My Reading on ASQ CQA HB Part I-IA~IE-s

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Part IE1 An auditor may encounter illegal or unethical situations during the course of an audit, such as: • when an auditee is knowingly shipping defective products, • exposing personnel to unsafe conditions or • dumping waste. The auditor should verify the situation and then inform the audit team leader, who will inform the auditee. If the problem is caused by an oversight, it should be corrected immediately. Internal Audit • However, an auditee who knowingly ships a defective product, bypasses safety rules, or allows unauthorized discharges of pollution may be unwilling to correct the problem. In this case, the auditing organization should refuse to return to that company or internal group. Third-Party Audit • If a third- party audit is being performed, the auditor should immediately report the situation to the client. External Supplier Audit If the auditee is a supplier, • the auditing organization may delay or stop shipments (if given the authority to do so) until the appropriate management function can resolve the issue. • The auditing organization may advise its management to cancel any existing contracts or agreements and find more reputable and socially responsible sources for the item or service. Charlie Chong/ Fion Zhang
Part IE1 An auditor may encounter illegal or unethical situations during the course of an audit, such as: • when an auditee is knowingly shipping defective products, • exposing personnel to unsafe conditions or • dumping waste. Charlie Chong/ Fion Zhang
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My Reading
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闭门练功 Charlie Chong/ Fion
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闭门练功 Charlie Chong/ Fion
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ASQ Mission: The American Society f
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Content: • My <s
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Notes to the Reader This handbook s
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The Contents The handbook is organi
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Keywords: • development of this h
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Acknowledgments ASQ Audit Division
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HACCP (Hazard Analysis and Critical
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Quality Auditing Technical Committe
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Figure I.1 Types of audits. Source:
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Audits: Audits First Party Second P
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1980s 历史的回顾 El Salvad
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1980s 历史的回顾 Mujahedee
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The handbook discusses all types of
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Audits are conducted only when some
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Scenario Auditors Are Not Inspector
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Part I Auditing Fundamentals [27 of
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Part IA1 Types of Quality Audits Bu
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Part IA1 Product audit A product au
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Part IA1 Product Audit: Elements ex
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Part IA1 Product Audit: Elements ex
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Part IA1 A product audit is the exa
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Part IA1 Product Audit: For other s
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Part IA1 Process audit The process
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Part IA1 Process Audit Technique. A
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Part IA1 Desk Audit Or Document Rev
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Part IA2 No Absolute Rule Figure 1.
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Part IA2 Brainstorming is a group c
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Part IA2 Second-Party Audit A secon
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Part IA2 A survey, sometimes called
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Part IA2 A survey, sometimes called
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Part IA2 • A third-party audit is
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Part IA2 Government representatives
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Part IA2 Government representatives
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Part IA2 An auditor told of one cas
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Part IA3 Types of Quality Audits/Pa
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Part IA3 Certification Purposes Com
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Part IA3 Conformité Europeene Mark
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Part IA3 What’s the difference be
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Part IA3 What’s the difference be
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Part IA3 Accreditation Certificates
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Part IA3 Certification/Registration
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Part IA3 Certification/Registration
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Part IA3 Performance versus Complia
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Part IA3 The mission of the ASQ Aud
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Part IA3 CAPA: The analytical aspec
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Part IA3 Preventive Action .. preve
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Part IA4 Audits can address almost
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Part IA4 Input & Output Input Audit
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Part IA4 Corrective Action And Its
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Part IB Audit Reason An audit can p
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Part IB Second-party supplier audit
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Part IB IB1. Elements Of Purpose An
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Part IB First- Party Audit The purp
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Part IB The Management Standards Th
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Part IB Meal Time 今天晚餐
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Part IB Risk- Based Auditing Some a
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Part IB • Who determine the purpo
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Part IB Most third-party audits are
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Part IB The Purpose Of The Third- P
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Part IB The following list provides
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Part IB IA-Gossip What’s the diff
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Part IB IA-Gossip- Learn from https
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Part IB IT Risk Universes Charlie C
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Part IB …For statutory issues, in
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Part IB Auditing Benefits Identific
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Part IB The Shewhart control chart
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Part IB 5 Whys is an iterative inte
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Part IB Milwaukee Charlie Chong/ Fi
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Part IC Audit Division of ASQ versu
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Part IC Criteria The audit principl
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Part IC Performance Standards Perfo
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Part IC Audit Basis (Confusion Term
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Part IC An organization may volunta
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Part IC Laws and Regulations (Audit
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Part ID Chapter 4 Roles and Respons
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Part ID External Audit The followin
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Part ID The Great Depression Charli
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Part ID The Great Depression Charli
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Part ID Audit Process Participants
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Page 167 and 168: Part ID 7.2.2 Personal behavior Aud
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Page 171 and 172: Part IE Chapter 5 Professional Cond
Page 173 and 174: Part IE1 IE1. Professional Conduct
Page 175 and 176: Part IE1 Codes of ethics The purpos
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Page 179 and 180: Part IE1 https://asq.org/about-asq/
Page 181 and 182: Part IE1 The Institute of Internal
Page 183 and 184: Part IE1 The Institute of Internal
Page 185 and 186: The Institute of Internal Auditors
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Page 189 and 190: Part IE1 • When a Conflict of Int
Page 191 and 192: Part IE1 Confidentiality With proce
Page 193 and 194: Part IE1 IE2-Gossip An auditor was
Page 195 and 196: Part IE1 Conduct Discussing proprie
Page 197 and 198: Part IE1 Conduct For example, when
Page 199 and 200: Part IE1 Techniques Several techniq
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Page 205 and 206: Part IE1 Trust The auditee must be
Page 207 and 208: Part IE1 Trust The detection of uns
Page 209 and 210: Part IE1 IE1-Gossip Some products m
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Page 223 and 224: IE1-Gossip One example of an unethi
Page 225 and 226: IE1-Gossip During the course of an
Page 227 and 228: Part IE1 Overcoming Language And Li
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Page 231 and 232: Part IE1 • Remedial Action/ Conta
Page 233 and 234: Part IE2 Figure 5.5 Illegal auditor
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Page 237 and 238: Part IE2 The Auditor as an Agent As
Page 239 and 240: IE2-Gossip An auditor discovers tha
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Page 245 and 246: Part IE3 IE3. Audit Credibility Aud
Page 247 and 248: Part IE3 The auditor can establish
Page 249 and 250: Part IE3 Audit Ethics Audit ethics
Page 251 and 252: Part IE3 5.Independence: the basis
Page 253 and 254: Part IE3 A good auditor does not ha
Page 255 and 256: Part IE3 IE3-Gossip In a closing me
Page 257 and 258: Part IE3 IE3-Gossip I am familiar w
Page 259 and 260: Part II Audit Process [42 of the CQ
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My Reading on ASQ CQA HB Part I-IA~IE-s

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