Worldwide investments in CLUSTER MUNITIONS
report-worldwide_investments_cluster_munitions-2016
report-worldwide_investments_cluster_munitions-2016
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1.2.133 Sh<strong>in</strong>han F<strong>in</strong>ancial Group (South Korea)<br />
Sh<strong>in</strong>han F<strong>in</strong>ancial Group (South Korea) has made an estimated US$109 million available to the companies<br />
on the red flag list s<strong>in</strong>ce June 2012.<br />
Sh<strong>in</strong>han F<strong>in</strong>ancial Group has underwritten bond issuances totall<strong>in</strong>g approximately US$109 million for<br />
the companies s<strong>in</strong>ce June 2012 (see table below).<br />
Underwrit<strong>in</strong>g of bond issuances by Sh<strong>in</strong>han F<strong>in</strong>ancial Group<br />
Est.<br />
Hold<strong>in</strong>g<br />
Use of Total value participation Interest<br />
Maturity<br />
Issuer<br />
Issue date<br />
company<br />
proceeds (US$ mln) of this bank rate<br />
date<br />
(US$ mln)<br />
Hanwha<br />
Hanwha<br />
Corp<br />
General 140 9 3.470 12-12-2012 12-12-2015<br />
Hanwha<br />
Hanwha<br />
Corp<br />
Ref<strong>in</strong>ance 182 27 3.070 3-5-2013 3-5-2016<br />
Hanwha<br />
Hanwha<br />
Corp<br />
Ref<strong>in</strong>ance 141 28 3.790 25-10-2013 25-10-2016<br />
Hanwha<br />
Hanwha<br />
Corp<br />
Ref<strong>in</strong>ance 130 9 3.318 3-12-2015 3-12-2018<br />
Poongsan Poongsan Ref<strong>in</strong>anc<strong>in</strong>g 59 8 Unknown 1-6-2012 1-6-2015<br />
General<br />
Poongsan<br />
Poongsan Corporate<br />
Corp Purposes,<br />
90 9 3.000 24-4-2013 24-4-2016<br />
Ref<strong>in</strong>ance<br />
Poongsan<br />
Poongsan<br />
Corp<br />
Ref<strong>in</strong>ance 96 10 3.472 25-4-2014 25-4-2017<br />
Poongsan<br />
Poongsan<br />
Corp<br />
Ref<strong>in</strong>ance 85 8 2.286 28-8-2015 28-8-2018<br />
Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />
1.2.134 Sh<strong>in</strong>young Asset Management (South Korea)<br />
Sh<strong>in</strong>young Asset Management (South Korea) has made an estimated US$21 million available to the<br />
companies on the red flag list s<strong>in</strong>ce June 2012.<br />
Sh<strong>in</strong>young Asset Management owns or manages shares of the companies to the amount of US$21 million<br />
(see table below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the<br />
outstand<strong>in</strong>g shares at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />
Sharehold<strong>in</strong>gs managed by Sh<strong>in</strong>young Asset Management<br />
Total value<br />
Hold<strong>in</strong>g company Country Number of shares % Outstand<strong>in</strong>g<br />
(US$ mln)<br />
Fil<strong>in</strong>g date<br />
Hanwha South Korea 338,520 0.45 11 30-11-2015<br />
Poongsan South Korea 224,813 0.80 5 30-9-2015<br />
Poongsan South Korea 152,791 1.95 5 30-9-2015<br />
Source: Thomson Reuters Eikon, “Share ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Equity hold<strong>in</strong>gs: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />
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