LFM Investment Portfolio CA (New)
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15.1.3. Advice<br />
15.1.2.1.11.1. The options and features required by the Client(s).<br />
15.1.2.1.11.2. The cost of the product relative to that being charged by other<br />
providers offering similar products.<br />
15.1.2.1.11.3. The investment performance of the product relative to that<br />
achieved by other providers offering similar products.<br />
15.1.2.1.11.4. The financial strength of the product provider.<br />
15.1.2.1.11.5. The servicing standards of the product provider.<br />
15.1.3.1. The Company will:<br />
15.1.3.1.1. Prepare and issue a written report to the Client(s) setting out:<br />
15.1.3.1.1.1. The Company’s professional recommendations.<br />
15.1.3.1.1.2. The rationale on which the Company’s recommendation is<br />
based.<br />
15.1.3.1.1.3. The initial cost and future costs arising from the Company’s<br />
recommendations.<br />
15.1.3.1.1.4. The risks to which the Client(s) may be exposed through<br />
following, or not following the Company’s recommendations.<br />
15.1.3.1.2. Following receipt and consideration by the Client(s) of the report, the<br />
Company will:<br />
15.1.4. Transactions<br />
15.1.3.1.2.1. Meet with the Client(s) or make such other arrangements as are<br />
reasonable to allow the Client(s) to consider the Company’s professional<br />
recommendations and reach an informed and objective decision on how<br />
to proceed.<br />
15.1.3.1.2.2. Determine the Client(s) instructions regarding the arrangement<br />
of any necessary transactions.<br />
15.1.4.1. Where the Client(s) wish to proceed with the Company’s recommendations, or<br />
any reasonable modification, the Company will arrange for relevant transactions to<br />
be carried out.<br />
Please note - the Company reserves the right to decline to arrange any<br />
transaction which it reasonably believes may expose the Client(s) to<br />
significant and unwarranted risk.<br />
Page 8 of 15 <strong>LFM</strong> Customer Agreement - <strong>Investment</strong> <strong>Portfolio</strong> Service 01/01/2022