LFM Investment Portfolio CA (New)

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15.1.6.3.2. Determine the Client(s) instructions regarding the arrangement of any necessary transactions. 15.1.7. Periodic rebalancing 15.1.7.1. This Company will undertake six monthly reviews of the Client(s) relevant investments covering: 15.1.7.1.1. Changes in the relative values of different asset types and the adjustments needed to maintain the previously recommended target return. 15.1.7.1.2. Changes in the suitability of investment managers and the adjustments needed to maintain recommended suitability criteria. 15.1.7.2. Following the review, the Company will prepare and issue a report to the Client(s) setting out the Company’s professional opinion regarding: 15.1.7.2.1. The Company’s professional recommendations. 15.1.7.2.2. The rationale on which the Company’s recommendation is based. 15.1.7.2.3. The initial cost and future charges arising from the Company’s recommendations. 15.1.7.2.4. The risks to which the Client(s) may be exposed through following, or not following the Company’s recommendations. 15.1.7.3. Following the receipt and consideration by the Client(s) of the report, the Company will: 15.1.7.3.1. Make such arrangements as are reasonable to allow the Client(s) to consider the Company’s professional recommendations and reach an informed and objective decision on how to proceed. 15.1.7.3.2. Determine the Client(s) instructions regarding the arrangement of any necessary transactions. 15.1.8. Periodic valuation 15.1.8.1. The Company will undertake three monthly valuations of the Client(s) relevant investments covering: 15.1.8.1.1. Changes in the capital value of investments. 15.1.8.1.2. Distribution of dividends or profits. 15.1.8.1.3. Additional capital contributions or transfers from other investments. 15.1.8.1.4. Withdrawals of capital or dividend income. Page 10 of 15 LFM Customer Agreement - Investment Portfolio Service 01/01/2022
16. Charges 15.1.8.2. Following the valuation, the Company will prepare and issue a report to the Client(s) setting out the Company’s professional opinion with regard to: 15.1.8.2.1. The overall value of investments. 15.1.8.2.2. The change in value since the previous valuation. 16.1. Initial services 16.1.1. This will include: 16.1.1.1. ‘Information collection’, 16.1.1.2. ‘Research’, 16.1.1.3. ‘Advice’, 16.1.1.4. ‘Transactions’. 16.1.2. The charge for the services will be assessed based on the value of those investments the Client(s) require to be overseen by the Company. 16.1.3. The services will be charged at the following tariff: Value of the Client(s) investments Charge rate £1 - £50,000 £600 £50,001 - £100,000 £831 £100,001 - £150,000 £1,063 £150,001 - £200,000 £1,294 £200,001 - £250,000 £1,526 £250,001 - £300,000 £1,758 £300,001 - £350,000 £1,989 £350,001 - £400,000 £2,221 £400,001 - £450,000 £2,452 £450,001 - £500,000 £2,684 £500,001 - £550,000 £2,916 £550,001 - £600,000 £3,147 £600,001 - £650,000 £3,379 £650,001 - £700,000 £3,610 £700,001 - £750,000 £3,842 £750,001 - £800,000 £4,074 £800,001 - £850,000 £4,305 £850,001 - £900,000 £4,537 £900,001 - £950,000 £4,768 £950,001 - £1,000,000 £5,000 £1,000,000+ 0.50% of investment Page 11 of 15 LFM Customer Agreement - Investment Portfolio Service 01/01/2022
Page 1 and 2: Customer Agreement ‘Investment Po
Page 3 and 4: 5. Client Classification 5.1. The C
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Page 13 and 14: 17. Payment of charges 17.1. Where
Page 15: 20. Agreement to proceed 20.1. The

LFM Investment Portfolio CA (New)

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