LFM Investment Portfolio CA (New)
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Please note - the Company reserves the right to levy a charge relative to the costs<br />
involved in preparing and forwarding such information.<br />
12. Registration of financial products<br />
12.1. The Company will register any financial products arranged for the Client(s) in the<br />
name of the Client(s).<br />
12.2. The Company will forward to the Client(s) all title documents relating to financial<br />
products as soon as practicable after receipt. Where a number of documents relating to a<br />
series of transactions is involved, the Company will normally hold each document until the<br />
series is complete and then forward them to the Client(s).<br />
13. Conflicts of interest<br />
13.1. Occasions can arise where the Company, or another client for whom it may be acting,<br />
may have some form of interest in the business being transacted for the Client(s). If this<br />
happens, or the Company become aware that its interest conflicts with those of the Client(s),<br />
it will obtain written consent from the Client(s) before carrying out that transaction.<br />
13.2. Where the Client(s) have been introduced to the Company by a third party with whom<br />
the Company has an agreement to cede part of any fees payable by the Client(s), the Company<br />
will disclose the name of the third party and the amount of any ceding that will be paid. In<br />
relation to the Client(s), the position is:<br />
Name of Introducer<br />
Percentage or amount<br />
of fees to be ceded<br />
14. Client money<br />
14.1. The Company is not authorised by the F<strong>CA</strong> to hold or control client money. This<br />
means that we cannot accept payments from the Client(s) where these are intended to be<br />
passed on to third parties, or payments from third parties to be passed to the Client(s).<br />
15. Services<br />
15.1. The Company will use reasonable endeavours to provide the following services to the<br />
Client(s):<br />
15.1.1. Information collection:<br />
15.1.1.1. The Company will obtain the following information from the Client(s) and<br />
relevant third parties:<br />
15.1.1.1.1. The nature and value of relevant investments, insurances, and other<br />
provisions established by or to which the Client(s) may have an entitlement.<br />
15.1.1.1.2. The Client(s) relevant personal circumstances including health and<br />
medical history.<br />
Page 6 of 15 <strong>LFM</strong> Customer Agreement - <strong>Investment</strong> <strong>Portfolio</strong> Service 01/01/2022