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Global IP Matrix - Issue 4

We are delighted to present the fourth issue of The Global IP Matrix magazine to you, our loyal readers. We have had an amazing year and grown immensely in popularity since our launch of the GIP Matrix at INTA in Seattle in 2018. When we first launched the Global IP Matrix our main goal was to produce an IP publication like no other to educate and captivate our audience with raw, undiluted news reported to you by world-renowned IP professionals from all over the globe (who are experts at knowing how the land lies in the global IP world) and we have achieved this! Over the last year, we have continued to work with leading IP law firms and service providers to ensure our publication has something for everyone with an involvement in this very interesting industry. We hope that you really enjoy this issue and many more to come. Thank you all, for helping us in exceeding our expectations. From all of us at & The Global IP Matrix & Northon’s Media, PR & Marketing Ltd

We are delighted to present the fourth issue of The Global IP Matrix magazine to you, our loyal readers.

We have had an amazing year and grown immensely in popularity since our launch of the GIP Matrix at INTA in Seattle in 2018.

When we first launched the Global IP Matrix our main goal was to produce an IP publication like no other to educate and captivate our audience with raw, undiluted news reported to you by world-renowned IP professionals from all over the globe (who are experts at knowing how the land lies in the global IP world) and we have achieved this!

Over the last year, we have continued to work with leading IP law firms and service providers to ensure our publication has something for everyone with an involvement in this very interesting industry.

We hope that you really enjoy this issue and many more to come.
Thank you all, for helping us in exceeding our expectations.

From all of us at & The Global IP Matrix & Northon’s Media, PR & Marketing Ltd

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1


CONTENTS<br />

Page 6<br />

The matter of ‘Prior Use<br />

by Gorodissky & Partners<br />

Page 9<br />

Trademark Infringement - The Nigerian Perspective<br />

by Stillwaters Law firm<br />

Page 13<br />

New Development against Bad Faith<br />

Applications in China<br />

by Unitalen Attorneys at law<br />

Page 17<br />

Border measures to ensure safeguarding of <strong>IP</strong> right<br />

by OMC Abogados & Consultores<br />

Page 19<br />

Is Zimbabwe a part of the global conversation on<br />

intellectual property rights?<br />

by B Matanga <strong>IP</strong> Anttorneys<br />

We are delighted to present the<br />

fourth issue of The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong><br />

magazine to you, our loyal readers.<br />

We have had an amazing year and grown<br />

immensely in popularity since our launch of<br />

the G<strong>IP</strong> <strong>Matrix</strong> at INTA in Seattle in 2018.<br />

When we first launched the <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong><br />

our main goal was to produce an <strong>IP</strong> publication<br />

like no other to educate and captivate our<br />

audience with raw, undiluted news reported to<br />

Page 20<br />

Scope of the law on trade secrets<br />

by Julius & Creasy<br />

Page 25<br />

GDPR vs WHOIS: Time for a paradigm change?<br />

by ProDomaines<br />

Page 30<br />

AI - Is it changing patent prosecution?<br />

by Dennemeyer The <strong>IP</strong> Group<br />

Page 34<br />

Patent Landscape of Sports-Related Concussion<br />

by PatentSeekers<br />

Page 38<br />

No to Evergreening of plant variety in the<br />

‘Plant Varieties Law!<br />

by LexOrbis <strong>IP</strong> Attorneys<br />

you by world renowned <strong>IP</strong> professionals from<br />

all over the globe (who are experts at knowing<br />

how the land lies in the global <strong>IP</strong> world) and<br />

we have achieved this!<br />

Over the last year we have continued to work<br />

with leading <strong>IP</strong> law firms and service providers<br />

to ensure our publication has something for<br />

everyone with an involvement in this very<br />

interesting industry.<br />

We hope that you really enjoy this issue and<br />

many more to come.<br />

Thank you all, for helping us in exceeding our<br />

expectations.<br />

From all of us at & The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong><br />

& Northon’s Media, PR & Marketing Ltd<br />

Carlos Northon<br />

CEO & Founder Northon’s Media PR &<br />

Marketing LTD<br />

Publisher of The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong> &<br />

Women’s <strong>IP</strong> World<br />

carlos@northonsprmarketing.com<br />

Elvin Hassan<br />

Editor for The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong> &<br />

Women’s <strong>IP</strong> World<br />

info@womensipworld.com<br />

Craig Barber<br />

Head of Design for The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong> &<br />

Women’s <strong>IP</strong> World<br />

info@northonsprmarketing.com<br />

2 www.gipmatrix.com www.gipmatrix.com<br />

3


THE GLOBAL <strong>IP</strong> MATRIX EDITORIAL BOARD<br />

Northon's Media PR & Marketing Ltd<br />

Join the <strong>IP</strong> publication everybody is talking about<br />

Gabriela Bodden<br />

Partner at Eproint<br />

www.eproint.com<br />

Costa Rica<br />

Marek Bury<br />

Managing Partner and Patent<br />

Attorney at Bury & Bury<br />

www.bnb-ip.eu<br />

Poland<br />

The <strong>Global</strong> <strong>IP</strong> <strong>Matrix</strong> Editorial board<br />

Mr. Afamefuna Francis Nwokedi<br />

Principal Counsel of<br />

Stillwaters Law Firm<br />

www.stillwaterslaw.com<br />

Nigeria<br />

Ms. Brenda Matanga<br />

Managing Attorney & head of practice<br />

at B Matanga <strong>IP</strong> Attorneys for Africa<br />

www.bmatanga.com<br />

Zimbabwe<br />

Ms. Laura Castillo<br />

CEO of <strong>IP</strong> Law Firm DR<br />

www.iplawdr.com<br />

Dominican Republic<br />

Ms. Ruta Olman<br />

Immediate past president of ECTA<br />

& Associate partner of METIDA<br />

www.metida.lt<br />

Latvia<br />

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The matter of<br />

‘Prior Use’<br />

The prior use of a designation<br />

does not provide any advantage in<br />

Russia, in terms of registration of<br />

this designation as a trademark.<br />

This means that the prior use of a designation<br />

by one company (hereinafter – the brand<br />

user) does not preclude another company<br />

either from registering the said designation as<br />

a trademark nor from using the designation<br />

without having it registered as a trademark.<br />

However, if the prior use of a particular<br />

designation meets particular criteria, it can<br />

be relied on in order to challenge further<br />

registrations as well as to prohibit the use of<br />

same/similar designations by other companies.<br />

Furthermore, the said remedies lay in the<br />

area of the Competition law rather than the<br />

trademark law. If the brand user does not hold<br />

any trademark or <strong>IP</strong> right to its brand, the only<br />

option left is to appeal to the Competition Law.<br />

In this paper, we consider two<br />

commonly encountered situations<br />

where it is possible to oust others<br />

from exploiting the brand by<br />

resorting to the Competition Law.<br />

The first one is where the prior use is claimed<br />

to prevent another company from using the<br />

brand. In such a situation the adverse company<br />

does not assert any <strong>IP</strong> right to the brand and<br />

defends its right to use the brand by alleging<br />

that it is not protected as a trademark or as a<br />

copyrighted item and, therefore, it is free for<br />

use by anyone.<br />

The adverse party’s bad faith in using the<br />

brand consists of exploiting well-known and<br />

recognisable among consumers brand to get<br />

extra profit without investing significant funds<br />

and time into the promotion of its own brand.<br />

The second situation differs from the first one<br />

in the fact that the adverse company asserts<br />

the rights to the brand in bad faith. Such a<br />

situation may happen when the adverse party<br />

registers the designation as a trademark, which<br />

was already present on the market and used by<br />

one or many companies.<br />

In Russia…<br />

In Russia, the Competition Law extends to any<br />

Anton Melnikov, LL.M, Senior Lawyer, Gorodissky & Partners Russia<br />

www.gorodissky.com<br />

act of unfair completion and provides special<br />

remedies a company may rely on in both<br />

situations where it is necessary to enforce its<br />

rights to a brand not protected as a trademark<br />

or as a copyrighted item.<br />

Prior use versus same/<br />

similar designations<br />

not registered as a<br />

trademark.<br />

We will consider one of the recent cases<br />

decided by the Russian Federal Antimonopoly<br />

Service (hereinafter – FAS) and later affirmed<br />

by courts. The circumstances of the case are<br />

as follows.<br />

Kikkoman Corporation (hereinafter –<br />

Kikkoman), a Japanese company, initiated<br />

an unfair competition case against<br />

TD SANBONSAI LLC (hereinafter -<br />

SANBONSAI), a Russian company, claiming<br />

that SANBONSAI’s copying Kikkoman’s<br />

original bottle of 150 ml. amounted to an act<br />

of unfair competition.<br />

The design of the said bottle was originally<br />

created by the famous Japanese designer Kenji<br />

Ekuan in 1961. Further, the <strong>IP</strong> rights to the<br />

design were assigned to Kikkoman which<br />

widely used this bottle around the world as<br />

well as on the Russian market for a long time.<br />

TRADEMARKS<br />

It is a crucial fact that Kikkoman Corporation<br />

did not have any effective <strong>IP</strong> rights to the<br />

said bottle design in Russia which could be<br />

relied on in lawsuits against the infringer: the<br />

design was not registered as a trademark nor<br />

as an industrial design; it was not protected by<br />

copyright either.<br />

TD SANBONSAI LLC used the Kikkoman<br />

bottle for the same product on the Russian<br />

market. The Russian distributor of Kikkoman<br />

Corporation – Mistral Trading LLC got<br />

aware of the use of the Kikkoman bottle by<br />

SANBONSAI in Russia in several cities,<br />

brought charges claiming unfair competition<br />

and won the case before FAS (2015 -2016)<br />

by proving unfair competition on the side of<br />

SANBONSAI.<br />

The principal issue of such cases is of what<br />

criteria should the prior use meet to support<br />

unfair competition charges and get such<br />

companies like SANBONSAI prohibited from<br />

further using other’s brands in bad faith.<br />

FAS applied the provisions of the Competition<br />

Law, in particular, Paragraph 2 of Article 14.6<br />

states that:<br />

“unfair competition by an economic entity<br />

actions (inactions) that could create<br />

confusion with activities of an economic<br />

entity-competitor or the goods or services<br />

put on the market by the economic entitycompetitor<br />

is prohibited, including copying<br />

or imitating appearance of the goods put on<br />

the market by a competitor, goods packaging,<br />

label, name, color range, the brand style<br />

in general (in<br />

the totality of<br />

branded clothing,<br />

salesroom, shopwindow<br />

dressing)<br />

or other elements<br />

individualizing the<br />

competitor and (or)<br />

its goods”.<br />

By the Decision on<br />

the Kikkoman case<br />

(№ 08/90596/16<br />

dated December 27,<br />

2016) FAS found the<br />

Defendant liable of<br />

violation<br />

of the<br />

Competition<br />

Law since its bottle<br />

design was confusingly similar<br />

to Kikkoman’s bottle, originally created by the<br />

famous Japanese designer. In particular, in its<br />

Decision FAS stated that:<br />

“Having assessed the entire evidence<br />

available on the case file, the FAS<br />

Commission comes to the conclusion that<br />

the actions of Trading House “SanBonsai”<br />

related to marketing the soy sauce in 150 ml<br />

packages (containers), which are similar to<br />

the design of bottles of “KIKKOMAN” soy<br />

sauce in their appearance (design), may lead<br />

to confusion in the soy sauces market in the<br />

Russian Federation, are aimed at obtaining<br />

advantages in carrying out the business and<br />

may cause losses to the Claimant”.<br />

FAS also held that the Defendant’s actions<br />

constitute an act of unfair competition<br />

because:<br />

1.Marketing the infringing bottle which<br />

is confusingly similar to the Kikkoman<br />

bottle may mislead consumers regarding<br />

the features of the goods;<br />

2.The said circumstances evidence that<br />

the actions of SANBONSAI may indeed<br />

cause losses to Kikkoman because<br />

confusion in the market may result in<br />

shrinking consumers’ demand for the<br />

original sauce.<br />

It is worth noting that the fact that the<br />

Kikkoman product and its unique shape were<br />

well-known among Russian consumers and<br />

professionals significantly helped to plead the<br />

case before FAS.<br />

In addition to the Competition Law, FAS also<br />

quoted Article 10bis of the Paris Convention<br />

for the Protection of Industrial Property,<br />

prohibiting “any competition act violating fair<br />

customs in industrial and trade matters”.<br />

As a result, FAS ordered SANBONSAI to stop<br />

marketing the infringing bottle and imposed<br />

fines on SANBONSAI and its CEO. The FAS<br />

decision (№ 08/90596/16 dated December<br />

27, 2016) on Kikkoman case was affirmed<br />

by the Moscow Commercial Court (case №<br />

А40-21129/2017) as well as by the 9th Court<br />

of Appeals.<br />

Therefore, prior use can be relied on against<br />

the bad faith use of one’s brand if the<br />

following circumstances are proven:<br />

1. The claimant has widely used the brand<br />

in question for a long time on the Russian<br />

market;<br />

2. Wide and long-term use has made<br />

consumers associate the brand with a<br />

particular company or features of the<br />

respective product/service;<br />

3. The infringing brand is confusingly<br />

similar to the claimant’s brand;<br />

4. The adverse company does not have<br />

any legal grounds for using a similar<br />

brand/design (such as trademarks,<br />

copyright);<br />

5. The adverse company uses a similar<br />

brand/design in bad faith as such use<br />

may mislead consumers regarding the<br />

manufacturer/features of goods.<br />

Prior use versus a<br />

registered trademark<br />

The second situation may take place when an<br />

infringer registers the brand as a trademark<br />

which has been previously used on the market<br />

by one or many companies for a long time.<br />

In such a case, the prior use may also play a<br />

significant role in challenging the registered<br />

trademark.<br />

This situation differs from the first one in that<br />

the prior use is claimed against the registered<br />

trademark rather than against the bad faith<br />

use of another’s brand. Therefore, the adverse<br />

party acting in bad faith can rely on the<br />

registered trademark in a dispute with the<br />

brand user.<br />

Similarly to the first case, here the brand user<br />

needs to rely on the Competition Law and<br />

claim unfair competition associated with the<br />

registration/use of the trademark.<br />

Article 14.4 of the Competition Law prohibits<br />

unfair competition associated with acquiring<br />

the rights, among others, to trademarks.<br />

Article 1512 of the Russian Civil Code<br />

establishes that a trademark can be canceled<br />

in case the antimonopoly authorities hold that<br />

registration of the trademark was made in<br />

violation of the Competition Law.<br />

FAS occasionally delivers its decisions on<br />

similar cases, one of which we consider here.<br />

The circumstances of the second case are to<br />

some extent similar to the first one and differ<br />

in that the adverse company registered the<br />

brand as a trademark in its name and relied<br />

on it in the dispute with the brand user.<br />

HOLMER Maschinenbau GmbH (hereinafter<br />

– HOLMER GmbH) has imported into Russia<br />

HOLMER designated agricultural machinery<br />

since 2002. Holmer Rus LLC (hereinafter<br />

– Holmer Rus), a Russian company, has<br />

registered various HOLMER trademarks<br />

in its name. HOLMER GmbH initiated an<br />

administrative case against Holmer Rus<br />

claiming that the registration of HOLMER<br />

trademarks was made in violation of the<br />

Competition Law.<br />

Likewise, the brand user, HOLMER GmbH,<br />

did not have any effective <strong>IP</strong> right to the said<br />

brand in Russia which could be relied on<br />

against the HOLMER trademarks registered<br />

by Holmer Rus.<br />

6 www.gipmatrix.com www.gipmatrix.com<br />

The case was considered by the Office of FAS<br />

(hereinafter – OFAS) in the Lipetsk region.<br />

OFAS agreed with HOLMER Maschinenbau<br />

GmbH and held Holmer Rus LLC responsible<br />

for unfair competition. OFAS’ decision was<br />

also affirmed by the Commercial Court of<br />

the Lipetsk region (court case number А36-<br />

10122/2017), Court of Appeals and Court of<br />

Cassations.<br />

The court practice on similar cases has<br />

elaborated criteria on when the prior use<br />

can be relied on in cases against a trademark<br />

registered in violation of the Competition<br />

Law:<br />

1. The claimant has used the brand/<br />

designation in question for a long time on<br />

the Russian market before the priority date<br />

of the litigious trademark;<br />

2. The trademark in question is confusingly<br />

similar to the claimant’s brand/designation;<br />

3. The litigious trademark was registered/<br />

used to oust competitors from the market;<br />

OFAS’ decision holding Holmer Rus liable<br />

in committing an act of unfair competition<br />

constituted the legal ground for Rospatent<br />

to annul the registration of the litigious<br />

trademark.<br />

To conclude…<br />

In conclusion, it is worth noting that<br />

the prior use does really matter when a<br />

brand user needs to protect its brands<br />

not enjoying protection as a trademark<br />

or copyrighted item. At the same time as<br />

the remedies in question lie in the area of<br />

the Competition Law, the claimant should<br />

prove unfair competition to protect its<br />

brand by means of the Competition<br />

Law that requires extra proofs/efforts<br />

in comparison with the enforcement of<br />

trademark rights.<br />

Either way, it is<br />

recommendable that<br />

the business should<br />

register its trademarks<br />

in advance rather than<br />

fight against the unfair<br />

competition which<br />

results in wastage of time<br />

and money.<br />

7


A<strong>IP</strong>PI<br />

London<br />

2019<br />

TRADEMARKS<br />

INFRINGEMENT:<br />

The Nigerian Perspective<br />

2019 A<strong>IP</strong>PI World Congress – London<br />

September 15 - 18, 2019<br />

Mr. Afamefuna Nwokedi<br />

Principal Counsel of Stillwaters Law Firm www.stillwaterslaw.com<br />

London has progressed to be a global leader in arts, commerce, entertainment, tourism and development. In<br />

recent years London has pushed to become one of the most innovative and business driven nations in the world, which is<br />

why we find it a suitable location to debate the latest topics of <strong>IP</strong>.<br />

Whether you are visiting for the first time or returning once more, you will discover a city full of unforgettable landmarks,<br />

exciting things to do and extraordinary cuisine around every corner.<br />

Take advantage of the Early Bird discount, register by June 12 to secure a reduced registration rate.<br />

We look forward to seeing you in London, September 2019.<br />

The programme boasts a vast range of topics covering the entire field of intellectual property:<br />

PHARMA DAY<br />

• Wait! Pay for delay<br />

• Patent Linkage: an international perspective<br />

• Hot and hostile: recent developments in SPCs and patent term extensions<br />

• Antibodies and epitope/competitive claims<br />

PANEL SESSIONS<br />

• The art of <strong>IP</strong> – museums & architecture<br />

• In-house perspectives on <strong>IP</strong> enforcement<br />

• Describe your best defense: trade mark infringement or not?<br />

• Protecting trade secrets in the EU – new and improved?<br />

• A platform for discussion: liability & safe harbour<br />

• Forming portfolios for FRAND licensing: who decides?<br />

• Keep your hands off my brands<br />

• Patents and Artificial Intelligence: what’s next?<br />

• BREXIT & <strong>IP</strong>: an update<br />

• Seize the day – customs & border control<br />

• Right on the money – <strong>IP</strong> & finance<br />

• Post-grant amendments: flexibility or certainty?<br />

• Designs on trial<br />

• Hot Topics<br />

LUNCH SESSIONS<br />

Lunch Sessions 1<br />

• An update from USPTO Director Andrei Iancu<br />

Lunch Sessions 2<br />

• It’s natural … or is it? Greenwashing fashion<br />

Lunch Sessions 3<br />

• Africa and innovation<br />

PLENARY SESSIONS<br />

• Copyright in artificially generated works<br />

• Consumer survey evidence<br />

• <strong>IP</strong> damages for acts other than sales<br />

• Plausibiltiy<br />

More information on www.aippi.org<br />

Intellectual property and commerce<br />

are topics which are needless to<br />

say, inextricably linked and in the<br />

course of initiating and operating<br />

a commercial enterprise, there<br />

arises the need for safeguarding the<br />

intellectual and industrial values<br />

of the business as well as ensuring<br />

non-violation of the corresponding<br />

right of others.<br />

The importance of intellectual<br />

property practice and its<br />

consequent rights/interests have<br />

gained rapid recognition in Nigeria<br />

within the last two decades.<br />

Like any importing country for almost<br />

everything, especially pharmaceuticals,<br />

electronics and most retail consumables, the<br />

potential to make quick gains in copying<br />

is on the high side and this, unfortunately,<br />

translates to infringement, dilution,<br />

counterfeiting or piracy. That Nigeria<br />

has had a fair share of these can be put<br />

into perspective when one considers its<br />

population, market share and paradoxically,<br />

the ingenuity of its people.<br />

In Nigeria, trademark infringement can<br />

generate two causes of action, civil and/or<br />

criminal. Various laws have been enacted<br />

to protect intellectual property (<strong>IP</strong>) rights<br />

in Nigeria and the courts have adopted<br />

internationally acclaimed standards in<br />

interpreting these laws. In Bells Sons & Co. V.<br />

Godwin Aka & Anor (1917-1976) 1 I.P.L.R.,<br />

the Supreme Court of Nigeria court posited<br />

that:<br />

“….the law of trademarks is aimed at the<br />

subtle as well as the obvious infraction<br />

of it and both the ears and eyes must be<br />

together involved in the exercise”.<br />

Studies show that within the realm of<br />

trademarks, outright boldface infringement<br />

is the most common infraction and as per the<br />

Supreme Court in A. B. Chami v. W. J. Bush &<br />

Co. Ltd (1990 -1997) 3 I. P. L. R.,<br />

“…right shall be deemed to be infringed<br />

by any person who not being the<br />

proprietor of the Trademark or a<br />

registered user, thereof, using it by way of<br />

the permitted use, uses a mark identical<br />

with it or so nearly resembling it as to be<br />

likely to deceive or cause confusion in the<br />

course of Trade, in relation to any goods<br />

in respect of which it is registered.”<br />

See also Section 5(2) of the Trade Marks Act<br />

(TMA).<br />

While the Act is explicit on infringement,<br />

however, for a trademark to be protected<br />

under the Act, it must be registered and<br />

recorded in the trademark register. In Ferodo<br />

Ltd & Anor v. Ibeto Ind. Ltd (2003 – 2007) 5<br />

I.P.L.R., the apex Court asserted that:<br />

“… A trademark if registered gives the<br />

proprietor the exclusive right to use the<br />

Trademark in the marketing or selling his<br />

goods.<br />

And without his consent,<br />

if anyone else uses an<br />

identical Mark ora Mark<br />

so nearly resembling it<br />

as to be likely to deceive<br />

or cause confusion, will<br />

entitle the proprietor to<br />

sue for infringement of the<br />

trademark…”<br />

More importantly, is the<br />

need to tender evidence of<br />

registration by way of an<br />

Extract of Records issued by<br />

the Registrar of Trademarks.<br />

According to the Act, this<br />

is what is required to prove<br />

registration and not the<br />

certificate of registration<br />

per se. This requirement<br />

is evidentially fortified by<br />

the written expression on<br />

the face of the certificate,<br />

which specifically states<br />

www.gipmatrix.com<br />

that the “certificate is not to be used in legal<br />

proceedings”. However, the decision of the<br />

court in Crysterlight Overseas v. Yugolex<br />

Drugs & Anor (1997-2003) 4 I.P.L.R., where<br />

judgement was given against a Plaintiff, who<br />

failed to tender the registration certificate<br />

of its trademark in evidence to prove its<br />

claim for infringement no doubt throws in a<br />

secondary requirement of the actual sighting<br />

of the certificate by the court.<br />

In deciding when a mark is said to be<br />

identical, confusingly similar or so nearly<br />

resembles, the courts have held in British<br />

American Tobacco & Anor V. Int’l Tobacco &<br />

2 Ors (2003 – 2007) 5 I.P.L.R., that:<br />

“…in the exercise of comparison, it is<br />

wrong to take the two Trademarks side<br />

by side to determine whether they are<br />

identical or some close resemblance<br />

exists. The issue is whether the person<br />

who sees or has seen the proposed<br />

Trademark will confuse it with the<br />

existing Trademark, as to create<br />

confusion and be deceived that the<br />

proposed Trademark is the same as the<br />

existing one.”<br />

9


The marks alone must be considered,<br />

divorced from associated features or get up<br />

and the like. Evidence is, however, admissible<br />

to show which of the features shown in the<br />

Register of Trademarks are essential and<br />

which are inessential so as to be unimportant<br />

in deciding questions of infringement. Re.<br />

Ferodo Case.<br />

Two peculiar<br />

reasons attest to the<br />

high propensity of<br />

infringements in Nigeria.<br />

The first is the widespread and prevailing<br />

misconception that the “Letter of Acceptance”<br />

issued by the Registrar constitutes<br />

registration, and the second is the inexplicably<br />

unwilling desires by some proprietors to<br />

pursue potential infringement matters<br />

outside Nigeria’s most populous and major<br />

commercial city, Lagos. Perhaps I should add<br />

a third factor often explained off as “clients’<br />

strategic interest”. Under this nomenclature,<br />

some proprietors, especially with the not-so<br />

established brands, are mindful of exposing<br />

their products to the fireworks of litigation,<br />

whether infringement and more especially<br />

counterfeiting. The perception here is that a<br />

major crackdown will leave the public with a<br />

perception of uncertainty.<br />

There is another layer of secondary reasons<br />

such as non-use and the vulnerabilities arising<br />

from the physical expanse of the country.<br />

Available reliefs and remedies in an<br />

infringement action include injunction,<br />

damages, delivery up for destruction and<br />

accounts of profit. Predetermination reliefs<br />

such as interim (Anton Piller Order) and<br />

interlocutory injunctions are also available.<br />

In the past, there was a proliferation of the<br />

issuance of Anton Piller orders by the trial<br />

courts. Anton Piller is a search, cease and<br />

warehouse order that can be given by the<br />

court to avoid the disposal and destruction of<br />

material evidence. Under the old dispensation,<br />

the order was given on an interim basis,<br />

lasting until a subsequent hearing on the<br />

interlocutory application is taken. The hearing<br />

could then take months with the partially<br />

satisfied aggrieved claimant puffing and<br />

trotting for securing a major debilitating blow<br />

on the operations of the infringer.<br />

However, with the coming into operation of<br />

the not so recent Federal High Court Civil<br />

Procedure Rules, the situation has been<br />

greatly moderated. Quite apart from the fact<br />

that the courts rightly view the order as an<br />

intense discovery process, the Rules provide<br />

that it lapses after 14days, whether executed<br />

or not.<br />

Looking at Nigeria, one very interesting<br />

discovery is that most actions from which<br />

infringement arise embody passing-off and<br />

in some major ways counterfeiting. From our<br />

perspective in the office, this throws up quite<br />

a few potentially damaging (for the infringer)<br />

options outside the scope of the accessible<br />

criminal action that the Merchandise Marks<br />

Act (MMA) offers. For while sections 4 of the<br />

MMA provides that:<br />

Any person shall be deemed to forge a<br />

trademark who either-<br />

(a) Without the assent of the proprietor<br />

of the trademark makes that trademark<br />

or a mark so nearly resembling that<br />

trademark as to be calculated to deceive;<br />

or<br />

(b) Falsifies any genuine trade mark,<br />

whether by alteration, addition,<br />

effacement, or otherwise, and any<br />

trademark or mark so made or falsified is<br />

in this Act to be as a forged trademark.<br />

Beyond the scope of the above-stated<br />

section, is the wider reach and benefit<br />

that the counterfeiting angle brings to<br />

bear when regulatory bodies such as<br />

Standards Organisation of Nigeria (SON),<br />

and National Agency for Food and Drug<br />

Administration and Control (NAFDAC) are<br />

involved in the counterfeiting side of the<br />

argument.<br />

The involvement of these agencies of<br />

government assuages the tedious and<br />

arduous challenge of getting the Police<br />

through the office of the Director of<br />

Public Prosecution to undertake criminal<br />

prosecution of an infringer or indeed a<br />

counterfeiter. This difficulty is accentuated by<br />

the prevailing perception that infringement<br />

and any cause of action arising therefrom<br />

is a private right and public funds should<br />

not be utilised for the protection of private<br />

commercial gains. The backup by these<br />

agencies comes in handy, especially where<br />

multiple entities are committing the<br />

infraction. Needless to say, obtaining a fiat<br />

from the Attorney General to prosecute is a<br />

tall order.<br />

10 www.gipmatrix.com<br />

To conclude<br />

I am of the opinion that a claimant should<br />

be allowed to pursue criminal prosecution of<br />

a counterfeiting act in the same action as an<br />

infringement action; albeit in the light of the<br />

criminal nature of counterfeiting, the evidence<br />

required to prove the same must be beyond<br />

reasonable doubt as provided under Section<br />

135-137 of the Evidence Act, 2011. That this<br />

will involve private prosecution of criminal<br />

matters is not in doubt, to avoid abuse of<br />

the process, where the Attorney General is<br />

of the considered opinion that grounds of<br />

prosecution does warrant such he may join<br />

the proceedings at any stage and exercise his<br />

powers through the use of “Nolle Prosequi” to<br />

extinguish the criminal aspect of the action.<br />

Interestingly, the trial courts are vested with<br />

both civil and criminal jurisdictions as per<br />

the court’s decision in Amiwero v. A.G of<br />

the Federation (2015) 15 NWLR (Pt.1482)<br />

pg.390. The possible end result of this will<br />

be a win-win situation for both the state and<br />

the aggrieved proprietor. For the state, public<br />

funds will be saved in having the private<br />

prosecution of criminal matters arising from<br />

civil action.<br />

Commencement of infringement action<br />

requires a thorough due diligence on the<br />

infringer and the collation of information<br />

such as, address of operation, branches,<br />

factory, importers, storage sites- such as<br />

warehouses, distributors, bankers, etc., this<br />

would assist the court in evaluating evidence<br />

during trial, see Holdent International<br />

Limited v. Petersville Nigeria Limited (2013)<br />

LPELR-21474. More often than not, these<br />

are all done in very discreet manner through<br />

the use of Private Investigators (PIs) bearing<br />

in mind that the Client is faced with a<br />

Catch 22 situation of trying to maintain a<br />

balance between low profile publicity on the<br />

infringement or counterfeiting and at the<br />

same time sending out a message to other<br />

potential infringers or counterfeiters that the<br />

client is resolute in protecting its rights.<br />

Regardless of the<br />

challenges that extant<br />

laws and bureaucracy<br />

may pose, it is important<br />

to note that time, due<br />

diligence, planning, and a<br />

good strategy are of major<br />

essence in undertaking<br />

any contentious action.


New Development against Bad Faith<br />

Applications in China<br />

Background<br />

In recent years, with the in-depth<br />

implementation of the trademark<br />

and brand strategy plus the<br />

continuous promotion of the<br />

reform of trademark registration<br />

facilitation, the number of<br />

trademark applications in China<br />

has been growing continuously.<br />

As a result, the title of the top ranking<br />

on new trademark applications in<br />

the world has been maintained by<br />

China for many years in a row. In<br />

2018, 7.3895 million trademark<br />

applications were unbelievably<br />

filed nationwide with an increase<br />

of 1.416 million over 2017 and a<br />

growth rate of 23.72 percent.<br />

However, among the big filing numbers,<br />

some trademark applications filed by small<br />

numbers of applicants obviously exceed the<br />

real needs of normal operation. In addition,<br />

these small numbers of applicants do not<br />

hoard a large number of trademarks for the<br />

purpose of use, which hinders other brand<br />

owners with normal operation needs in<br />

China from applying for their trademark<br />

applications. Also what is more serious is<br />

that they are willing to transfer the hoarded<br />

trademarks to real brand owners at a very<br />

high price to obtain illegitimate interests.<br />

Malicious hoarding of trademarks disturbs<br />

the market order of fair competition and the<br />

order of trademark registration management<br />

and also wastes administrative and judicial<br />

resources. These kind of “abnormal”<br />

trademark applications are the target which<br />

the trademark administrative authorities<br />

attack emphatically.<br />

Facing the hoarding trademarks in bad faith<br />

and other “abnormal” trademark application<br />

acts, the Chinese Trademark Office and<br />

the Trademark Review and Adjudication<br />

Board of the China National Intellectual<br />

Property Administration of the trademark,<br />

and the people’s courts have taken many<br />

different measures, such as a review in<br />

advance even from the filing stage and an<br />

incorporate review to apply the law strictly.<br />

These measures effectively curb the behavior<br />

of hoarding trademarks in bad faith, such<br />

as possession of public resources without<br />

legal reason and new trademark applications<br />

repeatedly filed by trademark squatters. It also<br />

plays a positive role to maintain the market<br />

order of fair competition and promote the<br />

market main body to use the brand strategy<br />

and achieve innovation and development.<br />

Developments<br />

Recently, a judgment on trademark hoarding<br />

has attracted wide attention in China<br />

among the intellectual property owners.<br />

Wuhan Zhongjun Campus Service co.,<br />

LTD. (hereinafter referred to as Wuhan<br />

Zhongjun) applied for a retrial before the<br />

China Supreme People’s Court because it was<br />

dissatisfied with the invalidation decision of<br />

Mr. Lei Zhao - Senoir Partner at Unitalen<br />

www.unitalen.com<br />

its trademark registration for “shining silver”<br />

in Chinese character No. 13675000. In the<br />

end, the Supreme People’s Court made an<br />

administrative and final ruling which is not in<br />

favor of Wuhan Zhongjun.<br />

The supreme people’s court pointed out in<br />

the retrial ruling: if the trademark applicant<br />

violates the provisions of article 4 of the<br />

trademark law, has no real purpose of use,<br />

and hoarded a large number of trademarks<br />

without justifiable reasons for seeking<br />

improper interests, it may be deemed<br />

to belong to the ‘other improper means’<br />

stipulated in the first paragraph of article 44<br />

of the trademark law.<br />

What did this enterprise do in the<br />

past? Why was it finally considered<br />

by the Supreme People’s Court that<br />

it registered and hoarded a large<br />

number of trademarks for seeking<br />

improper interests, not based on its<br />

normal production and business<br />

activities?<br />

According to the search on the official website<br />

of the Chinese Trademark Office, Wuhan<br />

Zhongjun has applied for a total of 934<br />

trademarks including the the dispute mark<br />

“shining silver”, word mark for “Five eight”,<br />

“Zhifubao shining silver” and “Huixin shining<br />

silver” in Chinese characters, which obviously<br />

belong to other Chinese brand owners, on a<br />

variety of goods and services. Actually, “Five<br />

Eight” is one of the most famous internet<br />

service providers in China, “Zhifubao” in<br />

Chinese character means Alipay which belong<br />

to Alibaba Group and “Huixin” in Chinese<br />

Character looks quite similar to Wechat in<br />

Chinese character. Furthermore, it was even<br />

worse that Wuhan Zhongjun was publicly<br />

selling the trademark on the Internet.<br />

It is impossible to put into use nearly a<br />

thousand trademarks. After inquiring the<br />

major trademark sales websites in China,<br />

it can be found that some trademarks of<br />

Wuhan Zhongjun are listed on the trademark<br />

websites for sale. In addition, according to<br />

the communication between a newspapers<br />

reporter and the agent of those websites, some<br />

trademarks can be sold for as much as 60,000<br />

12 www.gipmatrix.com RMB each at least.<br />

13


According to the investigation of the Court,<br />

the telephone communication between<br />

Wuhan Zhongjun and the agent of Shining<br />

Silver also made it clear that the trademark<br />

application for disputed trademark was made<br />

for profit only through trademark transfer,<br />

rather than its own use. Wuhan Zhongjun<br />

has the sole purpose of a large number of<br />

registered trademarks, which is to seek<br />

improper interests through high transfer fees<br />

of trademarks.<br />

Small series of search also further indicated<br />

that nearly 40 trademarks of Wuhan<br />

Zhongjun are currently pending in the<br />

transfer procedure, not even including the<br />

previously approved transfer. Of course, we<br />

do not know how much they have got for this<br />

illegal business, but overall trademark transfer<br />

profit is very rich to Wuhan Zhongjun.<br />

After the retrial, the Supreme People’s Court<br />

held that the trademark registration of Wuhan<br />

Zhongjun was not based on the needs of its<br />

normal production and business activities, but<br />

for the purpose of hoarding a large number<br />

of trademarks and seeking for improper<br />

interests, which constituted the situation of<br />

“obtaining registration by other improper<br />

means” stipulated in the first paragraph of<br />

article 44 of the current Trademark Law of<br />

China.<br />

Apart from applying for a large number of<br />

trademarks for the purpose of making a<br />

profit, “other improper means” of hoarding<br />

trademarks also includes that:<br />

1. A large number of trademark<br />

applications imitate others famous or<br />

well-known trademarks;<br />

2. A large number of trademark<br />

applications imitate other famous<br />

personal names, copyright, and other<br />

prior rights;<br />

3. A large number of trademark<br />

applications improperly occupy public<br />

resources;<br />

4. Beyond the use requirements, a large<br />

number of trademark registrations<br />

imitate place names, jargon, and other<br />

public resources.<br />

For example, Shanghai Junchang Information<br />

Technology co., Ltd. and its affiliated<br />

companies have applied for nearly 5,000<br />

registrations for place names below the county<br />

level. The Chinese Trademark Office rejected<br />

the application for trademark registration on<br />

the basis that it had the intention of unjustly<br />

occupying public resources, disturbing the<br />

normal order of trademark registration and<br />

easily causing adverse social effects.<br />

In another case, Guangzhou 43999<br />

Information Technology co., Ltd. applied for<br />

more than 9,000 trademarks, among which<br />

210 were opposed by different right holders.<br />

The Trademark Office combined 39 trademark<br />

oppositions together to consolidate with<br />

different cases and speed up the procedure.<br />

Also, Shanghai Wuyue Information<br />

Technology co., Ltd. applied for more than<br />

500 trademark registrations, among which 77<br />

were opposed by different right holders, and<br />

the Chinese Trademark Office dealt with 13<br />

of them together...In these cases, the Chinese<br />

Trademark Office held that related enterprises<br />

apply for a large number of trademark<br />

registrations and it is contrary to the principle<br />

of good faith, disrupting the normal order<br />

of trademark registration management,<br />

trademarks filed by these enterprises shall not<br />

be registered.<br />

Next steps<br />

According to current trademark<br />

regulations, guidelines in China, there<br />

is a limit to identify and take actions<br />

against bad faith applications during<br />

the substantial examination stage. To<br />

eventually solve the problem of bad<br />

faith applications, China is considering<br />

amending Trademark Law again and<br />

adopting the common law system to<br />

emphasise the idea of intent to use. It has<br />

already been suggested that when the<br />

applicants file new trademark applications,<br />

they shall also submit a declaration in<br />

which to indicate where the relevant<br />

trademarks have been used or will be used<br />

and also include related pieces of evidence<br />

furthermore the Chinese Trademark<br />

Office shall examine the relatedness<br />

between the business scope of the business<br />

license of applicants and goods or services<br />

covered by trademark applications.<br />

14 www.gipmatrix.com www.gipmatrix.com<br />

15


BORDER MEASURES<br />

BORDER MEASURES TO ENSURE THE SAFEGUARDING OF<br />

INTELLECTUAL RIGHTS<br />

Intellectual Property enforcement<br />

and border measures are vital<br />

to detect those foreign trade<br />

operations in which the rights of<br />

intellectual property are violated.<br />

Generally, well-known trademarks are<br />

those which have such a great reputation<br />

that, upon registration pursuant to local<br />

law (and regardless of the country or<br />

class), they are officially recognised for<br />

protection and distinction worldwide.<br />

Improvements in<br />

Border Measures for<br />

<strong>IP</strong> Rights<br />

Public authorities and members of the private<br />

sector have assumed the great challenge<br />

of ensuring the recognition of Intellectual<br />

Property Rights by improving the <strong>IP</strong> legal<br />

framework in Andean countries. There is<br />

an obligation of members of the Andean<br />

Community to introduce border measures for<br />

the protection of intellectual property rights.<br />

Specifically, for Peru, and as part of the<br />

enforcement of the Trade Promotion<br />

Agreement entered between Peru and The<br />

United States in 2008, the Legislative Decree<br />

number 1092, and its regulation (Supreme<br />

Decree No. 003-2009) entered into force on<br />

the 1st of February 2009, approving border<br />

measures for the protection of copyrights or<br />

Dr. Oscar Mago - founding partner and CEO of<br />

OMC Abogados & Consultores www.omcabogados.com.pe<br />

related rights and trademark rights, including<br />

well-known trademarks.<br />

The precautionary measures available to<br />

enforce well-known trademarks in Peru are<br />

immobilization, seizure or withholding of the<br />

merchandise.<br />

Such border control measures can be initiated<br />

by a citizen, a legal entity or the customs<br />

administration. Peruvian customs are able to<br />

perform spontaneous inspections of goods<br />

if they have reasonable grounds that are<br />

counterfeited or pirated and cannot be held<br />

liable for any damage to inspected goods.<br />

When requesting protection at the borders,<br />

the petitioner will be required by the customs<br />

administration to deposit a bond to cover<br />

possible losses or damages caused to the<br />

importer, exporter, and/ or consignee of the<br />

goods resulting from any suspension of the<br />

release of non-infringement goods. This bond<br />

must be a sum equivalent to 20% of Free on<br />

Board (FOB) value of the goods. In the case<br />

of perishable goods, the guarantee shall be<br />

constituted by 100% of the FOB value of it.<br />

Merchandise under US$ 200 FOB value will<br />

not be affected.<br />

In order to verify the ownership of the<br />

relevant goods and for them to clear customs,<br />

trademark owners (directly or through their<br />

legal representatives or agents) must be<br />

registered in an official database kept by the<br />

customs administration, who will liaise with<br />

the Peruvian Trademark Office (INDECOPI)<br />

for the purpose of registering rights holders.<br />

There is a recent case of the mark<br />

ANGRY BIRD, which is a well-known<br />

trademark owned by the firm<br />

ROVIO ENTERTAINMENT LTD.<br />

Due to the success of this mark and its<br />

products and services involved, many persons<br />

are trying to introduce and sell counterfeited<br />

products bearing this mark in Peru. The<br />

number of goods entering the Peruvian<br />

market is so big, that the owner is constantly<br />

summoned to appear before the Judiciary.<br />

Also, police and judicial notifications<br />

are received to confirm the trial initiated<br />

ex-officio by the Public attorney. As most<br />

products are made abroad and imported<br />

into our country, it is not possible to find the<br />

factory or source of these knock-offs that<br />

infringe the owners <strong>IP</strong> rights; consequently,<br />

the only way to stop these infringements<br />

is through Peruvian customs, which,<br />

subsequently, is doing an excellent job!<br />

The process seeks to be brief. If the accused<br />

has been caught in the infringement act,<br />

or has confessed the commission of the<br />

infringement, or the elements of conviction<br />

are sufficient and evident, the Public Ministry<br />

starts the criminal process and promotes the<br />

application of the principle of opportunity<br />

(Principio de oportunidad) which has the<br />

intention to reach an agreement between<br />

both parties to compensate for damages<br />

and losses that have been incurred. Another<br />

requirement to apply for this principle is when<br />

the damage caused does not have a significant<br />

impact on consumers and the penalty to be<br />

imposed is minimal.<br />

These border measures<br />

are very important to<br />

avoid that third parties<br />

exploit the prestige of the<br />

well-known trademark,<br />

with low-quality<br />

products and also for<br />

16 www.gipmatrix.com www.gipmatrix.com<br />

consumer protection.<br />

17


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As the rest of the world<br />

commemorated World Intellectual<br />

Property Day on the 26th of April,<br />

as an ordinary Zimbabwean citizen<br />

I pondered on the relevance of this<br />

day to the country. It was in this<br />

quandary that it occurred to me that<br />

there was every reason to celebrate<br />

some of the country’s achievements<br />

with the rest of the world. There are<br />

some significant strides which are<br />

worthy of celebration.<br />

Firstly, the mere reason that Zimbabwe has<br />

recognised intellectual property rights as a<br />

constitutional right, in the new constitution<br />

is reason enough for celebration. Section 71<br />

of the bill of rights under property rights<br />

provides thus;<br />

“Subject to Section 72, every<br />

person has the right, in any part<br />

of Zimbabwe, to acquire, hold,<br />

occupy, use, transfer, hypothecate,<br />

lease or dispose of all forms of<br />

property, either individually or in<br />

association with others.”<br />

Literally interpreting this provision,<br />

intellectual property fits into this category as<br />

it says “all forms” of property. In addition to<br />

that, the constitution further accommodates<br />

this type of property in its definition of<br />

property being “property of any description<br />

and any right or interest in property”.<br />

Ms. Brenda Matanga Managing partner at<br />

B Matanga <strong>IP</strong> Attorneys for Africa www.bmatanga.com<br />

Our celebration, however, would have been<br />

more elaborate if this right had been clearly<br />

provided for without having to deeply engage<br />

our legal minds. A more apparent clause<br />

which leaves no doubt to an ordinary person<br />

that this right is included in the bill of rights<br />

would have been more preferable. Some<br />

countries such as the United States of America<br />

have clearly embedded an independent Clause<br />

in Article 1, Section 8, and Clause 8 of their<br />

Constitution recognising this right. The<br />

Congress under that provision is granted the<br />

powers to promote the progress of science and<br />

useful arts by providing inventors the limited<br />

but exclusive right to their discoveries.<br />

Be that as it may, Zimbabwe is part of<br />

the global conversation as it has publicly<br />

embraced intellectual property by becoming<br />

a party to the international legal instruments<br />

that govern intellectual property. Like many<br />

other countries, it is a member of the World<br />

Intellectual Property Organisation (W<strong>IP</strong>O)<br />

through the W<strong>IP</strong>O Convention of 1967.<br />

This is the constituent instrument of the<br />

specialised agency of the United Nations.<br />

W<strong>IP</strong>O’s objective is to promote the protection<br />

of intellectual property worldwide and to<br />

ensure cooperation among the intellectual<br />

property unions established by the treaties<br />

that W<strong>IP</strong>O administers. Zimbabwe has been<br />

a party to the following; Paris Convention<br />

(Industrial Property), since April 1980, Berne<br />

Convention (Literary and Artistic Works),<br />

since April 1980, Patent Corporation Treaty<br />

(PCT) (Patents), since June 1997. Zimbabwe<br />

is, therefore, a part of these globally<br />

recognised legal rights. As a major milestone,<br />

Zimbabwe is a member and signatory to the<br />

World Trade Organisation’s (WTO) celebrated<br />

Trade-Related Aspects of Intellectual Property<br />

Rights known as (TR<strong>IP</strong>S Agreement)<br />

which sets out the basic minimum<br />

standards regarding the protection<br />

of intellectual property. Unlike many<br />

other countries, Zimbabwe has gone<br />

a step further and has incorporated<br />

these minimum standards in its<br />

legislation. As a country, it has the<br />

necessary intellectual laws in place<br />

which are TR<strong>IP</strong>S compliant. To this<br />

alone, we celebrate.<br />

A notable development is its recent<br />

inclusion in the international trademark<br />

filing system community, as a member of<br />

the Madrid Protocol. Through The General<br />

Laws Amendment Act, the protocol was<br />

domesticated by amending the Trade Marks<br />

Act (Chapter 26:04 and incorporating the<br />

protocol in the Trade-marks Act. A mark<br />

registered under this protocol is accorded the<br />

same protection as a trademark registered<br />

directly in Zimbabwe.<br />

Regionally, Zimbabwe is a member and<br />

signatory to the African Regional Intellectual<br />

Property Organisation (AR<strong>IP</strong>O)’s protocols:<br />

- The Lusaka Agreement which establishes<br />

the organisation, the Harare Protocol on the<br />

protection of patents, and industrial designs<br />

together with the Banjul Protocol which<br />

governs the protection of trademarks amongst<br />

the member countries. Zimbabwe is privileged<br />

that this regional office is housed in Harare<br />

and can be directly accessed by Zimbabwean<br />

citizens.<br />

It’s also worth noting that Zimbabwe has a<br />

fully-fledged office (Zimbabwe Intellectual<br />

Property Office-(Z<strong>IP</strong>O) that is responsible for<br />

the grant and administration of intellectual<br />

property rights in the country. One can<br />

indeed protect their intellectual property<br />

interests in Zimbabwe. The country has<br />

institutionalised <strong>IP</strong> and has come up with<br />

an <strong>IP</strong> policy and implementation strategy<br />

to intentionally develop its <strong>IP</strong>. Though in its<br />

infancy, this blueprint is certainly an essential<br />

guide in a country that exudes seriousness in<br />

promoting innovation and <strong>IP</strong> creation.<br />

To note the importance of <strong>IP</strong> enforcement<br />

to the country, there is a special court (<strong>IP</strong><br />

Tribunal) that has been created through<br />

an Act of Parliament to specifically handle<br />

<strong>IP</strong> matters. A pool of judges well versed in<br />

the area is starting to develop and lawyers<br />

who practice in this area of the law exist.<br />

All that Zimbabwe needs to do is build its<br />

jurisprudence in this area of the law and<br />

expose more of the local <strong>IP</strong> holders to this<br />

global conversation so that they become more<br />

proactive in protecting these legal rights.<br />

Otherwise, this Southern African country is<br />

not doing too badly at all!<br />

18 www.gipmatrix.com www.gipmatrix.com<br />

19


TRADE SECRETS<br />

SRI LANKA<br />

Julius and Creasy is one of the oldest civil law firms in Sri Lanka. Founded in 1879, the firm has<br />

established itself on rich tradition and the highest professional principles. Julius and Creasy’s<br />

wealth Scope of expertise of and the experience law on in a wide trade range of secrets/ specialized fields undisclosed<br />

of Law enables it to offer<br />

innovative legal and business solutions to a diverse, sophisticated and high profile clientele.<br />

information in Sri Lanka<br />

Our firm from its inception has been involved in intellectual property work. We are presently<br />

handling over 50,000 files of which about 15,000 are current and intellectual property involves<br />

both contentious and non-contentious matters. We file a large number of trademark<br />

applications for overseas clients being instructed by our associates in several countries<br />

including Today, UK, trade European secrets are Union, among USA the , India, Ms. Singapore, Anomi Wanigasekera, Hongkong, Partner Australia & Head , New of Intellectual Zealand, Property & Ms.<br />

Japan<br />

most<br />

and<br />

important<br />

Korea.<br />

properties businesses Navindi Naotunna, Associate at julius & Creasy www.juliusandcreasy.com<br />

own. World Intellectual Property<br />

Organization (W<strong>IP</strong>O) has defined<br />

In trade contentious secrets matters as “any we confidential represent clients both at the National Intellectual Property Office in<br />

opposition business information proceedings which and provides in infringement proceedings before Courts, Infringement<br />

proceedings an enterprise are a instituted competitive in edge”. the Commercial High Court and where necessary criminal<br />

proceedings Secret formulas, are also instituted processes, in the and Magistrate’s Court.<br />

methods used in production are<br />

Although among our the practice information is to a protected great extent trademarks we have substantial portfolio of patents as<br />

well. as A trade large secrets. part of A this trade portfolio secret is is related to PCT applications filed in Sri Lanka, We also file<br />

number<br />

proprietary<br />

of design<br />

knowledge<br />

applications<br />

and it is<br />

for<br />

up to<br />

overseas clients in Sri Lanka and for Sri Lankan clients<br />

the holder to protect that knowledge.<br />

overseas through our associates in various countries. We also advise Sri Lankan and overseas<br />

For example, the Coca-Cola recipe<br />

companies<br />

and Google’s<br />

on copy<br />

search<br />

right<br />

algorithm<br />

issues<br />

are<br />

including reviewing of copyright agreements and advise<br />

publishers the world’s both most in Sri famous Lanka trade and secrets overseas.<br />

Trade secrets are difficult to maintain over a<br />

period of time. Secrecy does not stop anyone<br />

Ms. else Anomi from inventing Wanigasekera, the same holder product of or LL.M (Wales) and Diplomas in Intellectual Property Law,<br />

International process independently Trade Law, and Banking exploiting and it Insurance Law of Institute of Advanced Legal Studies of the<br />

commercially. It does not give the holder<br />

Incorporated<br />

exclusive rights.<br />

Council<br />

Employers<br />

of Legal Education<br />

become<br />

heads the Intellectual Property Division of our firm. Ms<br />

Sandamali vulnerable Kottachchi, when employees holder with of trade LL.B (Colombo), Master of Arts – International Relations ,<br />

Diploma secret knowledge in Forensic leave Medicine employment. & They Science and Diploma in Computer System Design is a senior<br />

should ask employees to provide a written<br />

professional associate in the Firm’s Intellectual practices. Property The Act Division specifically and there recognises are 8 other professional<br />

undertaking that they will not compete with<br />

disclosure, acquisition or use by others of<br />

associates attached to the Intellectual Property Division.<br />

the employer’s business when they leave, in<br />

secret information without the consent of the<br />

addition to signing a confidentiality agreement.<br />

person lawfully control of that information to<br />

However, these undertakings must be drafted<br />

constitute an act of unfair competition (s160<br />

carefully as to not to restrict Tel.94 the employee’s 11 4335159 Fax: (6)). 94 In 11 keeping 24466 with 663, the +94 TR<strong>IP</strong>S 11 2435 requirements 451<br />

right to earn a living.<br />

Email: jacey@sltnet.lk; s160 (6) (c) pts@juliusandcreasy.lk<br />

of the Act requires “undisclosed<br />

Internet: information” www.juliusandcreasy.com<br />

to be accessible to persons<br />

within the circles, the information must have<br />

The law in Sri Lanka<br />

commercial value because of its secret nature<br />

The TR<strong>IP</strong>S Agreement was the first and must be the subject of reasonable effort<br />

international agreement to protect trade on the part of the right holder to maintain its<br />

secrets expressly (Article 39). In Sri Lanka, secrecy. The unlawful disclosure, acquisition or<br />

no formal definition of a trade secret exists use of the undisclosed information may result<br />

and there is no restriction as to the type of from through breach of contract or breach<br />

information that can constitute a trade secret. of confidence. The provisions relating to an<br />

The protection of trade secrets forms part of unfair competition are applicable in Sri Lanka<br />

the general concept of protection against unfair independently and in addition to the other<br />

competition. The law relating to protection provisions of the Act protecting inventions,<br />

against unfair competition was first introduced industrial designs, marks, trade names,<br />

to Sri Lanka in 1979 under the provisions of literary, scientific and artistic works and other<br />

section 142 of the Code. Currently, Section intellectual property (s160(b)). Any person<br />

160 of the Intellectual Property Act 2003 or enterprise or association of producers,<br />

(the Act) governs unfair competition in Sri manufacturers or traders aggrieved by any act<br />

Lanka. It is based on W<strong>IP</strong>O Model Provisions or practice referred to in section 160 of the Act<br />

on Protection against Unfair Competition. is entitled to institute proceedings to prohibit<br />

S160(1) of the Act defines unfair competition the continuance of such act or practice and<br />

as to any act of competition contrary to obtain damages for losses suffered as a result<br />

honest practices in industrial or commercial of such act or practice (s160(7)). Section<br />

160(9) stipulates that the protection granted<br />

under unfair competition is in addition to the<br />

common law rights.<br />

Cases<br />

A typical case for breach of contract involves the<br />

disclosure of secret information by an employee<br />

who rightly obtains secret information during<br />

the course of his employment but afterward<br />

uses it to use for his own advantage.<br />

In Diesel and Motor Engineering PLC v,<br />

Chathura Milinda Wickremasinghe and<br />

Buddika Malinda Kuruklasooriya (HC/ Civil/<br />

31/ 2017/ <strong>IP</strong>) Ruwan Fernando J summarized<br />

the trade secret law in Sri Lanka. In this case,<br />

both the Defendants were involved with<br />

the Executive Management and were privy<br />

to all the confidential information and/or<br />

undisclosed information and commercially<br />

sensitive business information belonging to<br />

the Plaintiff in reliance of the Non-Disclosure<br />

Agreements entered with the Defendants.<br />

Both of them resigned from the employment<br />

of the Plaintiff on the same day and formed a<br />

company named “M & M Solutions (Pvt) Ltd”.<br />

The Plaintiffs inter alia sought injunctions<br />

against the Defendants restraining the<br />

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20 www.gipmatrix.com www.gipmatrix.com<br />

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DETAILS


directly and/or indirectly use Plaintiff ’s<br />

recipes with respect to Bubble Tea and<br />

Plaintiff ’s undisclosed/ confidential/<br />

commercially sensitive business information<br />

in respect of drink costs and sea freights.<br />

Northon's Media PR & Marketing Ltd<br />

Defendants from directly or indirectly making<br />

use of and/ or disclosing confidential and/or<br />

undisclosed information and/or commercially<br />

sensitive business information belonging to<br />

the Plaintiff. A key issue was whether the list<br />

of customers and suppliers and methods of<br />

doing business are freely available in the public<br />

domain and amounts to Defendant’s skill and<br />

knowledge applied and experience gained<br />

during the employment. The Defendants<br />

further pleaded that the Plaintiff ’s action<br />

constitutes a restraint of trade.<br />

In Finality Rentokil (Ceylon) Ltd v<br />

Vivekanantha (1952) 2 Sri Lanka Law Reports<br />

346, the Court held that the employer cannot<br />

prevent the ex-employee from using the<br />

knowledge, skill, and experience gained during<br />

the employment because the public policy<br />

requires that every man shall be at liberty to<br />

work for himself.<br />

In the UK Court of Appeal decision in the case<br />

of Faccenda Chicken Ltd v Fowler and others,<br />

the Court held that not all the information such<br />

as sales information in general or information<br />

about price could be regarded as trade secrets.<br />

They amount to a trade secret only if there is<br />

an express restrictive covenant. In Printers &<br />

Finishes Ltd v Holloway (1965) 1 WLR 1, the<br />

Court noted that information the future use of<br />

which will not be restrained is information not<br />

readily separable in the mind of the employee<br />

from other information which he is free to<br />

use, and the actual or threatened misuse of<br />

information which has been deliberately<br />

memorized for the purpose of its being carried<br />

away and used elsewhere will be restrained.<br />

After considering the above cases Ruwan<br />

Fernando J held that if any information<br />

acquired by an employee during employment<br />

as part of the skill, knowledge, and experience<br />

can be separated from other confidential<br />

information of commercial value that becomes<br />

the property of the old employer, the employee<br />

is at liberty to use such information. If such<br />

information cannot be so separated from<br />

the employer’s confidential information,<br />

the employee is prevented from using such<br />

information after his employment has ended.<br />

The court granted an interim injunction as<br />

the Plaintiff prima facie established that the<br />

Defendants had acted in a manner contrary to<br />

honest commercial practices which constitute<br />

an act of unfair competition in section 160(6)<br />

of the Intellectual Property Act No 36 of 2003.<br />

Misuse of trade secrets may also occur after<br />

acquiring the information by violation of<br />

a duty of confidence, or after acquiring the<br />

information by theft. In Mabroc Teas (Pvt)<br />

Ltd. v Dilan Shammi Wijeyesekera H.C.Civil<br />

60/2016/<strong>IP</strong>, the Plaintiff contended that the<br />

Defendant being a Director of the Plaintiff<br />

company was directly involved with the<br />

production and distribution of “Bubble Tea”<br />

and also in respect of the Plaintiff ’s tea export<br />

industry. He had been made privy to all the<br />

confidential information belonging to the<br />

Plaintiff. After resigning from the Plaintiff ’s<br />

company the Defendant had pursued to obtain<br />

confidential information and to unlawfully<br />

acquire the Plaintiff ’s client list through emails<br />

with the Plaintiff ’s<br />

employers. R.<br />

Marikar J refused<br />

to grant interim<br />

relief preventing<br />

the Defendants<br />

from using the<br />

undisclosed/<br />

confidential/<br />

commercially<br />

sensitive business<br />

information of<br />

the Plaintiff which<br />

has been obtained<br />

through emails as<br />

the Plaintiff has not<br />

disclosed a prima<br />

facie case against<br />

the Defendant. His<br />

Honor held that the<br />

Plaintiff has failed<br />

to prove on balance<br />

of convenience on<br />

what capacity the<br />

Defendant acted<br />

as a Director, what<br />

activities he had<br />

and on what type<br />

of confidential<br />

information he<br />

obtained and what<br />

are his entitlements.<br />

However, the<br />

Plaintiff and the<br />

Defendant entered<br />

into an overall<br />

settlement where<br />

the Defendant<br />

agreed not to<br />

To conclude<br />

The following general observation may<br />

be made in respect of trade secrets. An<br />

employee is under a duty not to divulge<br />

any of the trade secrets of the employer<br />

imparted to the employee in confidence.<br />

It is common for employers to enter into<br />

a contract restraining trade to protect<br />

trade secrets. However, to enforce such a<br />

contract it has to be reasonable and should<br />

not restrict employee’s freedom to trade. By<br />

contrast, contract law cannot be applied in<br />

all cases of misappropriation of undisclosed<br />

information. When a third party who is<br />

not a party to the contract misappropriates<br />

the undisclosed information, the terms of<br />

the contract do not apply to that person.<br />

However, even in the absence of a contractual<br />

relationship between the parties trade secret<br />

holder can rely on the doctrine of breach of<br />

confidence. Trade Secrets Law does not address<br />

the mistaken acquisition of a trade secret. The<br />

law should prohibit the use or disclosure of a<br />

trade secret obtained by mistake if the person<br />

has knowledge of the mistake at the time of his<br />

use or disclosure. If trade secret information<br />

can be developed independently or through<br />

reverse engineering, it cannot qualify as misuse<br />

of a trade secret.<br />

OAA Law<br />

ONAMBELE-ANCHANG & ASSOCIATES LAW FIRM<br />

Onambele, Anchang & Associates Law firm (OAALAW) was founded in<br />

1990 by Joseph Antoine Onambele who was later joined by Mary Concilia<br />

Anchang. Both managing partners. Proud to be the pioneer bilingual and<br />

bijural firm practicing civil and common law in all jurisdictions of<br />

Cameroon, the CEMAC region and abroad, the firm owes its maturity in<br />

legal services through innovative and resilient research coupled with hard<br />

work for clients across the globe.<br />

OAALAW equally boasts of 3 decades of practice as a full-service<br />

corporate law firm. OAALAW represents and assists clients in matters<br />

that include Intellectual l Property Protection, filings, mergers, prosecution,<br />

litigation, telecommunication, mining, real estate, finance corporate, ADR,<br />

joint venture, <strong>IP</strong>P, BOT in infrastructure, etc<br />

Mary Concilia accredited with the OAPI is the pioneer <strong>IP</strong> lawyer of the<br />

African Union community <strong>IP</strong> system in Africa. Thus making OAALAW the<br />

pioneer <strong>IP</strong> agents and lawyers in the entire OAPI region.<br />

Mary Concilia is equally the 1st female African country member of the<br />

ICC international court of arbitration in Paris, a position she held from<br />

2006-2010.<br />

She is the founding chair of the African Chamber of Trade &<br />

Commerce (ACC) created in 2015.<br />

Join us at OAALAW, the most dynamic one-stop-shop address for,<br />

quality efficiency, diligence, and competitiveness for total<br />

satisfaction.<br />

Contact:<br />

Mary Concilia Anchang<br />

Partner Onambele, Anchang & Associates<br />

Opposite the United States Embassy<br />

Rosa Park Avenue- Golf Ntougou<br />

BP. 6262 Yaounde Cameroon<br />

Tel (237)2 22 20 97 76 M (237) 677 5815 51 Fax (237) 22 21 53 41<br />

oaalawpartners2@gmail.com<br />

info@oaalaw.cm<br />

www.oaalaw.cm<br />

Dedicated to professional women working in<br />

the field of <strong>IP</strong> Law & Innovation<br />

We endeavor to give professional women from all over the world that work<br />

in <strong>IP</strong> Law and innovation a voice and a platform to showcase their<br />

expertise with other like-minded professionals working in these fields.<br />

Annual publication<br />

Profiles<br />

Credentials<br />

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Digital & print magazine<br />

15,000 digital readership<br />

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Distributed at 20 + <strong>IP</strong> and<br />

innovation conference<br />

globally<br />

The Women's <strong>IP</strong> World Annual 2019/2020 will be launched at<br />

the 2019 A<strong>IP</strong>PI World Congress in London in September.<br />

If you would like to be involved in this first ever annual publication<br />

dedicated to women in these important roles or if you would like to<br />

nominate a candidate to appear in this new launch then please contact<br />

us at - info@womensipworld.com or call us +44 (0)203-813-0457<br />

DO NOT DELAY AND CONTACT US TODAY TO LAY YOUR STAMP IN THIS NEW<br />

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22 www.gipmatrix.com www.gipmatrix.com<br />

23


DOMAINS GDPR<br />

The 33rd MARQUES Annual Conference<br />

GDPR vs WHOIS:<br />

Time for a paradigm change?<br />

#MARQUES19<br />

BRANDS CONFRONTING CHANGE<br />

Tuesday 17th - Friday 20th September 2019<br />

*Early Bird Discount*<br />

Available to members of MARQUES for bookings<br />

received before Friday 28th June 2019<br />

Register online at www.marques.org/events<br />

Citywest Hotel,<br />

Garters Ln, Saggart, Co. Dublin,<br />

D24 KF8A, Ireland<br />

The latest event in history about to unfold<br />

manifests as a strong letter from NTIA<br />

(US National Telecommunications and<br />

Information Administration) to ICANN CEO,<br />

pushing, in no uncertain terms, ICANN to act<br />

upon dealing with WHOIS anonymity issues.<br />

Assistant Secretary for Communications<br />

and Information and Administrator at<br />

NTIA, David J Redl, states that “Given<br />

the impact that…European General<br />

Data Protection Regulation …has had<br />

on the WHOIS…now …is time to …<br />

swiftly create a system that allows for<br />

third parties with legitimate interests…<br />

access to non-public data critical to<br />

fulfilling their missions”.<br />

A strong conclusion follows that unless<br />

“…clear and meaningful progress…”<br />

is made, “...alternative solutions such<br />

as calls for domestic legislation will<br />

…be considered.” (1)<br />

As the issue is turning into a State matter, it<br />

might be time to review how WHOIS ended<br />

in this situation as collateral damage, what<br />

exactly is at stake and if finding a solution to<br />

Private data access might lead to a paradigm<br />

change.<br />

Looking at collateral<br />

damage…<br />

Back to the beginning, what is<br />

GDPR and why did it impact<br />

WHOIS so much?<br />

Applicable since May 25, 2018, the General<br />

Data Protection Regulation applies in<br />

all Member States of the EU. It has been<br />

launched to ensure “everyone’s…right to<br />

the protection of personal data…under the<br />

Charter of Fundamental Rights”. It thus<br />

enforces 4 main principles: Right of Access,<br />

Right to Portability, specified Data Protection<br />

Requirements and most of all, Privacy<br />

Rights including non-disclosure of<br />

private data.<br />

The full spectrum is delivered with<br />

Extraterritorial effect (legislation extends<br />

to companies outside the EU as soon<br />

as an EU individual or data subject is<br />

concerned) and increased sanctions.<br />

Non-compliance penalties can amount<br />

to whichever is the greatest of 4% of<br />

total worldwide Company income or 20<br />

million euros.<br />

Now if this Policy has been launched<br />

primarily to give back Consumers some<br />

control over the extensive collection (and<br />

use) of personal data by such online actors as<br />

GAFA and Online marketers, Domain Names<br />

were nowhere on this radar.<br />

They were mostly collateral damage.<br />

The WHOIS is a collection of contacts<br />

pertaining to the Domain Name, collecting<br />

and disclosing a good amount of private data<br />

(Registrant Name, Surname, address and<br />

email for example).<br />

So when GDPR came into view, after years of<br />

general non-consideration, Registrars realised<br />

their very nature made them at minimum<br />

data collectors and possibly data controllers.<br />

As ICANN Contracted Parties, they suddenly<br />

realised as well that they were caught between<br />

two irreconcilable compliances: their ICANN<br />

contract (RAA) making it mandatory to<br />

deliver access to a “fully-data-disclosing”<br />

WHOIS and GDPR, threatening unbearable<br />

financial sanctions should private data be<br />

disclosed through the same channel.<br />

There was no other possible choice for<br />

impacted Registrars but to make it clear to<br />

ICANN they would comply with GDPR<br />

regulations, close the access to general<br />

WHOIS data and push on discussions to<br />

reach a last-minute agreement.<br />

ICANN and its community had to react and<br />

it was indeed a reaction more than a planned<br />

move. When it became clear that Registrars<br />

would abide by their local laws over the<br />

Mr. Jacques Blanc, Managing Director, ProDomaines<br />

www.prodomaines.com<br />

RAA, ICANN made the new status official<br />

by creating the Temporary Specification<br />

for gTLD Registration Data (“Temporary<br />

Specification”) (2). It came into effect on 25<br />

May 2018 for operators of gTLD registries and<br />

ICANN-accredited Registrars. To be reviewed<br />

once a final solution was reached through<br />

the Expedited Policy Development Process<br />

(EPDP) Group, tasked with creating the future<br />

WHOIS policy in accordance with the new<br />

situation.<br />

Meanwhile and as a visible consequence, most<br />

WHOIS had been anonymised and contacts<br />

masked but for Registrar, Registration and<br />

Expiry date, plus DNS Technical data.<br />

Remember WHOIS database was conceived<br />

as a basic list of contacts for Domain Name<br />

Management, but then became Domain Name<br />

primary public record, figuring the ID card<br />

of a Domain name and nexus of research<br />

and investigations on Fraud, Counterfeiting,<br />

and Cybercrime, including Trademark<br />

infringement.<br />

Hence consequences of its anonymity struck<br />

hard on the <strong>IP</strong> Community: suddenly, Law<br />

and <strong>IP</strong> Enforcement have become harder to<br />

achieve, aftermarket entities such as Domain<br />

Marketplaces and Escrows struggle to check<br />

the reality of ownership, and even UDRP had<br />

to modify its workflow.<br />

The only entities (other than infringers, that<br />

is…) that might have beneficiated of the<br />

WHOIS getting dark are the individuals, now<br />

being spared Spam coming from the contact<br />

address collection by harvesting bots.<br />

24 www.gipmatrix.com www.gipmatrix.com<br />

25


J. Varbanov & Partners<br />

European and Bulgarian Patent & Trademark Attorneys<br />

One of the oldest and leading <strong>IP</strong> companies in Bulgaria<br />

Professional, cost effective services and quality advices<br />

Areas of practice:<br />

*<strong>IP</strong> Protection<br />

*<strong>IP</strong> Enforcement<br />

*Anti-counterfeiting<br />

*Litigations<br />

*Domain name registrations<br />

*<strong>IP</strong> watches<br />

PO Box 1152, BG-1000 Sofia, Bulgaria<br />

South Park Complex, bl.1A, 2nd fl., BG-1421, Sofia, Bulgaria<br />

Tel.: (+359 2) 986 51 25, Fax: (+359 2) 980 32 47,<br />

e-mail: jvp@jvpatents.com<br />

www.jvpatents.com<br />

26<br />

www.gipmatrix.com<br />

What is the way ahead?<br />

So where are we now?<br />

The Community has been discussing a bunch<br />

of possible solutions which all have their pros<br />

and cons. ICANN’s Temporary Specification<br />

states that “users with a legitimate and<br />

proportionate purpose for accessing the nonpublic<br />

personal data will be able to request<br />

such access through registrars and registry<br />

operators”.<br />

After discussing for a few weeks (months.. ?<br />

) to reach an agreement upon such terms as<br />

“users” “legitimate”, “proportionate”, one<br />

can realise the heart of the matter is Liability:<br />

who is to bear the burden of GDPR financial<br />

sanctions in case of private data disclosure?<br />

The actual data collection being made through<br />

Registrars, the said parties are adamant they<br />

do not have neither resources nor expertise to<br />

balance “legitimacy” and “proportionality” of<br />

disclosure requests on their own, much less so<br />

when requests might number in thousands. So<br />

a series of alternatives have been discussed:<br />

-Build a sufficiently thorough<br />

accreditation process and give any<br />

accredited entities full data access. The issue<br />

is on the accreditation process itself (who, to<br />

what extent, for how long…), and liability in<br />

case of a faulty disclosure mistake.<br />

-ICANN becoming the central data<br />

repository to which collected data and<br />

disclosure requests would be redirected. The<br />

issue is ICANN prevalence and liability on<br />

behalf of the Registrars over local legislation.<br />

Accreditation process issue remaining.<br />

-Separate Public and Private data<br />

so Public data are disclosed while Private<br />

data is handled through one of the previous<br />

processes. There are issues with Registrars<br />

resources to flag an existing 150 million<br />

Domain Names and the fact that Private<br />

and Public data can be mixed. Accreditation<br />

process issue still stands.<br />

Finally, the EPDP phase 1 report came<br />

through with a majority adoption of measures<br />

such as administrative contact no longer<br />

being part of collected data, technical contact<br />

becoming optional and study of a process to<br />

determine if the Registrant field contains any<br />

information that could lead to private person<br />

identification. Should that be the case, data<br />

publication becomes opt-in/opt-out<br />

The road is still long until this becomes an<br />

actual applicable Policy, so maybe it’s time to<br />

change the paradigm and ask ourselves: what<br />

do we really want and are we ready to go all<br />

the way?<br />

Paradigm change<br />

Quote David Redl again: WHOIS is “an<br />

incredibly valuable tool for governments,<br />

businesses, intellectual property rights<br />

holders, and Internet users around the world.”<br />

Should we endorse this line of thought, then<br />

we have to presume this (priceless) WHOIS<br />

data (Community is fighting to disclose again)<br />

is truthful, reliable and reflects the reality of<br />

real contacts behind the Domain Name.<br />

Well…<br />

Let’s face it: in its actual state, the WHOIS<br />

is declarative. It was initially conceived as a<br />

basic list of contacts, nothing more. So apart<br />

from some restricted ccTLDS extensions, the<br />

published data is not systematically verified,<br />

despite ICANN WHOIS Data and Accuracy<br />

policy (3). Hence, it’s often inexact if not<br />

outright bogus.<br />

As we recognise this fact, let’s change the<br />

paradigm.<br />

Domain Names actually support most of<br />

Online Business exchanges: websites, emails,<br />

extranets, DNS naming… Add Enforcing<br />

activities mentioned above, this makes<br />

Domain ID (WHOIS) one of the most web<br />

structuring information pieces, the exactitude<br />

of which should be paramount.<br />

And if WHOIS truthfulness is paramount,<br />

maybe we should make it so. And look at<br />

moving from a declarative model to an IDvalidated<br />

model. From a “list of contacts” to<br />

a real ID document, supporting the growing<br />

role of the considered asset.<br />

Such a model exists: Trademark<br />

Clearinghouse, for instance, has demonstrated<br />

the relevancy of initially validating your<br />

identity (ID and Trademark rights on<br />

subscription) then use this ID further along<br />

through a digital ID marker (SMD file) which<br />

enables further “entity validated” actions<br />

(NewGTLDs Sunrise registrations).<br />

Such a system could be made RGDP<br />

compliant and preserve privacy while hosting<br />

validated and<br />

accredited-available<br />

data in a central<br />

repository. Could<br />

something similar<br />

apply to Domain<br />

Name registrations,<br />

thus changing<br />

the nature of the<br />

WHOIS? No doubt<br />

this would give a<br />

serious boost to<br />

Law and <strong>IP</strong> Rights<br />

enforcement, by<br />

ending a ramping<br />

and often damaging<br />

lack of clean data.<br />

Now some could<br />

resent this end of<br />

anonymity as a<br />

shrinking of freedom<br />

and a booming of<br />

regulation. Is the<br />

community ready for<br />

such a move? Are we<br />

ready to trade more<br />

regulation for more<br />

security, a heavier<br />

way to do business<br />

for better recognition<br />

of the actors behind<br />

the scene? And<br />

maybe a decrease<br />

of domain name<br />

numbers due to<br />

tougher barriers put<br />

on registrations?<br />

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Every possible extension<br />

This is as good a<br />

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Sources:<br />

(1) https://www.internetnews.me/wp-content/uploads/2019/04/<br />

NTIA-Ltr-to-ICANN-re-WHOIS-April4-2019.pdf<br />

(2) https://www.icann.org/resources/pages/gtld-registrationdata-specs-en<br />

(3) https://www.icann.org/resources/pages/whois-dataaccuracy-2017-06-20-en<br />

BIO<br />

Jacques Blanc, Managing D irector, ProDomaines<br />

Jacques has been working in the internet world since 1994, so<br />

he tends to favor the long strategic view whenever looking at<br />

the first truly all-encompassing worldwide media.<br />

Starting 1994 as a Financial Communications Director at<br />

Mediagérance, he became Head of Biz Dev. at Email Vision<br />

(Emailing French N°1) in 2000. Jacques entered the <strong>IP</strong> and<br />

Domain Name business in 2002 as VeriSign France Sales<br />

Manager. Following two divestitures, Jacques was successively<br />

Southern EMAE Manager for Melbourne IT DBS (2008),<br />

taking a passionate part in the. BRAND episode in a major<br />

Brand Protection Company, then Digital Brand Consultant<br />

for CSC DBS (2013) Corporate Domain Name Management<br />

N°1.<br />

Jacques is now Managing Director of ProDomaines, an<br />

ICANN accredited Corporate Registrar based in Bordeaux.<br />

He is also part of ICANN Accountability and Transparency<br />

ATRT3 Team.<br />

Jacques holds a License in Public Law and a Master in<br />

International Law (University Paris1 Panthéon-Sorbonne),<br />

as well as an Engineering Degree in International Sales<br />

(C.E.S.I.).<br />

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WWW.CANAANSOLICITORS.COM


AI:<br />

PATENTS<br />

Is it changing<br />

patent prosecution?<br />

Invention submission<br />

AI has proven to be valuable to patent<br />

committees during the invention submission<br />

process. Patent committees typically receive<br />

an invention submission and want to do<br />

a high-level prior art analysis before even<br />

evaluating the submission to determine if it is<br />

worthy of patent protection. Committees want<br />

an easy method to understand if the invention<br />

is novel. With AI, they can take the text of<br />

the invention disclosure and put it into the<br />

system. They do not even need to know how<br />

to structure a Boolean search because, within<br />

moments, they will see highly predictive<br />

results.<br />

Some feel that artificial intelligence<br />

(AI) is revolutionizing the way<br />

patents are prosecuted, while<br />

others disagree. When we hear<br />

this term used in relation to patent<br />

prosecution, we immediately think<br />

of prior art searching. However, AI is<br />

being employed in several other ways.<br />

As Susan Krelitz, adjunct professor<br />

of Intellectual Asset Management at<br />

the Mitchell Hamlin School of Law<br />

said, “<strong>IP</strong> Law firms and departments<br />

will use AI if it makes their life<br />

easier, faster or less expensive. It is<br />

that simple.” Let us discuss each of<br />

the following areas, with specific<br />

examples, where AI has proven to be<br />

easier, faster or less expensive:<br />

• Prior art searching<br />

• Invention submission evaluation<br />

•Watching the competition and<br />

identifying new competitors<br />

•Directing R&D with white space<br />

landscaping<br />

•Opposition Invalidity Searching<br />

Prior art searching<br />

The most obvious use of AI within the<br />

<strong>IP</strong> industry is prior art searching. AI and<br />

machine learning are technologies that<br />

allow us to easily and quickly gain insight<br />

into massive amounts of patent data. The<br />

traditional method of conducting a prior<br />

art search is to have a researcher construct<br />

a query into a patent database. The query<br />

will identify published patents that meet the<br />

specific criteria in the query. The criteria may<br />

include class codes, keywords, exclusionary<br />

words, etc.<br />

The success of the prior art search is<br />

dependent on the skill of the searchers. Did<br />

they consider the right classes? Did they<br />

select the right keywords? Did they exclude<br />

keywords, without which the results will be<br />

overly inclusive? Did they use the correct<br />

Boolean operators? In other words, the search<br />

inquiry will return exactly what the researcher<br />

requested, nothing more and nothing less. The<br />

result of a traditional search is usually a long<br />

list of patents that the searcher must then sift<br />

through and prioritize.<br />

AI-based searching is different. It processes<br />

human language with flexible semantics.<br />

There is no need to learn Boolean search<br />

structures. AI allows the user to input any<br />

description of an invention directly into the<br />

system, which then automatically extracts the<br />

meaning of the text and identifies patents with<br />

a similar purpose or technical content. The<br />

system intelligently analyses the data and is<br />

not dependent on the specific quires selected<br />

by the searcher.<br />

Take Octimine, for example. An innovative<br />

start-up in the field of <strong>IP</strong> management<br />

and recognized as one of the leading AI<br />

platforms, Octimine takes semantic patent<br />

search, analytics, and machine learning to<br />

the next level. Founded in 2015 by former<br />

Max-Planck-Institute and LMU Munich<br />

researchers, the company was acquired by the<br />

Dennemeyer Group in October 2018 and can<br />

assist its users, through AI, in various aspects<br />

of patent prosecution.<br />

Octimine has a simple user interface but also<br />

uses a hybrid approach for more flexibility.<br />

The software solution allows a searcher to<br />

input natural language text in any format and<br />

refine the scope of the search by using specific<br />

filters. One example of a filter is a date range.<br />

Octimine users can restrict the search to prior<br />

art that existed on or before a particular date.<br />

dennemeyer.com<br />

Although the ease of entering a query is a<br />

definite advantage of AI, many see the way<br />

AI returns results as even more valuable.<br />

Traditional search engines return a long<br />

list of patents with little or no ranking and<br />

no visualization. Octimine ranks results by<br />

relevance and allows the searcher to quickly<br />

see the most relevant prior art. Modern <strong>IP</strong><br />

search tools also use visualization to illustrate<br />

search results and help users to get an<br />

overview of the results in a split second.<br />

Although AI has substantial advantages over<br />

traditional search tools, it is not universally<br />

accepted. There are several reasons given by<br />

detractors for not using AI, the most common<br />

being that Boolean searching is proven and<br />

safe. Others complain that using AI involves a<br />

“Black Box.” The searcher does not know how<br />

the search was performed. Others complain<br />

that they already know how to do Boolean<br />

searching and they do not see the need for a<br />

simplified method.<br />

To help overcome these concerns, the<br />

experts suggest using AI searching alongside<br />

traditional methods. Many skeptical Octimine<br />

users have been surprised that AI has identified<br />

relevant prior art overlooked by conventional<br />

methods. Because AI is so easy to use, running<br />

an additional AI-based search to augment a<br />

traditional search is not time-consuming nor<br />

is it expensive.<br />

Several large <strong>IP</strong> departments use Octimine to<br />

do this type of first screening of the invention.<br />

If prior art is identified that is directly on<br />

point, they can decide to terminate the patent<br />

process before investing a lot of time. If the<br />

search identifies prior art, but the art is not<br />

definitive, the committee can ask the inventor<br />

to clarify any ambiguity. This can all be done<br />

without a professional searcher and can,<br />

depending on the results, save the committee<br />

from investing unnecessary time in the<br />

process.<br />

Watching, identifying<br />

and comparing<br />

competition<br />

AI is ideally suited both for comparing<br />

a company’s portfolio to its competitors’<br />

and for identifying unknown competitors.<br />

There are traditional systems to monitor and<br />

compare competitive portfolios, but those<br />

systems require the company to identify the<br />

competitors first.<br />

AI allows a company to input a patent<br />

portfolio into the system and then ask the<br />

system to identify similar portfolios. If the<br />

company is using Octimine, it will identify the<br />

most similar portfolios, regardless of whether<br />

the competitor is even known to the company.<br />

Several analytics and visuals can be run to<br />

compare similar portfolios.<br />

Directing R&D<br />

with white space<br />

landscaping<br />

Several progressive companies are using AI<br />

to identify white space where they should<br />

direct their patent and R&D activities. AI<br />

reveals the patent activity of a technology,<br />

provides an overview of the state of the art<br />

and offers valuable insights to commercial and<br />

technology managers. As such, enough data<br />

is available to inform the R&D department<br />

as to where they should focus their activity<br />

and where the <strong>IP</strong> department should focus its<br />

filling strategy.<br />

Octimine, by way of example, has several<br />

graphical analytics to make it easier for the<br />

company to see the white space.<br />

Opposition /<br />

invalidity search<br />

When objecting to a competitor’s patent, the<br />

first option is to file an opposition (at the<br />

EPO), or a post-grant review (at the USPTO)<br />

and try to prove that there was non-cited<br />

prior art that invalidates the patent. AI is<br />

ideally suited for finding similar patent art. If<br />

using Octimine, all a user must do is insert<br />

the patent number and set a filter for the<br />

appropriate date. Octimine will identify prior<br />

art that is on point.<br />

Integration with <strong>IP</strong><br />

management systems<br />

The most sophisticated AI systems offer APIs<br />

that allow integration of the AI system to<br />

their customers’ other systems. For example,<br />

Octimine has an API that allows search<br />

results to flow into other systems where they<br />

can be associated with the relevant matter.<br />

The Dennemeyer Group plans to integrate<br />

Octimine into DIAMS IQ, Dennemeyer’s <strong>IP</strong><br />

management software system.<br />

One example of where this integration is<br />

valuable is in the invention submission and<br />

review process. Once Octimine is integrated,<br />

inventors and patent review committee<br />

members can review the search results in the<br />

same system they use to manage the invention<br />

submission. They will be able to make an<br />

AI-based novelty search a standard part of the<br />

review process.<br />

Other uses<br />

This article is not an exhaustive list of the ways<br />

AI is used by <strong>IP</strong> departments and firms today.<br />

Other uses include identifying licensees,<br />

patent valuation, patent proofreading, general<br />

landscaping, and clustering.<br />

The future of AIbased<br />

<strong>IP</strong> systems<br />

No one will question that AI is here to stay.<br />

The most progressive firms and departments<br />

are already using AI to make certain processes<br />

easier, faster and less expensive. As systems<br />

like Octimine become more pervasive, use<br />

will increase and detractors will melt away.<br />

About the<br />

Dennemeyer Group<br />

The Dennemeyer Group has more than 55<br />

years of experience in delivering quality<br />

Intellectual Property services including<br />

patent annuities, trademark renewals,<br />

recordals, strategic <strong>IP</strong> consulting and<br />

intelligent software solutions for efficient<br />

<strong>IP</strong> management. These services are<br />

further expanded when coupled with<br />

Dennemeyer & Associates, the group’s<br />

law firm, to include EP validations, PCT<br />

nationalizations, trademark, and patent<br />

filing and prosecution.<br />

30 www.gipmatrix.com<br />

www.gipmatrix.com<br />

31


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Patent Landscape of<br />

Sports-Related Concussion<br />

Bio: Liang Wang (MSc in Environmental<br />

and Energy Engineering from Sheffield<br />

University) is a Senior <strong>IP</strong> Manager at<br />

Patent Seekers Limited and has developed<br />

an expertise in patent search and analysis<br />

across multiple disciplines. He is a key<br />

member of the company’s patent search<br />

teams, involved in over 16000 searches<br />

for international patent attorneys both in<br />

private practice, in-house and for major<br />

blue-chip companies.<br />

“Every April 26, we celebrate World<br />

Intellectual Property Day to learn about<br />

the role that intellectual property (<strong>IP</strong>)<br />

rights play in encouraging innovation and<br />

creativity. This year’s World Intellectual<br />

Property Day campaign – Reach for Gold –<br />

takes a closer look inside the world of sports.<br />

It explores how innovation, creativity and<br />

the <strong>IP</strong> rights that encourage and protect<br />

them support the development of sport and<br />

its enjoyment around the world.” – World<br />

Intellectual Property Organisation<br />

This article presents an overall review<br />

of the patent landscape of sportsrelated<br />

concussion.<br />

Introduction<br />

Concussion: Temporary unconsciousness<br />

or confusion and other symptoms caused<br />

by a blow on the head. – Oxford Dictionary.<br />

Effects are usually temporary but can<br />

include headaches and problems with<br />

concentration, memory, balance, and<br />

coordination.<br />

Concussions are a surprisingly common<br />

occurrence in sports. Although it is a temporary<br />

injury to the brain, it can lead to serious and<br />

longer-lasting problems. We hear the word<br />

“concussion” quite often these days across<br />

different sports, including but not limited to<br />

rugby, football and basketball: “Cillian Willis was<br />

forced to end his rugby career”, “Czech goalkeeper<br />

Petr Čech suffered from a severe concussion in<br />

a football match”, “Liam Picken was forced to<br />

retire from AFL due to concussion” etc. Over<br />

the last decade, the sports-related concussion<br />

has become a significant concern among the<br />

public, sports, and clinical professionals. There<br />

have been numerous attempts at preventing<br />

concussion in sports, such as change of certain<br />

rules, use of protective equipment, improved<br />

training methodology, monitoring/detecting of<br />

concussion, etc.<br />

Mr Liang Wang - Senior <strong>IP</strong> Manager at Patent Seekers Limited<br />

www.patentseekers.com<br />

How rapidly is new innovation taking place in this space?<br />

From the chart above, we can see that there were steady numbers of publications each year since 2000.<br />

The number of patent filings appears to start to rise in 2010, with a big surge occurring from 2013<br />

onwards; this may be attributed to the beginning of awareness of concussions in sports. The apparent<br />

dip in filings in 2017/2018 is most likely explained by applications that have yet to be published and<br />

would be claiming those years as a priority. It could be anticipated that the number of concussionrelated<br />

patent filings will continue to increase in the coming years as to how to prevent sports relatedconcussion<br />

has become a huge topic globally. There have been numerous efforts for prevention and<br />

mitigation of sports-related concussion, including the use of protective equipment, improved sports<br />

regulations and legislation, concussion education and improved monitoring of concussion.<br />

What are the trends in technology focus?<br />

There have been numerous efforts for prevention and mitigation of sports-related concussion,<br />

including the use of protective equipment, improved sports regulations and legislation, concussion<br />

education and improved monitoring of concussion.<br />

The heat map at the bottom of the previous page shows the number of patent publications placed<br />

in the top 20 <strong>IP</strong>C classifications over the last 20 years. It appears that most of the patent filings fall<br />

in the classifications of A42B3 (Helmets; Helmet covers; Other protective head coverings) and<br />

A61B5 (Detecting, measuring or recording for diagnostic purposes; Identification of persons), which<br />

demonstrates the technology areas where companies/organisations focus on. From a further<br />

drill-down analysis, A42B3/06 (Impact-absorbing shells, e.g. of crash helmets), A42B3/12<br />

(Cushioning devices) and A63B71/10 (Games or sports accessories for the head) appear to<br />

have the most publications in the area of protective equipment, there also appears to be plenty<br />

of activity happening in the concussion monitoring area as shown in A61B5/11 (Measuring<br />

movement of the entire body or parts thereof, e.g. head or hand tremor, mobility of a limb).<br />

By use of the latest technologies across different areas, it would be expected that there will be<br />

more efficient ways to prevent concussion in sports to better protect athletes from serious brain<br />

injuries.<br />

What is the global origin of this technology?<br />

As discussed above, the prevention of sports-related concussion has become a global awareness, which<br />

can be clearly seen from this map, showing the distribution of the top 20 priority countries in this field.<br />

The United States appears to be the most active country in this technical area, almost triple the number<br />

of publications compared to China and Canada, who are also fairly energetic. Other leading countries<br />

include Japan, Australia and some European countries, including Germany, the United Kingdom,<br />

France, Spain, and Italy. The above chart shows that companies and individuals all over the world have<br />

a great interest in developing new technology and filing related patents in this area.<br />

Who are the current market leaders?<br />

This chart shows the companies which have the most patent filings in this field and indicates the<br />

current market leaders, actively involved in the field of sports-related concussion. Riddell, an American<br />

company specialising in sports equipment for American football, appears to have the most publications<br />

(mostly relating to helmets). Other leading companies in the area of protective equipment include<br />

Bauer, Easton Sports, Kranos, Bell Sports and Salomon, etc. BrainScope, a medical neuro-technology<br />

firm using artificial intelligence to assess a variety of neurological conditions including concussion,<br />

appears to be the top company leading patent<br />

filings in concussion measuring/detecting<br />

technology. IBM and Blast Motion also seem to<br />

be interested in the area of sensing technology for<br />

concussion. This chart also appears to be well in<br />

line with the above “technology focus” chart.<br />

Technology Landscape<br />

This patent landscape map shows the distribution<br />

of patents in the data set based on relatedness of<br />

text, providing a visualisation of the technology<br />

clusters prevalent within the sports-related<br />

concussion portfolio and revealing a diverse set<br />

of interests.<br />

There appear to be plenty of patent filing<br />

activities in the area of development of protective<br />

equipment, which can be seen from those red,<br />

green and brown clusters. Although concussions<br />

are not always preventable and there may not<br />

be a magic product on the market currently for<br />

preventing concussions, helmets can protect<br />

against more severe head injuries. It appears<br />

that the helmet is the main technology focus,<br />

which can be explained as the most obvious and<br />

potentially the most effective way to prevent<br />

concussion if they can be properly designed with<br />

the help of latest technology, such as new material<br />

with high energy absorbency and improved<br />

design of the helmet layers.<br />

In addition to the above, companies and individual<br />

inventors have also put numerous efforts into<br />

the field of advanced detecting and measuring<br />

of concussion, including biometric assessment,<br />

electrical simulation, and rehabilitation. All these<br />

new and improved technologies will be of great<br />

help for early and better diagnosis of concussion,<br />

which can eventually lead to successful treatment<br />

and prevention of any related sequela.<br />

Conclusions<br />

This overview of the patent landscape<br />

surrounding sports-related concussion has<br />

revealed that the use of protective equipment<br />

and motoring/detecting of concussion are<br />

the two main areas where the majority of<br />

companies are trying to dive into and invest.<br />

There has already been a great number of patent<br />

filings relating to the development of products<br />

and technologies, and it could be anticipated<br />

that this will continue in the coming years as<br />

sports-related concussion has emerged as a<br />

major public health and clinical concern due to<br />

the increased number of diagnosis worldwide.<br />

It would be wonderful if technology could<br />

solve the sports-related concussion crisis,<br />

and there should be more and better research<br />

into how to prevent concussion and therefore<br />

protect athletes’ health.<br />

34 www.gipmatrix.com www.gipmatrix.com 35


17 – 18 JUNE 2019 | FAIRMONT LE MONTREUX PALACE<br />

MONTREUX | SWITZERLAND<br />

Specialist global search services for patent attorneys,<br />

universities, technology companies and SME’s<br />

Patentability/Novelty Search<br />

Infringement/FTO/Clearance<br />

Invalidity/Patent Busting<br />

State of the Art<br />

Patent Mapping/Landscapes<br />

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UNITING IN-HOUSE COUNSEL WITH<br />

FULL-SERVICE LEGAL COMPANIES<br />

The summit offers leading legal executives an intimate environment for<br />

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CONFIRMED SPEAKERS<br />

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Christian Sommer, Group Legal Director, Vodafone<br />

Professor André Spicer, Professor of Organisational Behaviour,<br />

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Jeff Bullwinkel, Associate GC & Director of Corporate, External & Legal<br />

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Dr Anna Zeiter, LL.M., C<strong>IP</strong>P/E, C<strong>IP</strong>P/M, Chief Privacy Officer, eBay<br />

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UNITING IN-HOUSE <strong>IP</strong> COUNSEL WITH<br />

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Dr. Stephan Wolke, CEO, Intellectual Property Thyssenkrupp<br />

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‘No’<br />

to Evergreening of plant variety<br />

in the ‘Plant Varieties Law!’<br />

Ms Vijaya Chaudhary - Associate at LexOrbis<br />

www.lexorbis.com<br />

“Every April 26, we celebrate World<br />

‘Under the current Intellectual Property<br />

Right (<strong>IP</strong>R) regime, the Indian Patents<br />

Act excludes plant per se or any part<br />

thereof including seeds, varieties,<br />

species and essentially a biological<br />

process from patentability.’<br />

The Protection of Plant Varieties and Farmers’<br />

Right (PPV&FR) Act, 2001 (hereinafter<br />

mentioned as the Act), a unique sui-generis<br />

system for the protection of plant varieties in<br />

compliance with Article 27(3) (b) of<br />

Trade-Related Aspects of Intellectual<br />

Property (TR<strong>IP</strong>s) Agreement, is the<br />

only legal instrument for protecting<br />

a new plant variety that has been<br />

developed. In order to be registerable<br />

under the PPV&FR Act, the variety<br />

must satisfy the four essential criteria of<br />

registration i.e. novelty, distinctiveness<br />

(D), uniformity (U) and stability (S).<br />

The novelty of a variety is decided on<br />

the basis of date of sale of a candidate<br />

variety. As per section 15(3) (a) of the<br />

Act, if the application for registration<br />

of a variety is filed within one year<br />

from the date of its sale in India or<br />

within six years (in the case of trees<br />

and vines) and within four years (in<br />

other cases), of its sale outside India,<br />

the candidate variety is considered<br />

to be a new variety. Provided, the use<br />

of said variety for trial purpose does<br />

not affect the novelty of the candidate<br />

variety. Furthermore, a variety in seed<br />

chain for more than one year can also<br />

be registered as an extant variety or a<br />

variety of common knowledge (VCK)<br />

under the PPV&FR Act.<br />

It is interesting to note that the<br />

total period of registration of<br />

both the new and extant (VCK)<br />

variety is the same i.e. 18 years<br />

(trees and vines) or 15 years<br />

(other varieties) as the duration<br />

of registration is calculated from the<br />

date of issuance of the registration<br />

certificate under the Act (section 24(6)<br />

of the PPV&FR Act).<br />

For registering a<br />

variety under the<br />

PPV&FR Act<br />

The applicant is required to make a request in<br />

the prescribed manner along with the seeds/<br />

propagating material of the candidate variety<br />

with the PPV&FR Authority (hereinafter<br />

mentioned as the Authority). Provided the<br />

Authority shall accept the application of only<br />

those crop species that are notified by the Central<br />

Government under section 29(2) of the Act. Till<br />

date, registration is open for only 151 crop species<br />

of various agricultural, horticultural, forestry and<br />

commercial crops. Hence, the crop species which<br />

are not notified under the Act, the newly bred<br />

variety of the same crop cannot be registered<br />

with the Authority.<br />

Furthermore, the grant of a registration<br />

certificate to a plant variety under the PPV&FR<br />

Act is subjected<br />

to actual field<br />

testing of the DUS<br />

characteristics<br />

claimed for a<br />

candidate variety,<br />

said test may<br />

be a field test or<br />

on-site testing,<br />

depending upon<br />

the method of<br />

propagation<br />

of the variety<br />

applied for<br />

registration.<br />

The DUS test is<br />

conducted strictly<br />

in compliance<br />

with the crop<br />

specific DUS<br />

Test Guideline<br />

published by the<br />

Authority. As<br />

per section 19<br />

of the Act, the<br />

DUS testing of<br />

a new variety is<br />

conducted for<br />

two years and<br />

two locations<br />

and for extant<br />

variety; the DUS<br />

Test is conducted<br />

for one year and<br />

two locations.<br />

However, in case<br />

of an essentially<br />

derived variety, the manner of testing shall be<br />

decided by the authority on a case-to-case basis.<br />

Hence, the DUS Test is necessary for all new<br />

varieties other than the essentially derived variety.<br />

Additionally, there is a provision of conducting a<br />

‘special test’, if the field test fails to establish the<br />

requirement of distinctiveness for the candidate<br />

variety. Hence, the registration of plant variety<br />

under an extant category is less time-consuming<br />

in comparison to a new variety.<br />

As per revised procedure of registration<br />

published in September 2018 (http://www.<br />

plantauthority.gov.in/rp2.gif);<br />

The applicant must submit the specified quantity<br />

of seeds/ propagating material of the candidate<br />

variety, in the prescribed manner, at the time of<br />

filing the application for registration with the<br />

Authority. Provided, in the case of hybrids, seeds<br />

of parental lines, are also required to be submitted<br />

at the time of filing the application for registration.<br />

However, in the case of foreign applicants, such<br />

mandatory requirement of seed submission<br />

at the time of filing may cause unnecessary<br />

delay in the registration process, as they have to<br />

comply with the regulatory requirements for the<br />

import of seeds in India before<br />

applying for registration with<br />

the Authority. Furthermore,<br />

both the applicant as well as the<br />

Authority shall maintain the<br />

seeds of the registered variety,<br />

with substantial viability and<br />

purity, during the entire period<br />

of registration.<br />

The varieties notified under<br />

section 5 of the Seeds Act, 1966<br />

are also eligible for registration<br />

under the Act. Provided no DUS<br />

testing is conducted for such a<br />

notified variety and approval<br />

from the Extant Variety Release<br />

Committee (EVRC) is the only requirement for<br />

its registration. The total period of registration is<br />

also calculated from the date of notification of the<br />

said variety under section 5 of Seeds Act, 1966.<br />

However, the conflict arises when an application<br />

for registration of a parental line of notified<br />

hybrid is made with the Authority. As per<br />

the Indian Plant Variety Registry decision<br />

dated October 28, 2013 (on representation of<br />

Nuziveedu Seeds Pvt. Ltd., Applicant dated<br />

13.06.2013 and 12.07.13), the parental line of<br />

a notified hybrid cannot be considered to be a<br />

notified variety as only a hybrid variety and<br />

not its parental lines were expressly notified<br />

under section 5 of the Seeds Act. The applicant<br />

challenged the order of Registry dated October<br />

28, 2013, and contended that the characters of<br />

parental lines of the extant notified hybrid are<br />

documented in the application for notification<br />

of hybrid under section 5 of the Seeds Act and<br />

both the hybrid and parental lines must be<br />

considered as a single unit for propagation and<br />

stability. Upon reconsideration of Nuziveedu<br />

Seeds Pvt. Ltd. (applicant) representation against<br />

Plant Variety Registry decision dated October<br />

28, 2013, the learned Registrar in its order dated<br />

December 05, 2018 decided in favour of the<br />

applicant stating that parental lines of a notified<br />

hybrid variety shall be deemed to be notified<br />

under section 5 of the Seeds Act, 1966 and shall<br />

be eligible for the same period of protection as<br />

that of its notified hybrid variety. The Registry<br />

decision is based on Delhi High Court judgement<br />

in Maharashtra Hybrid Seeds Co. vs UOI for<br />

category of registration of a parent lines of a<br />

extant hybrid variety where the court in order<br />

to prevent evergreening of Intellectual Property<br />

Rights in Plant Varieties decided that parental<br />

lines of a hybrid shall be registered in the same<br />

category as that of its hybrid.<br />

To conclude<br />

This decision of Registry not<br />

only restricts the indirect<br />

protection of hybrid after<br />

the expiry of the period of<br />

protection but also expedites<br />

the process of registration of<br />

parental lines of a notified<br />

hybrid variety.<br />

1 IN THE MATTER OF: Nuziveedu Seeds Pvt. Ltd., with<br />

respect to registration of NC-71, NC-99, NC-102 and<br />

NC-108 cotton parental line varieties-Category to be<br />

applied.<br />

38 www.gipmatrix.com www.gipmatrix.com<br />

39


125mm (H) x 180mm (W)<br />

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EDRADEMARK<br />

AEERE<br />

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Trademark, Patent, Design, Copyright, Domain name<br />

registration, litigation & enforcement services<br />

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Websites: www.utmps.com and www.unitedip.com<br />

40 www.gipmatrix.com www.gipmatrix.com<br />

41

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