Worldwide investments in CLUSTER MUNITIONS
report-worldwide_investments_cluster_munitions-2016
report-worldwide_investments_cluster_munitions-2016
Create successful ePaper yourself
Turn your PDF publications into a flip-book with our unique Google optimized e-Paper software.
1.2.63 Evergrow<strong>in</strong>g Bank (Ch<strong>in</strong>a)<br />
Evergrow<strong>in</strong>g Bank (Ch<strong>in</strong>a) has made an estimated US$5 million available to the companies on the red flag<br />
list s<strong>in</strong>ce June 2012.<br />
Evergrow<strong>in</strong>g Bank has underwritten bond issuances totall<strong>in</strong>g approximately US$5 million for the<br />
companies s<strong>in</strong>ce June 2012 (see table below).<br />
Underwrit<strong>in</strong>g of bond issuances by Evergrow<strong>in</strong>g Bank<br />
Est.<br />
Hold<strong>in</strong>g<br />
company<br />
Issuer<br />
Use of<br />
proceeds<br />
Total value<br />
(US$ mln)<br />
participation<br />
of this bank<br />
Interest<br />
rate<br />
Issue date<br />
Maturity<br />
date<br />
(US$ mln)<br />
Nor<strong>in</strong>co<br />
Ch<strong>in</strong>a North<br />
Ind. Corp<br />
Unknown 141 5 3.700 25-11-2015 25-11-2020<br />
Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />
1.2.64 Fidelity Investments (United States)<br />
Fidelity Investments (United States) has made an estimated US$817 million available to the companies on<br />
the red flag list s<strong>in</strong>ce June 2012.<br />
Fidelity Investments owns or manages shares of the companies to the amount of US$804 million (see table<br />
below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the outstand<strong>in</strong>g<br />
shares at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />
Sharehold<strong>in</strong>gs managed by Fidelity Investments<br />
Total value<br />
Hold<strong>in</strong>g company Country Number of shares % Outstand<strong>in</strong>g<br />
(US$ mln)<br />
Fil<strong>in</strong>g date<br />
Orbital ATK United States 3,327,729 5.66 297 31-12-2015<br />
Poongsan South Korea 55,436 0.20 1 31-1-2016<br />
Textron United States 12,030,787 4.44 505 31-12-2015<br />
Source: Thomson Reuters Eikon, “Share ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Equity hold<strong>in</strong>gs: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />
Fidelity Investments owns or manages bonds of the companies to the amount of US$13 million (see table<br />
below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the outstand<strong>in</strong>g<br />
bonds at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />
Hold<strong>in</strong>g company<br />
Bond hold<strong>in</strong>gs managed by Fidelity Investments<br />
Total value<br />
Country<br />
% Outstand<strong>in</strong>g Fil<strong>in</strong>g date<br />
(US$ mln)<br />
Orbital ATK United States 13 1.85 31-12-2015<br />
Source: Thomson Reuters Eikon, “Bond ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Aggregated Debt: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />
82