. Stakeholder consultation: Stakeholder consulta-<br />

tion is the key for credible certification. Therefore<br />

forest managers should apply proactive stakeholder<br />

engagement and participation.<br />

4. Pesticides and Chemicals: Managers shall apply<br />

a best practice integrated chemicals manage-<br />

ment approach to reduce the use of pesticides and<br />

chemicals.<br />

5. Improvement of certification processes: Certification<br />

processes should be improved in general by<br />

strengthening the capacity of monitoring bodies<br />

(certification and accreditation) and to create more<br />

support to national organisations. This would help to<br />

create general trust in procedures of certification.<br />

6. Conversion: <strong>FSC</strong> shall conduct an analysis of the<br />

consequences of maintaining the current prohibition<br />

of certification of plantations that have converted<br />

natural forests after November 1994 or replacing it<br />

with other more appropriate measures.<br />

7.<br />

One common set of Principles and Criteria: While<br />

certification of both forests and plantations shall be<br />

possible, incentives for converting natural forest<br />

into plantations shall be avoided. This should be<br />

accomplished by having one comprehensive set of<br />

Principles and Criteria for forests and plantations<br />

worldwide.<br />

34 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


<strong>Forest</strong> certification has been a part of a general<br />

international trend towards developing market-oriented<br />

policy instruments, voluntary initiatives and<br />

involvement of non-governmental actors in environmental<br />

policy control 22) for more than 15 years.<br />

Over time it has established itself as one of the<br />

most influential market drivers for sustainable forest<br />

management (SFM) in the forestry and wood<br />

industry sector and is now so broadly applied that<br />

it is becoming mainstream in many countries.<br />

German Development Cooperation (DC) has been<br />

working in forest certification since 1989 and from<br />

the start has seen it as more than a market instrument.<br />

DC expects that forest certification helps to<br />

achieve sustainable development in forested areas<br />

because it incentivizes and standardizes SFM.<br />

Moreover, it improves the structural conditions for<br />

sustainable development by promoting participation,<br />

binding rules and transparency in the forestry<br />

and wood industry and beyond. These conditions<br />

are essential to the goal of DC and SFM: to reduce<br />

poverty and promote responsible use of the<br />

forest.<br />

From a development policy perspective, forest<br />

certification, specifically, the <strong>Forest</strong> <strong>Stewardship</strong><br />

<strong>Council</strong> (<strong>FSC</strong>), has had several positive impacts<br />

in the past years on moving towards a sustainable<br />

use of forest resources in the tropics, and not only<br />

in terms of increasing the number of certificates.<br />

An evaluation currently being carried out by the<br />

German Federal Ministry of Economic Cooperation<br />

and Development (BMZ) has determined the impacts<br />

of voluntary standards related to the activities<br />

carried out by the German DC. In terms of vol-<br />

untary initiatives in the forestry sector, two case<br />

studies were examined: Brazil and China.<br />

With regard to <strong>FSC</strong> in particular, positive impacts<br />

range from the local to the national levels. At the<br />

local level, inclusion of small landholders into the<br />

supply chain is an important component to reducing<br />

poverty in rural areas. At the national level,<br />

Brazil recently incorporated important aspects of<br />

SFM into new forest legislation.<br />

<strong>FSC</strong> has fostered debate on SFM by serving as a<br />

forum for dialogue between public institutions, the<br />

scientific community, private enterprises, NGOs<br />

and representatives of rural and indigenous communities.<br />

This dialogue has proven to be extremely<br />

valuable in promoting fair and sustainable forest<br />

management in many developing countries. The<br />

<strong>FSC</strong> system encourages participation of all relevant<br />

stakeholders, which is considered the most<br />

important condition for a legitimate and successful<br />

SFM certification scheme.<br />

Though the <strong>FSC</strong> has clearly proven to be relevant<br />

in the tropics, the tropical forest area under certification<br />

is expanding rather slowly. However, the<br />

<strong>FSC</strong> is increasingly addressing the challenges presented<br />

by these regions by certifying large numbers<br />

of small forest owners and managers through<br />

group certification and approaches such as Small<br />

and Low Intensity <strong>Forest</strong> Management (SLIMF) or<br />

other stepwise-approaches. This is crucial as another<br />

step to increasing the influence of <strong>FSC</strong> in the<br />

tropics, and it is clearly in line with two of the most<br />

important goals of the German DC: to reduce poverty<br />

and conserve forest lands.<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Development through participation<br />

The multistakeholder approach of the <strong>FSC</strong><br />

3<br />

Picture: © Tim Lewis/ Handcrafted Films<br />

Vera Scholz<br />

Head of the<br />

Programme Office for<br />

Social and Ecological<br />

Standards at German<br />

Development<br />

Cooperation (GTZ).<br />

Her focus lies on<br />

sustainability initia-<br />

tives and standards<br />

in the field of forest<br />

certification and for-<br />

est-relevant products,<br />

agricultural com-<br />

modities and social<br />

standards.<br />

Jenny Rust,<br />

Junior Professional<br />

in the Programme<br />

Office for Social and<br />

Ecological Standards<br />

at GTZ since 2007.<br />

She is working for<br />

the social standards<br />

component as well as<br />

for a Public-Private-<br />

Partnership between<br />

the <strong>FSC</strong> and GTZ.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 35


Dr. Germar Csapek<br />

Sales Officer<br />

for Unique Wood<br />

in Germany<br />

Unique Wood<br />

Help against deforestation in Paraguay<br />

Paraguay has been deforested at an alarming rate<br />

in the past few decades. The subtropical eastern<br />

region of the country only 50 years ago had a forested<br />

area of about 50%. Due to uncontrolled exploitation<br />

and the conversion to agricultural landuses,<br />

this part of the country now has less than<br />

10% forest cover. If this continues, it is possible that<br />

forests could be reduced to only cover areas that<br />

are unsuitable for other uses.<br />

A number of groups working on different projects<br />

related to forest management in Paraguay came<br />

together to stop this process and founded UNIQUE<br />

Wood in Paraguay and Germany in order to demonstrate<br />

that it is possible to merge ecological and<br />

economic objectives and manage a natural forest<br />

in a sustainable while making a profit.<br />

Our partner in Paraguay is the landowner GOLON-<br />

DRINA S.A. Together we formed the “Consorcio<br />

ForCerPa,” the first and only forest enterprise in<br />

Paraguay to be <strong>FSC</strong> certified, in September 2003.<br />

At the moment UNIQUE-Wood manages about<br />

2.700 ha of natural forest in eastern Paraguay<br />

(Departemento Caazapá). With the implementation<br />

of specially adapted silvicultural treatments it<br />

is possible to improve even degraded natural forests.<br />

We can have functional, healthy forests for<br />

ourselves and for future generations.<br />

We harvest around 8,000 m³ per year, which is less<br />

than the annual growth increment. The harvested<br />

timber is processed into sawn wood and wood flooring<br />

by small and medium sized local enterprises. In<br />

this way, the main part of the production process<br />

remains in the country, and we are able to create<br />

permanent employment opportunities for qualified<br />

36 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


forest and wood processing workers. Our products<br />

are sold in Europe and on the local market. By<br />

forming coalitions united under a single objective,<br />

we are helping reverse devastating deforestation in<br />

Paraguay and revitalize local economies.<br />

The <strong>FSC</strong> Label on our products allows us to access<br />

interesting markets in Europe and the US. Prices<br />

on these markets for our <strong>FSC</strong>-certified timber allows<br />

us to cover direct and indirect costs for <strong>FSC</strong>certification<br />

in Paraquay. Direct cost for the <strong>FSC</strong>certification<br />

itself, indirect costs for maintain for<br />

example safety trainings for our wood workers or<br />

extra effort for the marketing of lesser known species.<br />

Without markets for <strong>FSC</strong>-timber, it would be<br />

much more difficult, to finance expenses that guarantee<br />

responsible environmental and social standards<br />

in our forest enterprises.<br />

Pictures:<br />

Left: <strong>Forest</strong> workers in <strong>FSC</strong>-certified forests in Paraguay.<br />

Top: <strong>FSC</strong>-labelled roundwood in Paraguay.<br />

© Unique Wood<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

„Before forest certification, the people were forced to leave the community<br />

in search of work. Children were separated from their parents<br />

for months at a time. The community was almost abandoned. The only<br />

money we had for education and clothing came from our peanut cash<br />

crops, which never satisfied the need. But now, with the first forest<br />

management plan, everything is tranquilo, the people don’t have to<br />

leave. There is work here in the community and the money comes.<br />

This was a huge change to our lives. The second year, the community<br />

filled up with bicycles, and the people no longer had to carry their<br />

loads on their backs. And now this year, I don’t know many new motos<br />

I’ve seen. And because of the management plan, the forest will never<br />

end.”<br />

Chief Ambrosio Llabo, Community of Cururú<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 37


Uwe Sayer<br />

Executive Director<br />

of the <strong>FSC</strong> Working<br />

Group Germany<br />

Conclusions<br />

Does <strong>FSC</strong> fulfil its promises?<br />

<strong>FSC</strong> started as an idea in the early nineties. Today,<br />

it is the leading forestry certification scheme with<br />

global support from companies, NGOs, unions,<br />

scientists, individuals and politicians. But growth<br />

rates and <strong>FSC</strong> certified area are not necessarily<br />

explicit indicators for success or performance of<br />

value propositions.<br />

This brochure collects and summarizes examples<br />

of <strong>FSC</strong>-certified forestry under often very difficult<br />

circumstances. Our aim was not to write a marketing-booklet<br />

for <strong>FSC</strong> that tries to persuade the<br />

public to ask for more <strong>FSC</strong>-products. Our aim is to<br />

let stakeholders tell their story and experience with<br />

<strong>FSC</strong>. Every reader should build his own opinion<br />

depending upon what is important to each specific<br />

reader.<br />

It is in the nature of such a fast growing process<br />

like <strong>FSC</strong>, that there is criticism about <strong>FSC</strong> in the<br />

world. But <strong>FSC</strong> demonstrates a very transparent<br />

and open policy that it takes criticism seriously.<br />

Criticism leads to change and improvement in the<br />

<strong>FSC</strong>-standards and systems.<br />

Excellent examples for this are policy processes<br />

around the certification of High Conservation<br />

Value forests and certification of plantations. <strong>FSC</strong><br />

takes hundreds of comments from all sides and<br />

all aspects into consideration, then improves the<br />

systems within the chamber-balanced working<br />

groups. Other examples are the very restricted use<br />

of pesticides in <strong>FSC</strong>-certified forests worldwide, or<br />

dynamic changes in requirements for chain of custody<br />

certification which led to a concept of controlled<br />

wood. There within, is an answer to the worlds<br />

need to avoid commonly unacceptable sources in<br />

wood products.<br />

New debates around paper, recycling materials<br />

and climate change demonstrate that <strong>FSC</strong> continues<br />

to strive to be the most rigorous forestry certification<br />

worldwide by integrating new issues into<br />

the current systems.<br />

A key-factor for credibility from the <strong>FSC</strong>-perspective<br />

is stakeholder-participation and the attempt to<br />

build bridges between contrary positions on all aspects<br />

of forest management and forest protection.<br />

The fact that there is still an increasing growth in<br />

membership and support from all various groups<br />

of stakeholders is a key indicator which demonstrates<br />

that <strong>FSC</strong> fulfils its promises to responsible<br />

forestry.<br />

Imprint<br />

Published by <strong>FSC</strong> Working Group Germany<br />

Stories without explicit information on the author<br />

written by members of <strong>FSC</strong> Working Group Germany<br />

Status of document: 2009,1.edition<br />

Reprints only by permission of publisher<br />

Editors: Erika Müller, Uwe Sayer<br />

Layout: Volker Maas<br />

Cover photograph: © <strong>FSC</strong> Denmark<br />

Printed by medialogik GmbH, Karlsruhe<br />

Contact details:<br />

<strong>FSC</strong> Working Group Germany<br />

Postfach 5810 · 79026 Freiburg · Germany<br />

E-Mail: info@fsc-deutschland.de<br />

38 | <strong>footprints</strong> <strong>FSC</strong>Trademark © 1996 <strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong> A.C. (<strong>FSC</strong>-SECR-0012)


Acknowledgements<br />

This report is the result of a project that was funded by the Heidehof Stiftung, Germany. We are grateful<br />

to the donor for making this project and report possible. Sincere thanks are also given to all contributors,<br />

who supported this brochure with their interesting articles and stories. Special thanks also to Dietrich<br />

Burger for being a supportive adviser and spin doctor.<br />

Last but not least we like to thank Corey Brinkman, <strong>FSC</strong> USA, Loa Dalgaard Worm, <strong>FSC</strong> Denmark and<br />

Elke Anders for doing the proofreading and providing us with stories and pictures.<br />

References and Networks<br />

1.<br />

2.<br />

3.<br />

4.<br />

5.<br />

6.<br />

7.<br />

8.<br />

9.<br />

10.<br />

11.<br />

12.<br />

13.<br />

14.<br />

15.<br />

16.<br />

17.<br />

18.<br />

19.<br />

20.<br />

21.<br />

Oroverde – Die Tropenwaldstiftung: www.oroverde.de, visited in May 2008.<br />

Herkendell, J.; Pretzsch, J. Die Wälder der Erde. Verlag C.H. Beck, München.<br />

Oroverde – Die Tropenwaldstiftung: www.oroverde.de, visited in May 2008.<br />

Macqueen, D. et al. (2008): Distinguishing community forest products in the market. Industrial demand for a<br />

mechanism that brings together forest certification and fair trade. International Institute for Environment and<br />

Development. ISBN: 978-1-84369-682-7.<br />

FAO – Food and Agriculture Organization of the United Nations: www. Fao.org/forestry, visited in February 2008.<br />

Constanza, R. et al. (2007): Quality of life: an approach integrating opportunities, human needs, and subjective well-<br />

being. Ecological economics 61: 267-276.<br />

Newsom, D. & Hewitt, D., TREES Program, Rainforest Alliance (2005): The Global Impacts of SmartWood<br />

Certification.<br />

Hughell, D. & Butterfield, R., Rainforest Alliance (2008): Impact of <strong>FSC</strong> Certification on Deforestation and the<br />

Incidence of Wildfires in the Maya Biosphere Reserve.<br />

Carrera et al. (2006): <strong>Forest</strong> certification in Guatemala. In B. Cashore, F. Gale, E. Meidinger and D. Newsom, eds.<br />

Confronting sustainability: forest certification in developing and transitioning countries, PP. 363-406.<br />

New Haven, Connecticut, USA. Yale School of <strong>Forest</strong>ry and Environmental Studies.<br />

Houghton, R. A.; Tropical deforestation as a source of greenhouse gas emissions. In: Tropical deforestation and<br />

climate change / edited by Paulo Moutinho and Stephan Schwartzman. -- Belém - Pará - Brazil : IPAM - Instituto de<br />

Pesquisa Ambiental da Amazônia; Washington DC - USA : Environmental Defense, 2005.<br />

Hirschberger, P. (2008): Illegaler Holzeinschlag und Deutschland. Published by WWF Germany<br />

Saunders, J. & Nussbaum, Ruth (2008): <strong>Forest</strong> Governance and Reduced Emissions from Deforestation and<br />

Degradation (REDD)<br />

Seneca Creek Associates, LLC; Wood Resources International, LLC (2004): “Illegal” Logging and Global Wood<br />

Markets: The Competitive Impacts on the U.S. Wood Products Industry.<br />

FAO (2006): FAO <strong>Forest</strong> Resources Assessment 2005.<br />

Spilsbury, M.J. (2005): The sustainability of forest management: assessing the impact of CIFOR criteria and<br />

indicators research. CIFOR Impact Paper No 4. Center for International <strong>Forest</strong>ry Research (CIFOR): Bogor,<br />

Indonesia).<br />

With exception to a small community (4 ha) certified in 2007 for the management of palm trees leafs for handcraft<br />

production.<br />

Lentini, M.; Pereira, D; Celentano, D & Pereira, R. 2005. Fatos florestais da Amazônia 2005. Belém: Imazon. 138p.<br />

Portaria conjunta n0 10 de 10 de Dezembro de 2004, INCRA e MDA;<br />

Data from <strong>FSC</strong> Brasil, www.fsc.org.br.<br />

Cenibra (2008): www.cenibra.com.br, visited in May 2008.<br />

22.<br />

Pattberg 2004; Cashore et al. 2004<br />

<strong>Forest</strong> <strong>Stewardship</strong> <strong>Council</strong><br />

Arbeitsgruppe Deutschland e.V.<br />

Impacts of <strong>FSC</strong> certification in tropical regions <strong>footprints</strong> | 39


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