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Worldwide investments in CLUSTER MUNITIONS

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TIAA-CREF owns or manages bonds of the companies to the amount of US$93 million (see table below).<br />

Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the outstand<strong>in</strong>g bonds at<br />

the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />

Bond hold<strong>in</strong>gs managed by TIAA-CREF<br />

Hold<strong>in</strong>g company Country Total value (US$ mln) % Outstand<strong>in</strong>g Fil<strong>in</strong>g date<br />

Orbital ATK United States 25 3.51 31-1-2016<br />

Textron United States 69 2.35 31-12-2015<br />

Source: Thomson Reuters Eikon, “Bond ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Aggregated Debt: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />

1.2.148 Trimaran Capital Partners (United States)<br />

Trimaran Capital Partners (United States) has made an estimated US$5 million available to the companies<br />

on the red flag list s<strong>in</strong>ce June 2012.<br />

Trimaran Capital Partners provided loans totall<strong>in</strong>g approximately US$5 million to the companies<br />

(see table below). The table shows all loans closed s<strong>in</strong>ce June 2012.<br />

Loans provided by Trimaran Capital Partners<br />

Est.<br />

Hold<strong>in</strong>g<br />

company<br />

Borrower<br />

Use of<br />

proceeds<br />

Total value<br />

(US$ mln)<br />

participation<br />

of this bank<br />

Clos<strong>in</strong>g date<br />

Maturity date<br />

(US$ mln)<br />

Orbital ATK<br />

Alliant<br />

Techsystems Inc<br />

Ref<strong>in</strong>anc<strong>in</strong>g,<br />

General<br />

200 5 3-9-2012 3-9-2017<br />

Source: Thomson Reuters Eikon, “Loans”, viewed March 2016; Bloomberg, “Loans”, viewed March 2016.<br />

1.2.149 United Overseas Bank (S<strong>in</strong>gapore)<br />

United Overseas Bank (S<strong>in</strong>gapore) has made an estimated US$6 million available to the companies<br />

on the red flag list s<strong>in</strong>ce June 2012.<br />

United Overseas Bank has underwritten bond issuances totall<strong>in</strong>g approximately US$6 million for<br />

the companies s<strong>in</strong>ce June 2012 (see table below).<br />

Underwrit<strong>in</strong>g of bond issuances by United Overseas Bank<br />

Est.<br />

Hold<strong>in</strong>g<br />

company<br />

Issuer<br />

Use of<br />

proceeds<br />

Total value<br />

(US$ mln)<br />

participation<br />

of this bank<br />

Interest<br />

rate<br />

Issue date<br />

Maturity<br />

date<br />

(US$ mln)<br />

Nor<strong>in</strong>co<br />

Ch<strong>in</strong>a North<br />

Ind. Corp<br />

Unknown 138 6 5.050 15-9-2014 15-9-2017<br />

Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />

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