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[textbook]Traversing the Ethical Minefield Problems, Law, and Professional Responsibility by Susan R. Martyn (z-lib.org)(1) (1)

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legislation violate the First Amendment. 18

Legal Services Gag Orders In Legal Services Corp. v. Velazquez, the Supreme Court

invalidated a gag rule that restricted Legal Service Corporation lawyers from challenging

existing welfare laws when representing clients seeking welfare benefits. 19 The court held

that this speech restriction was an attempt to “exclude from litigation those arguments and

theories Congress finds unacceptable but which by their nature are within the province of

the courts to consider.” 20 In invalidating the restriction, the Court relied not only on the

First Amendment, but also on constitutional separation of powers principles. The

legislation threatened “serious impairment of the judicial function” because it prohibited

“expression upon which the courts must depend for the proper exercise of the judicial

power.” 21

Beyond the First Amendment

Other fundamental constitutional provisions have played a role in shaping the legal

regulation of lawyers. We have seen, for example, how the Supreme Court has interpreted

the Privileges and Immunities Clause to overturn residency requirements that limit bar

admission. 22

The Supremacy Clause The Supremacy Clause is the focus of litigation when federal law

clearly preempts state provisions to the contrary. For example, a lawyer licensed to practice

before the United States Patent Office successfully opposed a state’s claim that he was

engaged in the unauthorized practice of law. The Supreme Court held that the state

unauthorized practice law must yield to incompatible federal legislation, and that the

Commissioner of Patents was well within his statutory authority to license nonlawyer

patent practitioners. 23

Although Congress has the power to preempt contrary state legislation, it must be clear

about its intent. So, for example, when the Department of Justice relied on a general federal

“housekeeping statute” that authorizes executive department officials to set up offices and

file governmental documents to justify a substantive regulation of lawyer conduct contrary

to an existing state court rule, the Eighth Circuit held that the Department lacked “valid

statutory authority” to exempt its lawyers from state professional regulation. 24 Shortly

thereafter, Congress passed the McDade Amendment, which specifically requires federal

prosecutors to abide by state ethics rules. 25

Due Process In cases where lawyers have been admitted to the bar and have a vested right to

practice law, courts impose procedural due process requirements on limitations of the right.

Similar due process guarantees protect lawyers and others who are held in criminal

contempt. 26

In cases where lawyers seek admission, courts are much less likely to impose procedural

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