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Worldwide investments in CLUSTER MUNITIONS

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Mitsubishi UFJ F<strong>in</strong>ancial has underwritten bond issuances totall<strong>in</strong>g approximately US$344 million for<br />

the companies s<strong>in</strong>ce June 2012 (see table below).<br />

Hold<strong>in</strong>g<br />

company<br />

Orbital ATK<br />

Orbital ATK<br />

Orbital ATK<br />

Orbital ATK<br />

Orbital ATK<br />

Textron<br />

Textron<br />

Issuer<br />

Alliant<br />

Techsystems<br />

Inc<br />

Orbital ATK<br />

Inc<br />

Orbital ATK<br />

Inc<br />

Orbital ATK<br />

Inc<br />

Orbital ATK<br />

Inc<br />

Textron Inc<br />

Textron Inc<br />

Underwrit<strong>in</strong>g of bond issuances by Mitsubishi UFJ F<strong>in</strong>ancial<br />

Est.<br />

Use of Total value participation Interest<br />

Maturity<br />

Issue date<br />

proceeds (US$ mln) of this bank rate<br />

date<br />

(US$ mln)<br />

General 300 50 5.250 22-10-2013 1-10-2021<br />

Bond<br />

Exchange<br />

300 50 5.250 13-7-2015 1-10-2021<br />

General<br />

Corporate<br />

Purposes,<br />

400 43 5.500 29-9-2015 1-10-2023<br />

Ref<strong>in</strong>ance<br />

General<br />

Corporate<br />

Purposes,<br />

400 43 5.500 29-9-2015 1-10-2023<br />

Ref<strong>in</strong>ance<br />

General<br />

Corporate<br />

Purposes,<br />

400 43 5.500 29-9-2015 1-10-2023<br />

Ref<strong>in</strong>ance<br />

Ref<strong>in</strong>anc<strong>in</strong>g,<br />

General<br />

250 29 3.650 23-1-2014 1-3-2021<br />

Ref<strong>in</strong>anc<strong>in</strong>g,<br />

350 40 4.300 23-1-2014 1-3-2024<br />

General<br />

Textron Textron Inc General 350 19 3.875 23-10-2014 1-3-2025<br />

Textron Textron Inc General 350 27 4.000 4-3-2016 15-3-2026<br />

Source: Thomson Reuters Eikon, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Bond and share issue underwrit<strong>in</strong>gs”, viewed March 2016.<br />

1.2.106 Mizuho F<strong>in</strong>ancial (Japan)<br />

Mizuho F<strong>in</strong>ancial (Japan) has made an estimated US$14 million available to the companies on the red flag<br />

list s<strong>in</strong>ce June 2012.<br />

Mizuho F<strong>in</strong>ancial provided loans totall<strong>in</strong>g approximately US$14 million to the companies (see table below).<br />

The table shows all loans closed s<strong>in</strong>ce June 2012.<br />

Loans provided by Mizuho F<strong>in</strong>ancial<br />

Est.<br />

Hold<strong>in</strong>g<br />

company<br />

Borrower<br />

Use of<br />

proceeds<br />

Total value<br />

(US$ mln)<br />

participation<br />

of this bank<br />

Clos<strong>in</strong>g date<br />

Maturity date<br />

(US$ mln)<br />

Orbital ATK<br />

Alliant<br />

Techsystems Inc<br />

Ref<strong>in</strong>anc<strong>in</strong>g,<br />

General<br />

200 14 3-9-2012 3-9-2017<br />

Source: Thomson Reuters Eikon, “Loans”, viewed March 2016; Bloomberg, “Loans”, viewed March 2016.<br />

109

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