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Worldwide investments in CLUSTER MUNITIONS

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1.2.77 Hartford F<strong>in</strong>ancial Services (United States)<br />

Hartford F<strong>in</strong>ancial Services (United States) has made an estimated US$96 million available to the companies<br />

on the red flag list s<strong>in</strong>ce June 2012.<br />

Hartford F<strong>in</strong>ancial Services owns or manages bonds of the companies to the amount of US$96 million<br />

(see table below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the<br />

outstand<strong>in</strong>g bonds at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />

Bond hold<strong>in</strong>gs managed by Hartford F<strong>in</strong>ancial Services<br />

Hold<strong>in</strong>g company Country Total value (US$ mln) % Outstand<strong>in</strong>g Fil<strong>in</strong>g date<br />

Textron United States 96 3.29 30-9-2015<br />

Source: Thomson Reuters Eikon, “Bond ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Aggregated Debt: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />

1.2.78 Hua Nan F<strong>in</strong>ancial (Taiwan)<br />

Hua Nan F<strong>in</strong>ancial (Taiwan) has made an estimated US$15 million available to the companies on the red flag<br />

list s<strong>in</strong>ce June 2012.<br />

Hua Nan F<strong>in</strong>ancial provided loans totall<strong>in</strong>g approximately US$15 million to the companies (see table below).<br />

The table shows all loans closed s<strong>in</strong>ce June 2012.<br />

Hold<strong>in</strong>g<br />

company<br />

Orbital ATK<br />

Orbital ATK<br />

Borrower<br />

Alliant<br />

Techsystems Inc<br />

Alliant<br />

Techsystems Inc<br />

Loans provied by Hua Nan F<strong>in</strong>ancial<br />

Est.<br />

Use of Total value<br />

proceeds (US$ mln)<br />

participation<br />

of this bank<br />

Clos<strong>in</strong>g date Maturity date<br />

(US$ mln)<br />

Acquisition 1,010 9 1-11-2013 1-11-2018<br />

Acquisition 700 6 1-11-2013 1-11-2018<br />

Source: Thomson Reuters Eikon, “Loans”, viewed March 2016; Bloomberg, “Loans”, viewed March 2016.<br />

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