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Basics<br />

PHA – a polymer family with<br />

challenges and opportunities<br />

At the beginning of the 21 st century the chemical industry<br />

undergoes an accelerated and revolutionary change in<br />

the conversion from hydrocarbons to carbohydrates as<br />

feedstock.<br />

In <strong>2016</strong> it is still small (about 12 % of the chemical industry<br />

is based on carbohydrates feedstock), but growing very fast.<br />

New chemical platforms are being brought to the market, but<br />

still have to prove themselves (like succinic acid, levulinic acid<br />

and CO 2<br />

as examples). Both industrial biotechnology (biocatalytic<br />

conversion, fermentation, downstream processing)<br />

and traditional chemo-catalytic conversion are applied<br />

to convert renewable feedstock to useful chemicals and<br />

polymers.<br />

In this process one sees significant changes in the traditional<br />

value chains for chemicals and polymers. Companies in the<br />

wood, paper, potato, other-agricultural and sugar industries<br />

with strong positions in carbohydrate feedstock and expertise<br />

in industrial biotechnology started to diversify into these<br />

traditional chemical value chains. Also companies active in<br />

waste management (both solid waste, waste water and gas<br />

effluents) work to upgrade the value of their waste streams<br />

(CH 4<br />

biogas, fatty acids, CO 2<br />

and also waste cooking oil),<br />

thus starting to set up after-use value chains for a circular<br />

economy. A challenge at the start of it all is that:<br />

Value chains combine competencies that have<br />

never been associated before<br />

Switching to carbohydrates as feedstock implies a<br />

tremendous innovation promise for the chemical industry.<br />

On the other hand it takes 15 – 20 years for new chemicals<br />

or polymers to become very significant in size, since new<br />

applications come one at the time, while drop-ins penetrate<br />

much faster if they are cost competitive.<br />

An industrial PHA polymer family platform is being<br />

developed since about 25 years now. The platform consists<br />

of a large variety of polymers, each with completely different<br />

properties and based on all raw material sources mentioned<br />

above. Figure 1 shows several PHA polymer examples.<br />

The simplest member, PHB, and its building block 3HB have<br />

apperared in nature for more than 3 billion years already and<br />

are part of the metabolism of many organisms for energy<br />

storage and nutritional value.<br />

PHA products range from amorphous to highly crystalline<br />

and go from high-strength, hard and brittle to low-strength,<br />

soft and elastic, so there is a large property design space<br />

for PHAs. In figure 2 a few differences between some PHA<br />

products are illustrated. However, there are more than<br />

hundred different known building block compositions for<br />

PHAs.<br />

The 3HA building blocks in PHA create sensitivity for<br />

molecular chain scission starting at 160 °C and accelerating at<br />

higher temperatures causing a loss of mechanical properties.<br />

This limits the polymer melt temperatures for processing like<br />

compounding, extrusion and injection moulding. There are<br />

also 4HA building blocks, like 4HB and 4HV, which might have<br />

a positive effect on this temperature sensitivity and so on the<br />

polymer processing window, but that still is hypothetical at<br />

this stage.<br />

During the last decade large scale PHA manufacturing<br />

plants have been built, varying in size between 5,000 and<br />

50,000 tonnes/annum, but it has been troublesome to build<br />

demand for them and to get them base loaded. In 2009<br />

PHA capacity expansion plans for 2015 totaled 920,000<br />

tonnes/annum for all players together, but global sales<br />

volume was still about 1,000 tonnes/annum in 2013.<br />

scl-PHAs P3HB, P4HB, PHBV, P3HB4HB, PHB3HV4HV.<br />

CH 3<br />

O<br />

CH 3<br />

O<br />

CH 3 O C 2 H 5 O<br />

O O<br />

O<br />

x<br />

x<br />

O<br />

O<br />

O y<br />

x<br />

P3HB P3HB4HB PHBV<br />

y<br />

mcl-PHAs PHBH, PHBO, PHBD.<br />

CH 3 O C 3 H 7 O<br />

PHBH:<br />

O<br />

O<br />

x<br />

y<br />

lcl-PHAs Many varieties possible.<br />

scl: short chain length<br />

mcl: medium chain length<br />

lcl: long chain length<br />

In addition PHAs have been<br />

designed with aromatic or C=C<br />

groups in the side chain.<br />

Figure 1:<br />

The PHA products<br />

platform is very diverse.<br />

O<br />

C 7 H 15<br />

O<br />

65<br />

O<br />

C 5 H 11<br />

O<br />

15<br />

O<br />

C 15 H 31<br />

O<br />

O<br />

10<br />

C 9 H 19<br />

O<br />

10<br />

38 bioplastics MAGAZINE [<strong>03</strong>/16] Vol. 11

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