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Encyclopedia of Buddhism Volume One A -L Robert E. Buswell

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P SYCHOLOGY<br />

Thus, generally speaking, the Buddhist tradition<br />

may be interpreted as a religious tradition with a<br />

prominent emphasis on the mind and liberation <strong>of</strong> the<br />

mind, but still a tradition for which the release from<br />

all suffering—if not the total release from an inherently<br />

painful embodiment—is the ultimate goal. Significant<br />

exceptions are found in traditions that have<br />

either sidelined the schemata <strong>of</strong> rebirth or have demythologized<br />

it. This is the case, for instance, with the<br />

MADHYAMAKA SCHOOL and traditions that adopt similar<br />

rhetorical or dialectic understandings <strong>of</strong> the dichotomy<br />

between rebirth (SAM SARA) and liberation<br />

(NIRVAN A). In such traditions it is not at all clear that<br />

belief in “rebirth” is to be taken to imply the acceptance<br />

<strong>of</strong> a psychosomatic process existing outside <strong>of</strong>,<br />

or independently from, the imaginative faculties <strong>of</strong> the<br />

individual. The Madhyamaka school, for instance, <strong>of</strong>fers<br />

tantalizing, yet paradoxical and baffling claims that<br />

rebirth and all the suffering that it brings is only the<br />

construction <strong>of</strong> mind or language, and that suffering<br />

disappears when it is shown to be a mistaken notion.<br />

Be that as it may, the most common normative<br />

principle in elite <strong>Buddhism</strong> is the belief that liberation<br />

is the consequence <strong>of</strong> a cognitive and affective shift,<br />

brought about not so much by an intellectual effort,<br />

but by contemplative exercises, and ascetic and moral<br />

training, that entail radical transformations <strong>of</strong> the person.<br />

In other words, changes in behavior and belief are<br />

understood to derive their liberating power from<br />

changes that can be described as “psychological” only<br />

in the broadest possible sense <strong>of</strong> the idea <strong>of</strong> “psychology”:<br />

shifts in the way in which a person perceives what<br />

is real, worthy, desirable, or satisfying, or changes in<br />

passion and affect, in behavior and demeanor, and in<br />

the bodily, sensory, and intellectual faculties. Such<br />

changes are “psychological” also in the sense that they<br />

are behavioral, they require modifications in the mode<br />

and orientation <strong>of</strong> a person’s mental, verbal, and bodily<br />

action.<br />

A certain “primacy <strong>of</strong> mind” is a common, and at<br />

times dominant, orientation in elite Buddhist doctrines<br />

<strong>of</strong> self-cultivation, soteriology, and ontology.<br />

<strong>One</strong> may also state with a certain degree <strong>of</strong> confidence<br />

that this elite characterization <strong>of</strong> the tradition has a<br />

mythic value even outside the small circles <strong>of</strong> monastic<br />

specialists who engage in the practice <strong>of</strong> MEDITA-<br />

TION or in formulating the theory <strong>of</strong> meditation and<br />

sainthood. This makes <strong>Buddhism</strong> a tradition in which<br />

ideals and techniques <strong>of</strong> psychological or psychosomatic<br />

self-cultivation play a central role as markers <strong>of</strong><br />

religious identity and continuity <strong>of</strong> tradition.<br />

A philosophy <strong>of</strong> mind<br />

But the question then arises as to whether or not there<br />

will be any heuristic or practical value in understanding<br />

this psychological orientation—or, for that matter,<br />

explicit Buddhist theories about the structure and the<br />

vicissitudes <strong>of</strong> the “mental”—as significantly parallel<br />

to Western psychological inquiry, or as viable alternatives<br />

that can be compared by means <strong>of</strong> common<br />

criteria <strong>of</strong> truth or effectiveness. The systematic exploration<br />

<strong>of</strong> such parallels can take us simultaneously in<br />

various directions and across difficult issues <strong>of</strong> epistemology<br />

and the philosophies <strong>of</strong> mind and science. This<br />

is fertile ground for future research, but we shall explore<br />

in this entry only cursorily what there is in the<br />

Buddhist tradition, if anything, that may be called a<br />

“psychology.”<br />

<strong>Buddhism</strong> shares with other Indian systems <strong>of</strong> religion<br />

and philosophy an interest in how the human self<br />

is constituted, including the nature and origin <strong>of</strong> the<br />

mental and the bodily broadly understood (namaru pa),<br />

as well as the nature <strong>of</strong> awareness (vijñapti) and consciousness<br />

(vijñana). Early Buddhist speculation separated<br />

itself from other early śramanic systems by<br />

formulating unique theories about the embodied self<br />

(jlva and kaya) and the state <strong>of</strong> a liberated being<br />

(TATHAGATA), as well as by formulating critiques <strong>of</strong><br />

those who denied the consequences <strong>of</strong> intentional actions<br />

(kriya), or <strong>of</strong> those who overemphasized the pervasiveness<br />

<strong>of</strong> moral causation.<br />

Related to these broad issues were, on the one hand,<br />

early theories <strong>of</strong> liberation and the PATH, and, on the<br />

other, structural conceptions <strong>of</strong> the mind-body complex,<br />

which sought to explain the origins, processes,<br />

and ultimate liberation <strong>of</strong> this complex by identifying<br />

the components and arrangement <strong>of</strong> mental states and<br />

processes. Some, presumably early, texts show attempts<br />

to reduce the sentient person to elementary<br />

substances, such as water, fire, earth, air, and space.<br />

But, among the most influential <strong>of</strong> the protoscientific<br />

theories are the structural theories <strong>of</strong> SKANDHA (AG-<br />

GREGATE), dhatu (sensory domains), and ayatana<br />

(sense faculties). The three theories show obvious signs<br />

<strong>of</strong> having originated independently from each other,<br />

but one can still treat them, as the tradition does, as<br />

three components <strong>of</strong> a single theory, which is summarized<br />

below.<br />

We may assume naively that each human person<br />

(pudgala) is a single living (jlva) and a sentient entity<br />

(sattva) that is the objective referent <strong>of</strong> the word “self”<br />

(atman). Buddhist introspection and inference, how-<br />

680 E NCYCLOPEDIA OF B UDDHISM

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