Worldwide investments in CLUSTER MUNITIONS

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631 Mitsubishi UFJ Financial Group, “CSR Report 2012”, p. 20, available at www.mufg.jp/english/csr/csrreport/2012/pdffile/all.pdf, last viewed 17 February 2016; Mitsubishi UFJ Financial Group, written response to Profundo dated 20 September 2013. 632 Mizuho Financial Group, “Company Information”, Mizuho Financial Group website (www.mizuho-fg.co.jp/english/company/info/index.html), viewed 16 October 2015. 633 Mizuho Financial Group, “Initiatives for Responsible Investment and Financing”, Mizuho Financial Group website (www.mizuho-fg.co.jp/english/csr/business/investment.html), viewed 16 October 2015. 634 Mizuho Financial Group, written response to Profundo dated 24 November 2015. 635 Sumitomo Mitsui Financial Group, “Sumitomo Mitsui Financial Group”, Sumitomo Mitsui Financial Group website (www.smfg.co.jp/english/aboutus/profile/smfg.html), viewed 16 October 2015. 636 AFP, “Japanese Banks Ban Financing Cluster Arms”, 30 July 2010, The Sydney Morning Herald, available at news.smh. com.au/breaking-news-world/japan-banks-ban-financing-cluster-arms-20100730-10zkw.html, last viewed 16 October 2015. 637 Sumitomo Mitsui Financial Group, “CSR Report 2010”, p. 7, available at www.smfg.co.jp/english/responsibility/ report/pdf/2010/6_building_a_new_future_baselines_for_the_evolution_of_csr_at_smfg.pdf, last viewed 16 October 2016. 638 Toronto-Dominion Bank Group, “Corporate Profile”, Toronto-Dominion Bank Group website (www.td.com/about-tdbfg/corporate-information/corporate-profile/profile.jsp), viewed 17 February 2016. 639 Toronto-Dominion Bank Group, “2009 CSR Report”, p. 14, available at www.td.com/corporate-responsibility/ crr-2009/environment/responsible-financing/index.jsp, last viewed 17 February 2016. 640 Toronto-Dominion Bank Group, “Responsible Financing”, Toronto-Dominion Bank Group website (www.td.com/corporate-responsibility/environment/responsible-finance.jsp), viewed 17 February 2016. 641 United Nations Office at Geneva, “Final Report”, 13 October 2015, p. 25, available at daccess-dds-ny.un.org/doc/ UNDOC/GEN/G15/234/81/PDF/G1523481.pdf?OpenElement, last viewed 12 February 2016. 642 Cluster Munition Coalition, “Briefing Paper on the Convention on Cluster Munitions (English)”, 1 January 2016, available at www.stopclustermunitions.org/media/2179973/English-Briefing-Paper-on-the-Convention-on-Cluster- Munitions-2016.pdf, last viewed 27 January 2016. 643 Cluster Munition Coalition, “Treaty Status”, Cluster Munition Coalition website (www.stopclustermunitions.org/treatystatus/), viewed 18 April 2016. 644 “Wet houdende regeling van economische en individuele activiteiten met wapens. (ook “Wapenwet” genoemd)” (“Law governing economic and individual activities involving arms (also known as: “Weapons Act”)), 8 June 2006, available at www.wapenunie.be/wapenwet, last viewed 27 January 2016. 645 “Wet inzake het verbod op de financiering van de productie, gebruik en bezit van anti-persoonsmijnen en submunitie” (“Law banning financing for the production, use and possession of anti-personnel mines and submunitions”), 20 March 2007, available at www.ejustice.just.fgov.be/cgi_loi/change_lg. pl?language=nl&la=N&table_name=wet&cn=2007032048, last viewed 27 January 2016. 646 “Wet houdende regeling van economische en individuele activiteiten met wapens. (ook “Wapenwet” genoemd)” (“Law governing economic and individual activities involving arms (also known as: “Weapons Act”)), 8 June 2006, available at www.ejustice.just.fgov.be/cgi_loi/change_lg.pl?language=nl&la=N&cn=2006060830&table_name=wet, last viewed 27 January 2016. 260
647 “Wet houdende regeling van economische en individuele activiteiten met wapens. (ook “Wapenwet” genoemd)” (“Law governing economic and individual activities involving arms (also known as: “Weapons Act”)), 8 June 2006, available at www.ejustice.just.fgov.be/cgi_loi/change_lg.pl?language=nl&la=N&cn=2006060830&table_name=wet, last viewed 27 January 2016. 648 Human Rights Watch and Landmine Action, Mines Action Canada, “Banning Cluster Munitions: Government Policy and Practice”, May 2009, p. 92, available at www.the-monitor.org/en-gb/reports/2009/banning-clustermunitions-government-policy-and-practice.aspx , Landmine Monitor website (www.the-monitor.org/). 649 NPRF, written response to Netwerk Vlaanderen dated 30 July 2009. 650 Human Rights Watch and Landmine Action, Mines Action Canada, “Banning Cluster Munitions: Government Policy and Practice”, May 2009, p. 92, available at www.the-monitor.org/en-gb/reports/2009/banning-clustermunitions-government-policy-and-practice.aspx Landmine Monitor website (www.the-monitor.org/). 651 Houses of the Oireachtas, “Cluster Munitions and Anti-Personnel Mines Act 2008”, available at www.oireachtas.ie/viewdoc.asp?fn=/documents/bills28/acts/2008/a2008.pdf, last viewed 27 January 2016. 652 Landmine & Cluster Munition Monitor, “Italy”, last updated 23 August 2014, available at www.the-monitor.org/index.php/cp/display/region_profiles/theme/3556, last viewed 27 January 2016. 653 Official Gazzette of the Republic of Italy, “Ratifica Convenzione di Oslo su messa al bando delle munizioni a grappolo. Legge 14.06.2011 n° 95 , G.U. 04.07.2011” (“Ratification of the Oslo Convention Banning Cluster Munitions. Law 14.06.2011, n° 95 , G.U. 04.07.2011”), available at www.altalex.com/index.php?idnot=14797, last viewed 27 January 2016. 654 “Misure per contrastare il finanziamento delle imprese produttrici di mine antipersona, di munizioni e submunizioni a grappolo” (“Measures to Counter the Financing of Companies that Produce Anti-Personnel Mines, Cluster Munitions and Submunitions thereof”), Atto Senato n. 2136 XVI Legislatura, 26 April 2010, available at www.senato.it/service/PDF/PDFServer/BGT/00481081.pdf, last viewed 27 January 2016 . 655 “Resoconti Stenografici delle sedi Legislativa, Redigente e Referente” (“Stenographic notes of the Chamber of Deputies”), Commission 6, 18 December 2012, available at leg16.camera.it/472?shadow_organo_ parlamentare=1499&stenog=/_dati/leg16/lavori/stencomm/06/leg/2012/1218&pagina=s010, last viewed 27 January 2016 . 656 Farnesina, Ministry of Foreign Affairs, “The Foreign Ministry renews its efforts against anti-personnel mines”, 27 June 2013, available at www.esteri.it/MAE/EN/Sala_Stampa/ArchivioNotizie/Comunicati/2013/06/20130627_ Pistelli_impegno_Mae_contro_Mine_Antipersona.htm?LANG=EN, last viewed 27 January 2016. 657 Senate of the Republic, “Assegnazione” (“Assignment”), 24 September 2014, available at www.senato.it/leg/17/BGT/Schede/Ddliter/39361.htm, last viewed 27 January 2016. 658 “Misure per contrastare il finanziamento delle imprese produttrici di mine antipersona, di munizioni e submunizioni a grappolo” (“Measures to Counter the Financing of Companies that Produce Anti-Personnel Mines, Cluster Munitions and Submunitions thereof”), Atto Senato n. 2136 XVI Legislatura, 26 April 2010, available at www.senato.it/service/PDF/PDFServer/BGT/00481081.pdf, last viewed 27 January 2016. 659 Cluster Munition Coalition, “Treaty Status”, Cluster Munition Coalition website (www.stopclustermunitions.org/treatystatus/), viewed 27 January 2016. 660 Letter from Dr. Martin Frick, Director of the Office for Foreign Affairs of the Principality of Liechtenstein to IKV Pax Christi dated 11 September 2013; The United Nations Office at Geneva, “Annual article 7 report by Liechtenstein”, 20 March 2014, available at www.unog.ch/80256EDD006B8954/(httpAssets)/217DA4CC211EEFC6C1 257CA1004F0368/$file/2014Liechtenstein.pdf, last viewed 27 January 2016. 261
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June 2016 update Worldwide investme
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PAX (formerly IKV Pax Christi, the
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1.2.24 BB&T (United States) 61 1.2.
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1.2.130 Sealand Securities (China)
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2.2.29 NIBC (the Netherlands) 177 2
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9
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in place, financial institutions ha
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In the research period, these 158 f
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Worthy of mention here are two fina
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Methodology: Questions and Answers
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Sources Of Information For The Hall
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Summary Tables Hall of Shame The fo
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Financial institution in the Hall o
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Financial institution in the Hall o
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Country of origin of financial inst
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PFA Pension Denmark X X X X X PGGM
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NIBC The Netherlands X X X Nordea S
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Introduction Investing in Cluster M
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arise from two arguments: the contr
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We define a cluster munitions produ
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1.1.3 Hanwha (South Korea) Hanwha C
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for surveillance and component test
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Textron argues that the weapon cont
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1.2 The Investments 1.2.0 Introduct
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• Results The following contains
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Norinco Norinco Norinco Norinco Chi
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1.2.8 AQR Capital Management (Unite
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1.2.13 BancPlus (United States) Ban
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Orbital ATK Orbital ATK Inc General
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Norinco Norinco Norinco Norinco Nor
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1.2.21 Bank of New York Mellon (Uni
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1.2.24 BB&T (United States) BB&T (U
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1.2.28 California First National Ba
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1.2.32 Central Pacific Financial Co
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1.2.35 China Development Bank (Chin
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1.2.38 China Investment Securities
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1.2.41 China Minsheng Banking (Chin
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1.2.44 CITIC (China) CITIC (China)
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1.2.47 Comerica (United States) Com
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Hanwha Hanwha Hanwha Hanwha Corp Ha
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1.2.56 Donghai Securities (China) D
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Eaton Vance owns or manages bonds o
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1.2.65 Fifth Third Bancorp (United
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Shareholdings managed by Franklin R
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Goldman Sachs owns or manages share
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Hanwha Hanwha Hanwha Hanwha Corp Ha
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1.2.79 Huatai Securities (China) Hu
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1.2.82 Industrial and Commercial Ba
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Invesco owns or manages bonds of th
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1.2.86 KB Financial Group (South Ko
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KeyCorp has underwritten bond issua
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1.2.91 Kyobo AXA Investment Manager
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1.2.95 LIG Group (South Korea) LIG
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1.2.99 Manulife Financial (Canada)
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1.2.103 Midas International Asset M
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Mitsubishi UFJ Financial has underw
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1.2.108 National Pension Service (S
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1.2.113 Northern Trust (United Stat
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1.2.117 People’s Insurance Compan
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1.2.120 Piper Jaffray (United State
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1.2.123 Prudential (United Kingdom)
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Regions Financial has underwritten
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1.2.129 Samsung Group (South Korea)
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1.2.132 Shenwan Hongyuan Group (Chi
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1.2.135 Siemens (Germany) Siemens (
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1.2.139 State Street (United States
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1.2.142 Sun Life Financial (Canada)
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1.2.145 T. Rowe Price (United State
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1.2.150 US Bancorp (United States)
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1.2.152 Viking Global Investors (Un
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Wells Fargo has underwritten bond i
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1.2.157 WisdomTree Investments (Uni
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financial institutions listed are o
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This means that “any loan or fina
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In September 2010, the FDC’s Admi
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2.1.10 Swedish Pension Fund AP7 (Sw
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2.1.14 A.S.R. (the Netherlands) A.S
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DNB’s Group Policy Corporate Soci
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2.1.25 Pensioenfonds Horeca & Cater
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In 2007, PME strengthened its own g
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2.1.35 Stichting Pensioenfonds Huis
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2.2 Runners-up Financial Institutio
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2.2.1 ABN Amro (the Netherlands) AB
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Retail investment funds are beyond
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2.2.9 Belfius (Belgium) Belfius is
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Since 2011, all investment recommen
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Deutsche Bank’s Policy on Cluster
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HSBC’s Defence Equipment Sector P
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2.2.24 KBC (Belgium) KBC Group is a
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How to gain a place in the Hall of
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2.2.36 Royal Bank of Scotland (Unit
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2.2.40 Stichting Pensioenfonds APF
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The policy only covers project fina
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2.3 Countries’ Best Practices 2.3
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“Also prohibited is the financing
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2.3.2 Ireland BACKGROUND Ireland wa
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2.3.3 Italy BACKGROUND Italy signed
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2 Direct financing within the meani
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COMMENTARY What does the legislatio
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A Dutch financial institution in vi
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The legislation was unanimously ado
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2.3.9 Spain BACKGROUND The Kingdom
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“Art. 35b Offences against the pr
Page 211 and 212: DISINVESTMENT - MINISTERIAL AND INT
Page 213 and 214: 2.3.19 Croatia The Republic of Croa
Page 215 and 216: On 1 June 2011, a Ministry of Forei
Page 217 and 218: 2.3.34 Rwanda The Republic of Rwand
Page 219 and 220: Conclusion and recommendations As t
Page 221 and 222: Funds following an index 789 A fund
Page 223 and 224: 16 Article 1: “General Obligation
Page 225 and 226: 34 Hanwha Corporation, “130 mm Mu
Page 227 and 228: 61 Federal Procurement Data System,
Page 229 and 230: 90 Textron Systems, “Textron Syst
Page 231 and 232: 115 AFP, “S’pore says no to clu
Page 233 and 234: 146 Fonds de Compensation, “Socia
Page 235 and 236: 180 ABP, “Uitgesloten bedrijven e
Page 237 and 238: 216 Delta Lloyd Asset Management,
Page 239 and 240: 248 PenSam, written response to Pro
Page 241 and 242: 283 PME, “De 10 PME Principes voo
Page 243 and 244: 313 SPH, “Maatschappelijk Verantw
Page 245 and 246: 342 Achmea, “Uitsluitingsbeleid
Page 247 and 248: 374 La Banque Postale, “Registrat
Page 249 and 250: 411 Commerzbank, written response t
Page 251 and 252: 448 Ethias, “Resultaten 2014” (
Page 253 and 254: 481 Intesa Sanpaolo, “About Us”
Page 255 and 256: 514 New Zealand Superannuation Fund
Page 257 and 258: 548 PKA, “Vi Tager Ansvar” (“
Page 259 and 260: 583 Standard Chartered, “Defence
Page 261: 616 UniCredit Group, “UniCredit P
Page 265 and 266: 672 Landmine & Cluster Munition Mon
Page 267 and 268: 694 “Cluster Munitions Prohibitio
Page 269 and 270: 717 Curia Vista, “Interdiction du
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Worldwide investments in CLUSTER MUNITIONS

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