Worldwide investments in CLUSTER MUNITIONS

1.2.111 New York State Common Retirement Fund (United States)
New York State Common Retirement Fund (United States) has made an estimated US$3 million available
to the companies on the red flag list since June 2012.
New York State Common Retirement Fund owns or manages shares of the companies to the amount of US$3
million (see table below). Only holdings of at least 1.0% for US producers and 0.1% for Asian producers of the
outstanding shares at the most recent available filing date are included.
Shareholdings managed by New York State Common Retirement Fund
Total value
Holding company Country Number of shares % Outstanding
(US$ mln)
Filing date
Hanwha South Korea 77,291 0.10 3 31-3-2015
Source: Thomson Reuters Eikon, “Share ownership: most recent filings”, viewed March 2016;
Bloomberg, “Equity holdings: most recent filings”, viewed March 2016.
1.2.112 NongHyup Financial (South Korea)
NongHyup Financial (South Korea) has made an estimated US$53 million available to the companies
on the red flag list since June 2012.
NongHyup Financial has underwritten bond issuances totalling approximately US$53 million for the
companies since June 2012 (see table below).
Holding
company
Hanwha
Hanwha
Issuer
Hanwha
Corp
Hanwha
Corp
Underwriting of bond issuances by NongHyup Financial
Est.
Use of Total value participation Interest
Maturity
Issue date
proceeds (US$ mln) of this bank rate
date
(US$ mln)
Refinance 141 9 3.790 25-10-2013 25-10-2016
Refinance 130 17 3.318 3-12-2015 3-12-2018
Poongsan Poongsan Refinancing 59 8 Unknown 1-6-2012 1-6-2015
Poongsan
Poongsan
Poongsan
Corp
Poongsan
Corp
General
Corporate
Purposes,
Refinance
90 9 3.000 24-4-2013 24-4-2016
Refinance 85 8 2.286 28-8-2015 28-8-2018
Source: Thomson Reuters Eikon, “Bond and share issue underwritings”, viewed March 2016;
Bloomberg, “Bond and share issue underwritings”, viewed March 2016.
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