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[textbook]Traversing the Ethical Minefield Problems, Law, and Professional Responsibility by Susan R. Martyn (z-lib.org)(1) (1)

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sanctionable under Rule 38. We direct Atlanta Casualty’s counsel to submit within 14 days

a statement as to why it or its client, or both, should not be sanctioned under Rule 38 for

failing to cite the Shondel case to us.

We are not quite done. Rule 46(c) of the appellate rules authorizes us to discipline

lawyers who practice before us. In deciding whether a lawyer has engaged in conduct

sanctionable under that rule, we have looked not only to the rules of professional conduct

but also to Rule 11 of the civil rules, which makes it sanctionable misconduct for a lawyer

to sign a pleading or other paper, including a brief, if he has failed to make a reasonable

inquiry into whether his position “is well grounded in fact and is warranted by existing law

or a good faith argument for the extension, modification, or reversal of existing law.”

Reasonable inquiry would have turned up Shondel. The lawyer who signed Atlanta

Casualty’s briefs in this court is therefore directed to submit a statement within 14 days as

to why he should not be sanctioned under Rule 46(c). . . .

Problem

8-10. Martyn is preparing an appellate brief. She argues that the trial court properly

dismissed an indictment against her client because the court correctly construed a criminal

statute narrowly so as to exclude her client’s conduct. Martyn finds only one reported

decision citing the statute, a ten-year-old state supreme court case that upheld the statute’s

constitutionality. The prosecutor’s brief does not mention this case, and Martyn doesn’t

like the case’s dicta, which might suggest a broader statutory meaning. Should Martyn cite

the case?

4. False Evidence Model Rules 1.6(b)(6), 3.3 RLGL §§ 63 and 120

United States v. Shaffer Equipment Co.

11 F.3d 450 (4th Cir. 1993)

NIEMEYER, Circuit Judge:

In an action brought by the United States Environmental Protection Agency (“EPA”)

under the Comprehensive Environmental Response, Compensation, and Liability Act

(“CERCLA”), 42 U.S.C. § 9601 et seq., to recover over $5 million in costs incurred in

cleaning up a hazardous waste site in Minden, West Virginia, the district court found that

the government’s attorneys deliberately and in bad faith breached their duty of candor

owed to the court during the course of proceedings. The court found that Robert E. Caron,

the EPA’s on-scene coordinator for the cleanup, had misrepresented his academic

achievements and credentials in this and in other cases and that the government’s attorneys

wrongfully obstructed the defendants’ efforts to root out the discrepancies and failed to

reveal them once they learned of them. 1 . . .

When the defendants first scheduled the deposition of Caron for September 12, 1991,

an EPA assistant regional counsel, Charles Hayden, reviewed Caron’s academic credentials.

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