Innovation
Global Investor Focus, 02/2007 Credit Suisse
Global Investor Focus, 02/2007
Credit Suisse
Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
GLOBAL INVESTOR FOCUS <strong>Innovation</strong> — 51<br />
Company<br />
UNILEVER CERT<br />
(UNA NA)<br />
Rating Date (since)<br />
HOLD 08/02/2007<br />
HOLD 30/07/2004<br />
BUY 27/08/2003<br />
WAVECOM (AVM FP) HOLD 04/05/2007<br />
BUY 25/04/2007<br />
BUY 16/03/2007<br />
Company<br />
Rating Date (since)<br />
WYETH (WYE US) BUY 02/03/2007<br />
BUY 31/08/2006<br />
HOLD 30/11/2005<br />
BUY 01/02/2005<br />
N/R 31/01/2005<br />
BUY 07/06/2004<br />
Fundamental and/or long-term research reports are not regularly produced for (BRIGHT<br />
FAMILY SOL, BUILD-A-BEAR WORKSH, CARGOTEC -B-, ECOSECURITIES GROUP,<br />
EQUINIX, GLOBAL PAYMENTS, HASBRO INC, MARVEL ENTERNAINMENT, MATTEL,<br />
MEDIS TECHNOLOGIES, MYRIAD GENETICS, NEUROCHEM, NEW ORIENT ADR, EBAY).<br />
Credit Suisse reserves the right to terminate coverage at short notice. Please contact your<br />
Relationship Manager for the specific risks of investing in securities of these companies.<br />
Credit Suisse has managed or co-managed a public offering of securities for the subject<br />
issuer (BUILD-A-BEAR WORKSH, CHINA PETROLEUM & CHEMICAL -H-, CHINA SHEN-<br />
HUA ENERGY-H, CISCO SYSTEMS, DANONE, ELI LILLY & CO, EQUINIX, FIRST SOLAR,<br />
HUANENG POWER -H-, NESTLE N, PANALPINA WELTTRA N, RENEWABLE ENERGY,<br />
SHANGHAI ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON MANUFAC) within<br />
the past three years.<br />
Credit Suisse has managed or co-managed a public offering of securities for the subject<br />
issuer (CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA ENERGY-H, DANONE,<br />
ELI LILLY & CO, EQUINIX, FIRST SOLAR, HUANENG POWER -H-, NESTLE N, RENEW-<br />
ABLE ENERGY, SHANGHAI ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON<br />
MANUFAC) within the past 12 months.<br />
Credit Suisse has received investment banking related compensation from the subject<br />
issuer (ALCATEL-LUCENT, CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA<br />
ENERGY-H, CISCO SYSTEMS, DANONE, ELI LILLY & CO, EQUINIX, FIRST SOLAR,<br />
HUANENG POWER -H-, KRAFT FOODS-A, MATTEL, NESTLE N, NEW ORIENT ADR,<br />
PANALPINA WELTTRA N, RENEWABLE ENERGY, SHANGHAI ELECTRIC -H-, SUNTECH<br />
PWR ADR, TAIWAN SEMICON MANUFAC, EBAY) within the past 12 months.<br />
Credit Suisse expects to receive or intends to seek investment banking related compensation<br />
from the subject issuer (ASML HOLDING, AKAMAI TECHNOLOGIES, ALCATEL-<br />
LUCENT, BRIGHT FAMILY SOL, BUILD-A-BEAR WORKSH, CADBURY SCHWEPPES,<br />
CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA ENERGY-H, CISCO SYSTEMS,<br />
DANONE, DATANG INTL POWER -H-, DEUTSCHE POST N, ECOSECURITIES GROUP,<br />
ELI LILLY & CO, EQUINIX, FIRST SOLAR, GLOBAL PAYMENTS, HUANENG POWER -H-,<br />
KRAFT FOODS-A, KUEHNE+NAGEL INT N, MARVEL ENTERNAINMENT, MATTEL, MYR-<br />
IAD GENETICS, NESTLE N, NEW ORIENT ADR, NIKE -B-, PANALPINA WELTTRA N,<br />
PEARSON, PEPSICO, Q-CELLS, RENEWABLE ENERGY, SEZ HLDG N, SHANGHAI<br />
ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON MANUFAC, TEXAS INSTRU-<br />
MENTS, TOKUYAMA, UNILEVER CERT, WYETH, EBAY) within the next three months.<br />
As at the date of this report, Credit Suisse acts as a market maker or liquidity provider in<br />
the securities of the subject issuer (AKAMAI TECHNOLOGIES, ALTAIR NANOTECH,<br />
BRIGHT FAMILY SOL, CISCO SYSTEMS, EQUINIX, FIRST SOLAR, MYRIAD GENETICS,<br />
EBAY).<br />
Credit Suisse holds a trading position in the subject issuer (ASML HOLDING, AKAMAI<br />
TECHNOLOGIES, ALCATEL-LUCENT, ALTAIR NANOTECH, BRIGHT FAMILY SOL, BUILD-<br />
A-BEAR WORKSH, CADBURY SCHWEPPES, CARGOTEC -B-, CHINA PETROLEUM &<br />
CHEMICAL -H-, CHINA SHENHUA ENERGY-H, CISCO SYSTEMS, DANONE, DATANG<br />
INTL POWER -H-, DEUTSCHE POST N, ECOSECURITIES GROUP, ELI LILLY & CO,<br />
EQUINIX, FIRST SOLAR, GLOBAL PAYMENTS, HASBRO INC, HIESTAND HLDG N,<br />
HUANENG POWER -H-, KELLOGG, KRAFT FOODS-A, KUEHNE+NAGEL INT N, LINDT<br />
& SPRUENGL PS, MARVEL ENTERNAINMENT, MATTEL, MEDIS TECHNOLOGIES, MYR-<br />
IAD GENETICS, NESTLE N, NEUROCHEM, NEW ORIENT ADR, NIKE -B-, PANALPINA<br />
WELTTRA N, PEARSON, PEPSICO, Q-CELLS, RENEWABLE ENERGY, SEZ HLDG N,<br />
SHANGHAI ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON MANUFAC, TEXAS<br />
INSTRUMENTS, TOKUYAMA, UNILEVER CERT, WYETH, EBAY, SOLARWORLD, WAVE-<br />
COM, FUELCELL ENERGY).<br />
As at the end of the preceding month, Credit Suisse beneficially owned 1% or more of a<br />
class of common equity securities of (ASML HOLDING, CHINA PETROLEUM & CHEMICAL<br />
-H-, CHINA SHENHUA ENERGY-H, DATANG INTL POWER -H-, EQUINIX, HUANENG<br />
POWER -H-, Q-CELLS, SHANGHAI ELECTRIC -H-).<br />
Swiss American Securities Inc. disclosures<br />
Swiss American Securities Inc. or its affiliates has managed or co-managed a public offering<br />
of securities for the subject issuer (CHINA PETROLEUM & CHEMICAL -H-, CHINA<br />
SHENHUA ENERGY-H, DANONE, ELI LILLY & CO, EQUINIX, FIRST SOLAR, HUANENG<br />
POWER -H-, NESTLE N, RENEWABLE ENERGY, SHANGHAI ELECTRIC -H-, SUNTECH<br />
PWR ADR, TAIWAN SEMICON MANUFAC) within the past 12 months.<br />
Swiss American Securities Inc. or its affiliates has received investment banking related<br />
compensation from the subject issuer (ALCATEL-LUCENT, CHINA PETROLEUM & CHEM-<br />
ICAL -H-, CHINA SHENHUA ENERGY-H, CISCO SYSTEMS, DANONE, ELI LILLY & CO,<br />
EQUINIX, FIRST SOLAR, HUANENG POWER -H-, KRAFT FOODS-A, MATTEL, NESTLE<br />
N, NEW ORIENT ADR, PANALPINA WELTTRA N, RENEWABLE ENERGY, SHANGHAI<br />
ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON MANUFAC, EBAY) within the<br />
past 12 months.<br />
Swiss American Securities Inc. or its affiliates expects to receive or intends to seek investment<br />
banking related compensation from the subject issuer (ASML HOLDING, AKAMAI<br />
TECHNOLOGIES, ALCATEL-LUCENT, BRIGHT FAMILY SOL, BUILD-A-BEAR WORKSH,<br />
CADBURY SCHWEPPES, CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA<br />
ENERGY-H, CISCO SYSTEMS, DANONE, DATANG INTL POWER -H-, DEUTSCHE POST<br />
N, ECOSECURITIES GROUP, ELI LILLY & CO, EQUINIX, FIRST SOLAR, GLOBAL PAY-<br />
MENTS, HUANENG POWER -H-, KRAFT FOODS-A, KUEHNE+NAGEL INT N, MARVEL<br />
ENTERNAINMENT, MATTEL, MYRIAD GENETICS, NESTLE N, NEW ORIENT ADR, NIKE<br />
-B-, PANALPINA WELTTRA N, PEARSON, PEPSICO, Q-CELLS, RENEWABLE ENERGY,<br />
SEZ HLDG N, SHANGHAI ELECTRIC -H-, SUNTECH PWR ADR, TAIWAN SEMICON<br />
MANUFAC, TEXAS INSTRUMENTS, TOKUYAMA, UNILEVER CERT, WYETH, EBAY)<br />
within the next three months.<br />
As of the date of this report, Swiss American Securities Inc. acts as a market maker or<br />
liquidity provider in the equity securities of the subject issuer (ALCATEL-LUCENT, BUILD-<br />
A-BEAR WORKSH, CADBURY SCHWEPPES, CHINA PETROLEUM & CHEMICAL -H-, ELI<br />
LILLY & CO, GLOBAL PAYMENTS, HASBRO INC, KELLOGG, KRAFT FOODS-A, MARVEL<br />
ENTERNAINMENT, MATTEL, NIKE -B-, PEPSICO, TAIWAN SEMICON MANUFAC, TEXAS<br />
INSTRUMENTS, WYETH).<br />
As at the end of the preceding month, Swiss American Securities Inc. or its affiliates<br />
beneficially owned 1% or more of a class of common equity securities of (ASML HOLDING,<br />
CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA ENERGY-H, DATANG INTL<br />
POWER -H-, EQUINIX, HUANENG POWER -H-, Q-CELLS, SHANGHAI ELECTRIC -H-).<br />
Swiss American Securities Inc. or its affiliates holds a trading position in the subject<br />
issuer (ASML HOLDING, AKAMAI TECHNOLOGIES, ALCATEL-LUCENT, ALTAIR NAN-<br />
OTECH, BRIGHT FAMILY SOL, BUILD-A-BEAR WORKSH, CADBURY SCHWEPPES,<br />
CARGOTEC -B-, CHINA PETROLEUM & CHEMICAL -H-, CHINA SHENHUA ENERGY-H,<br />
CISCO SYSTEMS, DANONE, DATANG INTL POWER -H-, DEUTSCHE POST N, ECOSE-<br />
CURITIES GROUP, ELI LILLY & CO, EQUINIX, FIRST SOLAR, GLOBAL PAYMENTS,<br />
HASBRO INC, HIESTAND HLDG N, HUANENG POWER -H-, KELLOGG, KRAFT FOODS-<br />
A, KUEHNE+NAGEL INT N, LINDT & SPRUENGL PS, MARVEL ENTERNAINMENT, MAT-<br />
TEL, MEDIS TECHNOLOGIES, MYRIAD GENETICS, NESTLE N, NEUROCHEM, NEW<br />
ORIENT ADR, NIKE -B-, PANALPINA WELTTRA N, PEARSON, PEPSICO, Q-CELLS,<br />
RENEWABLE ENERGY, SEZ HLDG N, SHANGHAI ELECTRIC -H-, SUNTECH PWR ADR,<br />
TAIWAN SEMICON MANUFAC, TEXAS INSTRUMENTS, TOKUYAMA, UNILEVER CERT,<br />
WYETH, EBAY, SOLARWORLD, WAVECOM, FUELCELL ENERGY).<br />
Additional disclosures for the following jurisdictions<br />
Dubai: Related financial products or services are only available to wholesale customers<br />
with liquid assets of over USD 1 million who have sufficient financial experience and<br />
understanding to participate in financial markets in a wholesale jurisdiction and satisfy the