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Worldwide investments in CLUSTER MUNITIONS

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1.2.93 Land Bank of Taiwan (Taiwan)<br />

Land Bank of Taiwan (Taiwan) has made an estimated US$15 million available to the companies on the<br />

red flag list s<strong>in</strong>ce June 2012.<br />

Land Bank of Taiwan provided loans totall<strong>in</strong>g approximately US$15 million to the companies (see table<br />

below). The table shows all loans closed s<strong>in</strong>ce June 2012.<br />

Hold<strong>in</strong>g<br />

company<br />

Orbital ATK<br />

Orbital ATK<br />

Borrower<br />

Alliant<br />

Techsystems Inc<br />

Alliant<br />

Techsystems Inc<br />

Loans provided by Land Bank of Taiwan<br />

Est.<br />

Use of Total value<br />

proceeds (US$ mln)<br />

participation<br />

of this bank<br />

Clos<strong>in</strong>g date Maturity date<br />

(US$ mln)<br />

Acquisition 1,010 9 1-11-2013 1-11-2018<br />

Acquisition 700 6 1-11-2013 1-11-2018<br />

Source: Thomson Reuters Eikon, “Loans”, viewed March 2016; Bloomberg, “Loans”, viewed March 2016.<br />

1.2.94 Legg Mason (United States)<br />

Legg Mason (United States) has made an estimated US$101 million available to the companies on the<br />

red flag list s<strong>in</strong>ce June 2012.<br />

Legg Mason owns or manages shares of the companies to the amount of US$101 million (see table below).<br />

Only hold<strong>in</strong>gs of at least 1.0% for US producers and 0.1% for Asian producers of the outstand<strong>in</strong>g shares at<br />

the most recent available fil<strong>in</strong>g date are <strong>in</strong>cluded.<br />

Sharehold<strong>in</strong>gs managed by Legg Mason<br />

Total value<br />

Hold<strong>in</strong>g company Country Number of shares % Outstand<strong>in</strong>g<br />

(US$ mln)<br />

Fil<strong>in</strong>g date<br />

Orbital ATK United States 1,138,072 1.93 101 31-12-2015<br />

Source: Thomson Reuters Eikon, “Share ownership: most recent fil<strong>in</strong>gs”, viewed March 2016;<br />

Bloomberg, “Equity hold<strong>in</strong>gs: most recent fil<strong>in</strong>gs”, viewed March 2016.<br />

102

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