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South Africa<br />

Under the POPI Act, the Informati<strong>on</strong> Regulator may undertake <strong>in</strong>vestigati<strong>on</strong> <strong>in</strong>to a compla<strong>in</strong>t<br />

submitted by a pers<strong>on</strong> for, <strong>in</strong>ter alia, breach of the c<strong>on</strong>diti<strong>on</strong>s of lawful process<strong>in</strong>g of pers<strong>on</strong>al<br />

<strong>in</strong>formati<strong>on</strong>. 842 The Informati<strong>on</strong> Regulator may also, <strong>on</strong> its own <strong>in</strong>itiative, commence<br />

<strong>in</strong>vestigati<strong>on</strong>. 843 On receipt of a compla<strong>in</strong>t, the Informati<strong>on</strong> Regulator may c<strong>on</strong>duct a pre<strong>in</strong>vestigati<strong>on</strong><br />

844 , act as a c<strong>on</strong>ciliator, c<strong>on</strong>duct a full <strong>in</strong>vestigati<strong>on</strong> or refer the compla<strong>in</strong>t to its<br />

enforcement committee 845 . Where the Informati<strong>on</strong> Regulator is satisfied with the organizati<strong>on</strong><br />

has <strong>in</strong>terfered with the protecti<strong>on</strong> of pers<strong>on</strong>al <strong>in</strong>formati<strong>on</strong> of the compla<strong>in</strong>ant, the Informati<strong>on</strong><br />

Regulator may issue a notice direct<strong>in</strong>g the organizati<strong>on</strong> to take corrective steps<br />

accord<strong>in</strong>gly. 846 A penalty may also be imposed <strong>on</strong> the organizati<strong>on</strong>. 847 A right of appeal<br />

aga<strong>in</strong>st the directi<strong>on</strong>/notice of the Informati<strong>on</strong> Commissi<strong>on</strong>er lies with the High Court hav<strong>in</strong>g<br />

the requisite jurisdicti<strong>on</strong>. 848<br />

3.4 Provisi<strong>on</strong>al Views<br />

1. Given that under a <strong>data</strong> protecti<strong>on</strong> legal regime, government bodies and public<br />

authorities may be c<strong>on</strong>sidered as <strong>data</strong> c<strong>on</strong>trollers, an adjudicat<strong>in</strong>g officer appo<strong>in</strong>ted<br />

under the IT Act, who is an officer of the government, may not be the appropriate body<br />

to adjudicate disputes which <strong>in</strong>volve violati<strong>on</strong> of <strong>data</strong> protecti<strong>on</strong> obligati<strong>on</strong>s by such<br />

government bodies and public authorities. Therefore, it may be appropriate for a<br />

separate, <strong>in</strong>dependent body, such as, a <strong>data</strong> protecti<strong>on</strong> authority to adjudicate <strong>on</strong><br />

disputes aris<strong>in</strong>g between an <strong>in</strong>dividual and a <strong>data</strong> c<strong>on</strong>troller due to breach of any <strong>data</strong><br />

protecti<strong>on</strong> obligati<strong>on</strong>.<br />

2. It follows that an <strong>in</strong>dividual whose <strong>data</strong> protecti<strong>on</strong> rights have been violated may, at the<br />

outset, first approach the <strong>data</strong> c<strong>on</strong>troller or a specific grievance redressal officer of the<br />

<strong>data</strong> c<strong>on</strong>troller identified <strong>in</strong> this regard.<br />

3. Where the <strong>data</strong> c<strong>on</strong>troller fails to resolve the compla<strong>in</strong>t of the <strong>in</strong>dividual <strong>in</strong> a<br />

satisfactory and expeditious manner, the <strong>in</strong>dividual may be given the right to file a<br />

compla<strong>in</strong>t with the <strong>data</strong> protecti<strong>on</strong> authority. Moreover, where the <strong>data</strong> protecti<strong>on</strong><br />

authority observes any violati<strong>on</strong> by a <strong>data</strong> c<strong>on</strong>troller of any of the provisi<strong>on</strong>s of a <strong>data</strong><br />

protecti<strong>on</strong> law, it may <strong>in</strong>itiate acti<strong>on</strong> aga<strong>in</strong>st such <strong>data</strong> c<strong>on</strong>troller <strong>on</strong> a suo motu basis.<br />

4. The <strong>data</strong> protecti<strong>on</strong> authority may be c<strong>on</strong>ferred with the power to appo<strong>in</strong>t an<br />

adjudicat<strong>in</strong>g officer who may have the requisite qualificati<strong>on</strong>s and expertise to <strong>in</strong>quire<br />

<strong>in</strong>to the facts of the compla<strong>in</strong>t and adjudicate accord<strong>in</strong>gly.<br />

842 Secti<strong>on</strong>s 73 and 74, POPI Act.<br />

843 Secti<strong>on</strong> 76(3), POPI Act.<br />

844 Secti<strong>on</strong> 79, POPI Act.<br />

845 Secti<strong>on</strong> 92, POPI Act.<br />

846 Secti<strong>on</strong> 95, POPI Act.<br />

847 Secti<strong>on</strong> 109, POPI Act.<br />

848 Secti<strong>on</strong> 97, POPI Act.<br />

188

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