18.06.2016 Views

Worldwide investments in CLUSTER MUNITIONS

report-worldwide_investments_cluster_munitions-2016

report-worldwide_investments_cluster_munitions-2016

SHOW MORE
SHOW LESS

You also want an ePaper? Increase the reach of your titles

YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.

1.2.56 Donghai Securities (Ch<strong>in</strong>a)<br />

Donghai Securities (Ch<strong>in</strong>a) has made an estimated US$58 million available to the companies on the red flag<br />

list s<strong>in</strong>ce June 2012.<br />

Donghai Securities has underwritten bond issuances totall<strong>in</strong>g approximately US$58 million for the<br />

companies s<strong>in</strong>ce June 2012 (see table below).<br />

Hold<strong>in</strong>g<br />

company<br />

Ch<strong>in</strong>a<br />

Aerospace<br />

Science &<br />

Industry<br />

Ch<strong>in</strong>a<br />

Aerospace<br />

Science &<br />

Industry<br />

Ch<strong>in</strong>a<br />

Aerospace<br />

Science &<br />

Industry<br />

Nor<strong>in</strong>co<br />

Underwrit<strong>in</strong>g of bond issuances by Donghai Securities<br />

Est.<br />

Issuer<br />

Use of Total value participation Interest<br />

Maturity<br />

Issue date<br />

proceeds (US$ mln) of this bank rate<br />

date<br />

(US$ mln)<br />

CASIC General 471 20 4.290 18-7-2012 19-7-2017<br />

CASIC<br />

Work<strong>in</strong>g<br />

Capital<br />

490 21 5.740 7-3-2014 7-3-2019<br />

CASIC<br />

Work<strong>in</strong>g<br />

Capital<br />

323 13 4.240 21-5-2015 21-5-2020<br />

Ch<strong>in</strong>a North<br />

Ind. Corp<br />

Unknown 141 5 3.700 25-11-2015 25-11-2020<br />

Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />

1.2.57 E Fund Management (Ch<strong>in</strong>a)<br />

E Fund Management (Ch<strong>in</strong>a) has made an estimated US$8 million available to the companies on the red flag<br />

list s<strong>in</strong>ce June 2012.<br />

E Fund Management owns or manages bonds of the companies to the amount of US$8 million (see table<br />

below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the outstand<strong>in</strong>g<br />

bonds at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />

Bond hold<strong>in</strong>gs managed by E Fund Management<br />

Hold<strong>in</strong>g company<br />

Country<br />

Total value<br />

(US$ mln)<br />

% Outstand<strong>in</strong>g Fil<strong>in</strong>g date<br />

Nor<strong>in</strong>co Ch<strong>in</strong>a 8 0.36 31-1-2016<br />

Source: Thomson Reuters Eikon, “Bond ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Aggregated Debt: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />

79

Hooray! Your file is uploaded and ready to be published.

Saved successfully!

Ooh no, something went wrong!