Worldwide investments in CLUSTER MUNITIONS
report-worldwide_investments_cluster_munitions-2016
report-worldwide_investments_cluster_munitions-2016
You also want an ePaper? Increase the reach of your titles
YUMPU automatically turns print PDFs into web optimized ePapers that Google loves.
PNC F<strong>in</strong>ancial Services has underwritten bond issuances totall<strong>in</strong>g approximately US$99 million for<br />
the companies s<strong>in</strong>ce June 2012 (see table below).<br />
Hold<strong>in</strong>g<br />
company<br />
Orbital ATK<br />
Orbital ATK<br />
Orbital ATK<br />
Textron<br />
Textron<br />
Underwrit<strong>in</strong>g of bond issuances by PNC F<strong>in</strong>ancial Services<br />
Est.<br />
Use of<br />
Issuer<br />
proceeds<br />
General<br />
Orbital ATK Corporate<br />
Inc<br />
Purposes,<br />
Ref<strong>in</strong>ance<br />
General<br />
Orbital ATK Corporate<br />
Inc<br />
Purposes,<br />
Ref<strong>in</strong>ance<br />
General<br />
Orbital ATK Corporate<br />
Inc<br />
Purposes,<br />
Ref<strong>in</strong>ance<br />
Ref<strong>in</strong>anc<strong>in</strong>g,<br />
Textron Inc<br />
General<br />
Ref<strong>in</strong>anc<strong>in</strong>g,<br />
Textron Inc<br />
General<br />
Total value participation Interest<br />
Maturity<br />
Issue date<br />
(US$ mln) of this bank rate<br />
date<br />
(US$ mln)<br />
400 20 5.500 29-9-2015 1-10-2023<br />
400 20 5.500 29-9-2015 1-10-2023<br />
400 20 5.500 29-9-2015 1-10-2023<br />
250 8 3.650 23-1-2014 1-3-2021<br />
350 11 4.300 23-1-2014 1-3-2024<br />
Textron Textron Inc General 350 10 3.875 23-10-2014 1-3-2025<br />
Textron Textron Inc General 350 11 4.000 4-3-2016 15-3-2026<br />
Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />
1.2.122 Pr<strong>in</strong>cipal F<strong>in</strong>ancial Group (United States)<br />
Pr<strong>in</strong>cipal F<strong>in</strong>ancial Group (United States) has made an estimated US$93 million available to the companies<br />
on the red flag list s<strong>in</strong>ce June 2012.<br />
Pr<strong>in</strong>cipal F<strong>in</strong>ancial Group owns or manages shares of the companies to the amount of US$93 million<br />
(see table below). Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the<br />
outstand<strong>in</strong>g shares at the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />
Sharehold<strong>in</strong>gs managed by Pr<strong>in</strong>cipal F<strong>in</strong>ancial Group<br />
Total value<br />
Hold<strong>in</strong>g company Country Number of shares % Outstand<strong>in</strong>g<br />
(US$ mln)<br />
Fil<strong>in</strong>g date<br />
Orbital ATK United States 1,041,806 1.77 93 31-12-2015<br />
Source: Thomson Reuters Eikon, “Share ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />
Bloomberg, “Equity hold<strong>in</strong>gs: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />
118
Change language