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96 Part II: Metrology

Surface Metrology

Part II.E.1

The measurement of the difference between what a surface actually is and what

it is intended to be defines surface metrology. Surface measurement, however, is

involved with the relationship of a surface on the workpiece to a reference that

is not actually on the workpiece. The most common aspect of surface metrology is

the measurement of surface roughness as an average deviation from a mean center

line (Bosch 1984).

The quality of a surface finish is commonly specified along with linear and

geometric dimensions. This is becoming more common as product demands

increase, because surface quality often determines how well a part performs.

Heat-exchanger tubes transfer heat better when their surfaces are slightly rough

rather than highly polished. Brake drums and clutch plates work best with some

degree of surface roughness. On the other hand, bearing surfaces for high-speed

engines wear-in excessively and fail sooner if not highly polished, but still need

certain surface textures to hold lubricants. Thus there is a need to control all surface

features, not just roughness alone.

Surface Characteristics. The American National Standards Institute (ANSI) has

provided a set of standard terms and symbols to define such basic surface characteristics

as profile, roughness, waviness, flaws, and lay. A profile is defined as

the contour of any section through a surface. Roughness refers to relatively finely

spaced surface irregularities such as might be produced by the action of a cutting

tool or grinding wheel during a machining operation. Waviness consists of those

surface irregularities that are of greater spacing than roughness. Waviness may be

caused by vibrations, machine or work deflections, warping, and so on. Flaws are

surface irregularities or imperfections that occur at infrequent intervals and at random

locations. Such imperfections as scratches, ridges, holes, cracks, pits, checks,

and so on, are included in this category. Lay is defined as the direction of the predominant

surface pattern. These characteristics are illustrated in Figure 11.1.

Surface Quality Specifications. Standard symbols to specify surface quality are

included in Figure 11.1c. Roughness is most commonly specified and is expressed

in units of micrometers (mm), nanometers (nm), or microinches (min.). According

to ANSI/ASME B46.1-1985, the standard measure of surface roughness adopted by

the United States and approximately 25 countries around the world is the arithmetic

average roughness, R a (formerly AA or CLA). R a represents the arithmetic

average deviation of the ordinates of profile height increments of the surface from

the centerline of that surface. An approximation of the average roughness may be

obtained by:

y y y y

R = + + + ... +

a+ n

a b c n

where

R a+ = approximation of the average roughness

y a . . . y n = absolute values of the surface profile coordinates

n = number of sample measurements

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