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[textbook]Traversing the Ethical Minefield Problems, Law, and Professional Responsibility by Susan R. Martyn (z-lib.org)(1) (1)

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Chapter 11

Conflicts of Interest: Former, Prospective, Imputed, and

Government Clients

When a client-lawyer relationship ends, a lawyer’s obligations of control, communication,

and competence generally end as well. The lawyer’s obligation of confidentiality continues

unabated, however, which results in some continuing obligation of loyalty, requiring

conflicts resolution to former clients. Similar confidentiality obligations attach to

prospective client consultations. These confidentiality obligations are summarized in the

following chart.

Whether we are addressing a fiduciary duty or a privilege, confidentiality extends to

information received from prospective clients and current clients, and continues after the

representation ends. Prospective clients repose trust in and must disclose some information

to lawyers to determine whether to retain lawyers. The law governing lawyers cloaks this

information with the same confidentiality protection that current clients receive. The same

protection extends post representation to former clients, even beyond the client’s death. If a

lawyer decides not to represent a prospective client, that person or entity becomes

essentially a “former client” for purposes of the confidentiality rules. Unlike concurrent and

specific conflicts regulated by Model Rules 1.7 and 1.8, former client and prospective client

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