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My Reading on ASQ CQA HB Part IV

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Charlie Ch<strong>on</strong>g/ Fi<strong>on</strong> Zhang<br />

<strong>Part</strong> <strong>IV</strong>A9<br />

9. Management Review Input<br />

Senior management establishes the aim (missi<strong>on</strong>, objectives) of the overall system and defines how each<br />

comp<strong>on</strong>ent of the system c<strong>on</strong>tributes to the aim. This guides the auditing functi<strong>on</strong> as to how to define the audit<br />

program in terms of:<br />

• Whether it is process or organizati<strong>on</strong>al-element oriented<br />

• What is important<br />

• How and with whom to schedule the audits<br />

• How to look at individual activities and their effectiveness or performance<br />

• How to report the results to management to stimulate acti<strong>on</strong><br />

Auditing then shifts toward looking at the points in a process where various comp<strong>on</strong>ents or elements of the<br />

system or organizati<strong>on</strong> interact, looking for miscommunicati<strong>on</strong>, misunderstandings, c<strong>on</strong>flicts of aims, pursuit of<br />

short-term goals or advantages, and so forth.<br />

An example could be a purchasing organizati<strong>on</strong> that pursues reducti<strong>on</strong>s in piece cost without looking at total<br />

costs or the overall impact <strong>on</strong> the organizati<strong>on</strong>, such as:<br />

• delivery performance,<br />

• supplied product quality, or<br />

• engineering or technological advantage.<br />

Managers need to have informati<strong>on</strong> that is properly gathered, analyzed, and presented. Accordingly,<br />

management relies <strong>on</strong> the various operating units and functi<strong>on</strong>s within the organizati<strong>on</strong>, as well as its suppliers<br />

and customers, to provide informati<strong>on</strong> regarding the operati<strong>on</strong> of the organizati<strong>on</strong> and its products.<br />

Management can obtain unbiased informati<strong>on</strong> <strong>on</strong> the status of its activities and opportunities for interventi<strong>on</strong><br />

and c<strong>on</strong>tinual improvement through audit programs of suppliers or internal operati<strong>on</strong>s and processes.

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