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GERMANY<br />

have their own premises. In 2014, of the roughly 109,600 self-employed SHI-accredited physicians in<br />

ambulatory care, 52,800 (48%) were practicing as family physicians (including GPs, internists, and pediatricians)<br />

and 56,800 (52%) as specialists. There were about 2,000 multispecialty clinics with more than 13,000 physicians<br />

(10% of ambulatory care physicians) in 2014. Around 11,000 physicians working in multispecialty clinics are<br />

salaried employees, while 12,000 are employed in practices of self-employed physicians. The total number<br />

of ambulatory care physicians is more than 130,000 (Federal Association of SHI Physicians, 2015). Some<br />

specialized outpatient care is provided by hospital specialists, including treatment of rare diseases and of severe<br />

progressive forms of disease, as well as highly specialized procedures.<br />

Individuals have free choice among GPs, specialists, and, if referred to inpatient care, hospitals. Registration<br />

with a family physician is not required, and GPs have no formal gatekeeping function. However, sickness funds<br />

are required to offer their members the option to enroll in a “family physician care model,” which has been<br />

shown to provide better services and also often provides incentives for complying with gatekeeping rules.<br />

SHI-accredited physicians in ambulatory care (GPs and specialists) are generally reimbursed on a fee-for-service<br />

(FFS) basis according to a uniform fee schedule negotiated between sickness funds and physicians (see below).<br />

Payments are limited to predefined maximum numbers of patients per practice and reimbursement points per<br />

patient, setting thresholds on the number of patients and treatments per patient for which a physician can be<br />

reimbursed. For the treatment of private patients, GPs and specialists also get an FFS, but the private tariffs<br />

are usually higher than the tariffs in the SHI uniform fee schedule. Pay-for-performance has not been established<br />

yet. The average reimbursement of a family physician is above EUR200,000 (USD254,000) per year, covering<br />

costs for personnel, etc., but excluding income from private patients, which varies substantially (Federal<br />

Association of SHI Physicians, 2015).<br />

Financial incentives for care coordination can be part of integrated care contracts, but are not routinely<br />

implemented. The only regular financial incentive that GPs receive is a fixed annual bonus (EUR120, or USD152,<br />

in 2015) for patients enrolled in a Disease Management Program (DMP), in which physicians provide patient<br />

training and document patient data. Bundled payments are not common in primary care, but a regional<br />

initiative, “Healthy Kinzigtal” (Kinzigtal is a valley in southeast Germany), provides an example of a shared<br />

savings model offering primary care doctors and other providers financial incentives for integrating care across<br />

providers and services.<br />

Administrative mechanisms for direct patient payments to providers: SHI physicians in ambulatory care<br />

bill their regional associations according to a uniform fee schedule; the associations are in turn reimbursed by<br />

sickness funds. Copayments or payments for services not included in the benefit catalogue are paid directly<br />

to the provider. In cases of private health insurance, patients pay up front and submit claims to the insurance<br />

company for reimbursement.<br />

After-hours care: After-hours care is organized by the regional associations of SHI-accredited physicians to<br />

ensure access to ambulatory care around the clock. Physicians are obliged to provide after-hours care in their<br />

practice, with differing regional regulations. In some areas (e.g., Berlin), after-hours care has been delegated<br />

to hospitals. The patient is given a report of the visit afterwards to hand to his or her GP. There is also a tight<br />

network of emergency care providers (the responsibility of the municipalities). After-hours care assistance is also<br />

available via a nationwide telephone hotline (116 117-Ärztlicher Bereitschaftsdienst). Payment for ambulatory<br />

after-hours care is based on the above-mentioned fee schedules, again with differences in the amount of<br />

reimbursement for SHI and PHI.<br />

Hospitals: Public hospitals make up about half of all beds, while private not-for-profits account for about a third.<br />

The number of private, for-profit hospitals has been growing in recent years (now around one-sixth of all beds).<br />

All hospitals are staffed principally by salaried doctors. Doctors in hospitals are typically not allowed to treat<br />

outpatients (similar to hospitalists in the U.S.), but exceptions are made if necessary care cannot be provided by<br />

office-based specialists. Senior doctors can treat privately insured patients on an FFS basis. Hospitals can also<br />

provide certain highly specialized services on an outpatient basis.<br />

International Profiles of Health Care Systems, 2015 71

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