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268 Part IV: Quality Assurance

A process is considered out of control not only when the points exceed the control

limits, but also when the points show some pattern of nonrandomness. The

Western Electric (1985) Statistical Quality Control Handbook gives a set of decision

rules for determining nonrandom patterns on control charts. In particular, it suggests

that the patterns are nonrandom if either:

1. Two out of three successive points exceeds the 2s warning limits

2. Four out of five successive points fall at a distance of s or beyond

from the center line

3. Eight successive points fall on one side of the center line

4. Seven successive points run either upward or downward

Interpretation of Shewhart X – and R Control Charts

Part IV.B.3

We should investigate any out-of-control points—that is, points on or beyond the

3s control limits—or any patterns of nonrandomness on the R chart before interpreting

the X – chart. As discussed earlier, the reason for doing this is simple. It is

not possible to bring the average under control without first bringing the variability

under control. Normally the X – chart is placed above the R chart and they

are aligned to each other in such a manner that the average and the range for any

sample are plotted on the same vertical line. Examine whether one, both, or neither

chart indicates that the process is out of control for any given sample. If any point

exceeds the control limits in either or both charts, that means that sample did not

come from a stable process. In other words, there are some special or assignable

causes present in the system. More precisely, if the plotted point exceeds the control

limits in the R chart, then it is evident that the variability of the process has

changed. In such cases, before any full-blown investigation is launched, some preliminary

checks should be made. For example,

a. Check that all the calculations are correct or the data is entered in the

computer correctly.

b. Check whether there is any change in workers, machines, or suppliers

of raw material.

If the points exceed the control limits in the X – chart then it means the process mean

has changed. Again, follow the preliminary checks before a full-blown investigation

is launched.

If points exceed the limits in both the X – chart and R chart then that usually

indicates that a sudden shift occurred in the lot from which the samples were

taken. In such cases, after the preliminary checks, there should be a full investigation

concentrating on the period during which that lot was produced. Depending

on the process, the possibility of stopping production until the special causes are

detected should be considered.

In addition to points exceeding the control limits, nonrandom patterns, such

as a run of seven points moving upward or downward, or a run of eight successive

points falling above or below the center line, should be checked.

An upward run or a run above the center line in the R chart indicates:

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